California OAH special education order · October 24, 2013

Order of Determination of Sufficiency of Due Process Complaint

OAH Case No. 2013100280 · ALJ Robert Helfand

OAH found Student's third, nearly identical complaint insufficient because it again failed to state what claims were brought against the District or give facts supporting a child find claim; Student may amend within 14 days.

Complaint found insufficient Sufficiency of complaint

Summary

The District filed a Notice of Insufficiency against Student's complaint, which was nearly identical to two earlier complaints, one of them already found insufficient. OAH agreed that the complaint was insufficiently pled. It did not identify the issues being raised. It hinted at a child find claim but gave no facts from before the May 9, 2013 IEP meeting where Student was found eligible. Student was given 14 days to file an amended complaint listing each issue with supporting facts and proposed resolutions, or the case would be dismissed.

Why it matters

Refiling the same complaint after it was found insufficient will fail again. Each claim must be stated as a separate issue with supporting facts, and a child find claim needs facts from the period before eligibility.

Key authority cited

  • 20 U.S.C. § 1415(b)(7)(A)
  • 20 U.S.C. § 1415(c)(2)(D)
  • 20 U.S.C. § 1415(c)(2)(E)(i)(II)
  • Ed. Code § 56502
  • Sen. Rep. No. 108-185
  • 71 Fed.Reg. 46540-46541, 46699

Topics

sufficiency notice of insufficiency child find pleading requirements amended complaint refiled complaint

Full text of the order

Published text of the OAH order. Page headers and numbers from the original PDF have been dropped.

BEFORE THE

OFFICE OF ADMINISTRATIVE HEARINGS

STATE OF CALIFORNIA

In the Matter of:

PARENT ON BEHALF OF STUDENT, OAH CASE NO. 2013100280

v. ORDER OF DETERMINATION OF

SUFFICIENCY OF DUE PROCESS

HACIENDA LA PUENTE UNIFIED COMPLAINT

SCHOOL DISTRICT.

On October 3, 2013, Parent on behalf of Student (Student) filed with the Office of Administrative Hearings (OAH) a Due Process Hearing Request 1 (complaint) naming the Hacienda La Puente Unified School District (District) as respondent. 2 On October 23, 2013, the District filed a Notice of Insufficiency (NOI) as to Student’s complaint.

PROCEDURAL HISTORY

On May 28, 2013, Student filed a complaint (first complaint) which is nearly identical to the complaint in the instant matter. On June 6, 2013, the District filed a NOI contending that the complaint was insufficient as (1) it fails to specify and identify the issues and (2)

fails to allege specific facts including dates to allow the District to prepare a defense and participate in a resolution session or mediation.

On June 7, 2013, OAH, by the undersigned, found that the first complaint was insufficiently pled. The undersigned stated:

Student’s complaint is comprised of five paragraphs of facts and requests a resolution of Student being placed at an “appropriate nonpublic school, such as the Frostig School.” The complaint fails to specify what issues are being asserted against the District. In paragraph one, Student states that Student was found eligible for special education under the 1 A request for a due process hearing under Education Code section 56502 is the due process complaint notice required under Title 20 United States Code section 1415(b)(7)(A).

2 Student failed to serve the complaint on the District. The District received the complaint from OAH.

category of emotional disturbance on May 9, 2013. In that paragraph, Student refers to the District failing to meet its child find obligations. The remainder of the four paragraphs avers facts which apparently occurred during 2013, but there is no reference as to what issue these facts refer to.

It is unclear what claims are being alleged in the complaint in the last four paragraphs because Student has not specified any specific issues.

Thus, the District, as well as OAH, are unsure of what claims Student is alleging. Thus, the complaint is not sufficient to permit the District to prepare a defense or participate in both resolution and mediation as to what is issue is being alleged other than child find.

On July 17, 2013, Student filed another complaint (second complaint) which was nearly identical to the first complaint. On August 7, 2013, Student withdrew the second complaint.

On October 3, 2013, Student filed the complaint in this matter. The complaint is nearly identical to the first and second complaints. Student, like in the previous complaints, fails to state what claims are being alleged against the District.

APPLICABLE LAW

The named parties to a due process hearing request have the right to challenge the sufficiency of the complaint. 3 The party filing the complaint is not entitled to a hearing unless the complaint meets the requirements of Title 20 United States Code section 1415(b)(7)(A).

A complaint is sufficient if it contains: (1) a description of the nature of the problem of the child relating to the proposed initiation or change concerning the identification, evaluation, or educational placement of the child, or the provision of a free appropriate public education (FAPE) to the child; (2) facts relating to the problem; and (3) a proposed resolution of the problem to the extent known and available to the party at the time. 4 These requirements prevent vague and confusing complaints, and promote fairness by providing the named parties with sufficient information to know how to prepare for the hearing and how to participate in resolution sessions and mediation. 5 3 20 U.S.C. § 1415(b) & (c).

4 20 U.S.C. § 1415(b)(7)(A)(ii)(III) & (IV).

5 See, H.R.Rep. No. 108-77, 1st Sess. (2003), p. 115; Sen. Rep. No. 108-185, 1st Sess. (2003), pp. 34-35.

The complaint provides enough information when it provides “an awareness and understanding of the issues forming the basis of the complaint.” 6 The pleading requirements should be liberally construed in light of the broad remedial purposes of the IDEA and the relative informality of the due process hearings it authorizes. 7 Whether the complaint is sufficient is a matter within the sound discretion of the Administrative Law Judge. 8

DISCUSSION

It is unclear what claims Student is alleging against the District. Student alleges facts that appear to state a claim that the District failed to meet its child find obligations. But Student fails to allege facts which occurred prior to the May 9, 2013 Individualized Education program (IEP) team meeting where Student was found eligible for special education under the category of emotional disturbance (ED). Thus, Student has failed to provide facts relating to the problem.

Student avers a number of facts as to the Spring of 2013, but fails to allege what claim is being brought. Thus, as in the previous complaints, it is unclear what claims Student is alleging. The District, as is OAH, is entitled to be specifically informed as to what issues are being raised by Parent. Thus Student’s complaint is insufficiently pled.

Student should she desire to file an amended complaint, should list each issue or claim being alleged with supporting facts and proposed resolutions.

ORDER

1. Student’s complaint is insufficiently pled under section Title 20 United States

Code 1415(c)(2)(D).

6 Sen. Rep. No. 108-185, supra, at p. 34.

7 Alexandra R. v. Brookline School Dist. (D.N.H., Sept. 10, 2009, No. 06-cv-0215- JL) 2009 WL 2957991 at p.3 [nonpub. opn.]; Escambia County Board of Educ. v. Benton (S.D.Ala. 2005) 406 F. Supp.2d 1248, 1259-1260; Sammons v. Polk County School Bd.

(M.D. Fla., Oct. 28, 2005, No. 8:04CV2657T24EAJ) 2005 WL 2850076 at p. 3[nonpub.

opn.] ; but cf. M.S.-G. v. Lenape Regional High School Dist. (3d Cir. 2009) 306 Fed.Appx.

772, at p. 3[nonpub. opn.].

8 Assistance to States for the Education of Children With Disabilities and Preschool Grants for Children With Disabilities, 71 Fed.Reg. 46540-46541, 46699 (Aug. 14, 2006).

2. Student shall be permitted to file an amended complaint under Title 20 United

States Code section 1415(c)(2)(E)(i)(II). 9

3. The amended complaint shall comply with the requirements of Title 20 United

States Code section 1415(b)(7)(A)(ii), and shall be filed not later than 14 days from the date of this order.

4. If Student fails to file a timely amended complaint, the complaint will be

dismissed.

5. All dates previously set in this matter are vacated.

Dated: October 24, 2013 /s/

ROBERT HELFAND

Administrative Law Judge Office of Administrative Hearings 9 The filing of an amended complaint will restart the applicable timelines for a due process hearing.