California OAH special education order · January 25, 2016
Order Following Prehearing Conference
OAH Case No. 2015090255 · ALJ Dena Coggins
OAH set Student's three IEP claims against Vacaville for a February 2016 hearing and dismissed Student's Section 504, ADA, and civil rights claim for lack of jurisdiction.
This case went to decision
Student v. Vacaville Unified School District: Vacaville Unified must provide communication devices, 79.5 hours of AAC services, and $1,597.13; the speech-provider claim is denied. (2016)
Summary
After a telephonic prehearing conference, the ALJ set a three-day hearing beginning February 2, 2016. At Vacaville's unopposed request, she moved the hearing to Will C. Wood High School. The order framed Student's issues on speech and language and assistive technology assessment, least restrictive environment, and IEP implementation. It dropped a proposed 'issue' that was really a remedy and dismissed Student's Section 504, ADA, Title II, and state civil rights claim because OAH lacks jurisdiction over it. The ALJ also granted Student's request to audio record the hearing with conditions and closed the hearing to the public at Student's request.
Why it matters
OAH special education hearings cannot decide Section 504, ADA, or state civil rights claims, so families must pursue those elsewhere. Remedies should be listed as proposed resolutions, not as separate issues.
Key authority cited
- Schaffer v. Weast (2005) 546 U.S. 49
- Ed. Code, § 56505, subd. (e)(7)
- Cal. Code Regs., tit. 5, § 3082, subd. (g)
Topics
Full text of the order
Published text of the OAH order. Page headers and numbers from the original PDF have been dropped.
BEFORE THE
OFFICE OF ADMINISTRATIVE HEARINGS
STATE OF CALIFORNIA
In the Matter of:
PARENT ON BEHALF OF STUDENT, OAH Case No. 2015090255 v. ORDER FOLLOWING PREHEARING
CONFERENCE
VACAVILLE UNIFIED SCHOOL
DISTRICT.
On January 25, 2016, a telephonic prehearing conference was held before Administrative Law Judge Dena Coggins, Office of Administrative Hearings. Tania Whiteleather, Attorney at Law, appeared on behalf of Student. Jan Tomsky, Attorney at Law, appeared on behalf of Vacaville Unified School District. The PHC was recorded.
Based upon discussion with the parties, the ALJ issues the following order:
1. Hearing Dates, Times, and Location. The hearing shall take place on
February 2, February 3, and February 4, 2016. If additional hearing days are needed, the hearing will continue day to day, Monday through Thursday, at the discretion of the ALJ.
The hearing shall take place at Will C. Wood High School, 998 Marshall Road, Vacaville, CA 95687. 1 The hearing shall begin at 9:30 a.m. the first day of the hearing and at 9:00 a.m.
all other days, unless otherwise ordered.
Vacaville shall provide a facility for the hearing that fully complies with the Americans with Disabilities Act of 1990 (42 U.S.C.A. § 12101 et seq.), the Rehabilitation Act of 1973 (29 U.S.C. § 794 et seq.), the Unruh Civil Rights Act (Civ. Code, § 51 et seq.), and all laws governing accessibility of government facilities to persons with disabilities. Vacaville shall inform OAH within two days of the date of this order it is able to certify that it will provide a facility that complies with the law.
Prior to the beginning of the hearing, Vacaville shall ensure that the hearing room is configured into a courtroom setting and shall have at a minimum (1) a table for Student and his representatives; (2) a table for Vacaville’s legal representative and special education representative; (3) a table for the witness; and (4) a table for the ALJ, near an electrical During the PHC, Vacaville requested a hearing location change from Vacaville’s offices to Will C. Wood High School. Student did not oppose the location change.
Vacaville’s request was granted.
outlet. Vacaville shall provide drinking water and tissue to all parties, witnesses and the ALJ. The same hearing room shall be used for each day of hearing and shall be available at least one hour prior to the commencement of the hearing each day. The hearing room shall be locked following the hearing each night. Vacaville shall ensure that the hearing room and access to it are in compliance with the Americans with Disabilities Act.
The parties shall immediately notify all potential witnesses of the hearing dates, and shall subpoena witnesses if necessary, to ensure that the witnesses will be available to testify.
A witness will not be regarded as unavailable for purposes of showing “good cause” to continue the hearing if the witness is not properly notified of the hearing date or properly subpoenaed, as applicable.
2. Issues and Proposed Resolutions. The issues at the due process hearing, and
the proposed resolutions, are listed below. 2 Student’s Issue 1: Did Vacaville deny Student a free appropriate public education from August 23, 2013, through August 23, 2015, by:
a. failing to assess Student in speech and language/communication and
assistive technology; and
b. failing to appropriately assess Student in speech and
language/communication and assistive technology? Student’s Issue 2: Did Vacaville deny Student a FAPE by failing to offer Student placement and services in the least restrictive environment from August 28, 2014, through August 28, 2015? Student’s Issue 3: Did Vacaville fail to implement Student’s IEP’s, beginning with the September 11, 2014 IEP, by:
a. failing to provide Student an appropriate speech and language pathologist
for speech and language services; and
b. failing to provide Student assistive technology training?
Student’s Issue 4, as appeared in Student’s PHC statement, is a resolution, not a claim; therefore, that issue was not added as one of Student’s issues here. Student’s Issue 5, alleging rights under Section 504, ADA, Title II, and State civil rights laws, was dismissed for lack of jurisdiction.
Student’s Proposed Resolutions:
a. Vacaville to provide Student with one-to-one individual speech and
language services in an amount to be established at hearing;
b. Vacaville to provide Student with a full-time one-to-one aide from a
certified non-public agency for the purpose of facilitating her language and social interactions in her special day class and in the general education classroom;
c. Vacaville to provide Student with compensatory education services for the
loss of speech and language services during the 2014-2015 school year;
d. Vacaville to reimburse Student’s guardian for the costs of educational and
related services provided to Student between August 28, 2013 and August 20, 2015;
and
e. Vacaville to provide training to staff in the use of NOVACHAT and
Pragmatic Organization Dynamic Display as communication devices for Student.
3. Exhibits. Exhibits shall be pre-marked and placed in three-ring exhibit
binders prior to the hearing. The parties’ respective binders should be different colors from one another. The parties have exchanged exhibits. Student’s proposed exhibits are identified using alphabetical designations. Districts’ proposed exhibits are identified using “D”
followed by a numerical designation.
Each exhibit shall be internally paginated by exhibit, or all of a party’s exhibits shall be Bates-stamped. Each exhibit binder shall contain a detailed table of contents. The parties shall serve their evidence binders on each other in compliance with Education Code section 56505, subdivision (e)(7). At the hearing, each party shall supply an exhibit binder containing its exhibits for use by the ALJ, and a second exhibit binder for use by witnesses.
The parties may not serve exhibits on OAH prior to the hearing. In the event of duplicate exhibits, the most legible version will be used.
Except for good cause shown, or unless used solely for rebuttal or impeachment, any exhibit not included in the exhibit lists and not previously exchanged shall not be admitted into evidence at the hearing unless it is supported by written declaration under penalty of perjury, and the ALJ rules that it is admissible.
4. Witnesses. Each party is responsible for procuring the attendance at hearing
of its own witnesses. Each party shall make witnesses under its control reasonably available. The parties shall schedule their witnesses to avoid delays in the hearing and to minimize or eliminate the need for calling witnesses out of order. Neither party shall be permitted to call any witnesses not timely disclosed except for good cause shown, supported by written declaration under penalty of perjury, and at the discretion of the ALJ.
The parties have agreed to meet and confer in an effort to review and shorten their witness lists prior to the hearing, bearing in mind that evidence will be excluded if it is repetitive, cumulative, or insufficiently probative to justify the time it would take to hear.
Vacaville has agreed to inform Student of all witnesses appearing on Student’s narrowed witness list who are no longer employed by Vacaville.
The parties shall attempt to reach agreement on a witness list for the first day of hearing. The District shall have witnesses available in case agreement on a witness list is not reached. Prior to the commencement of the due process hearing, the ALJ and the parties will discuss the length of time anticipated for direct and cross-examination of each witness and scheduling issues for individual witnesses, and the ALJ will finalize the witness schedule.
Additionally, the parties shall be prepared at the end of each day of hearing to discuss the witnesses to be presented the next day and the time the testimony of each such witness is expected to take.
5. Scope of Witness Examination. Each witness shall be called to testify only
once, except for rebuttal purposes, and all parties shall examine the witness on all issues when the witness is first called. After the first direct and cross-examinations, each party shall be limited in examining the witness to only those matters raised in the immediately preceding examination. The order in which the parties present their cases in chief shall be subordinate to the need for each witness to appear only once.
6. Telephonic Testimony. Whether a witness may appear by telephone is a
matter within the discretion of the ALJ. (Cal. Code Regs., tit. 5, § 3082, subd. (g).) Any party seeking to present a witness by telephone shall move in advance for leave to do so, unless the opposing party has stipulated that the witness may appear by telephone. The proponent of the witness shall provide the proposed witness with a complete set of exhibit binders from all parties, containing all of each party’s exhibits, prior to the hearing; and shall ensure that the hearing room has sound equipment that allows everyone in the room to hear the witness, and the witness to hear objections and rulings. Neither party made a request for telephonic testimony. Therefore, no witness will be heard by telephone unless all these requirements have been fulfilled.
7. Electronic Recording of Hearing.
a. Audio Recording. Student’s motion to make an audio recording of the
hearing is granted, subject to the following conditions: 1) that OAH’s recording is the only official recording; 2) that the recording will be turned on and off at the same time as the ALJ’s recording, in order to avoid recording conversations while off the record; and 3) that operation of the party’s recording mechanism will not be allowed to delay the hearing. If Vacaville desires to make such a recording, Vacaville shall move for leave to do so in advance of the hearing, and the same conditions shall apply.
b. Video Recording. No party, witness or anyone else present may
make any video recording of any part of the proceedings. Any person doing so shall be subject to sanctions.
8. Order of Presentation of Evidence. In an administrative proceeding, the
burden of proof is ordinarily on the party requesting the hearing. (Schaffer v. Weast (2005)
546 U.S. 49, 56-62 [126 S.Ct. 528, 163 L.Ed.2d 387].) Here, Student is the petitioning party.
Accordingly, Student shall present its case-in-chief, followed by Vacaville.
9. Motions. No pretrial motions are pending or contemplated. Any motion filed
after this date shall be supported by a declaration under penalty of perjury establishing good cause as to why the motion was not made prior to or during the prehearing conference of January 25, 2016.
10. Compensatory Education/Reimbursement. Any party seeking reimbursement
of expenditures shall present admissible evidence of these expenditures, or a stipulation to the amount of expenditures, as part of its case in chief. A party seeking compensatory education should provide evidence regarding the type, amount, duration, and need for any requested compensatory education.
11. Stipulations. Stipulations to pertinent facts, contentions or resolutions are
encouraged. Any proposed stipulation shall be submitted to the assigned ALJ in written form.
12. Conduct of Counsel and Hearing Room Decorum. Counsel, all parties, and all
witnesses shall conduct themselves in a professional and courteous manner at all times.
Cellular phones, pagers, recorders, and other noisemaking electronic devices shall be shut off or set to vibrate during the hearing unless permission to the contrary is obtained from the
ALJ.
13. Special Needs and Accommodations. A party or participant to this case, such as
a witness, requiring reasonable accommodation to participate in the mediation or hearing may contact the assigned calendar staff, identified in the scheduling order, at (916) 263-0880, as soon as the need is known. Additional information concerning requests for reasonable accommodation is available on OAH’s website at:
http://www.dgs.ca.gov/oah/Home/Accommodations.aspx
14. Hearing Open/Closed To the Public. At the request of Student, the hearing
will be closed to the public.
15. Settlement. The parties are encouraged to continue working together
to reach an agreement before the due process hearing. The parties shall inform OAH in writing immediately should they reach a settlement or otherwise resolve the dispute before the scheduled hearing. In addition, if a settlement is reached within five days of the scheduled start of the due process hearing, the parties shall also inform OAH of the settlement by telephone at (916) 263-0880.
IF A FULL AND FINAL WRITTEN SETTLEMENT AGREEMENT IS REACHED
AFTER 5:00 P.M. THE DAY PRIOR TO HEARING, THE PARTIES SHALL LEAVE A
VOICEMAIL MESSAGE REGARDING THE SETTLEMENT AT (916) 274-6035. THE
PARTIES SHOULD ALSO LEAVE CONTACT INFORMATION SUCH AS CELLULAR
PHONE NUMBERS OF EACH PARTY OR COUNSEL FOR EACH PARTY. THE
PARTIES SHOULD SIMULTANEOUSLY FAX THE SIGNATURE PAGE OF THE
SIGNED AGREEMENT OR A LETTER WITHDRAWING THE CASE TO THE OAH AT
THE FAXINATION LINE at 916-376-6319.
Dates for hearing will not be cancelled until the letter of withdrawal or signature page of the signed agreement has been received by OAH. If an agreement in principle is reached, the parties should plan to attend the scheduled hearing unless different arrangements have been agreed upon by the assigned ALJ. The assigned ALJ will check for messages the evening prior to the hearing or the morning of the hearing.
16. Failure to comply with this order may result in the exclusion of evidence or
other sanctions.
IT IS SO ORDERED.
DATE: January 25, 2016
/ S/
DENA COGGINS
Administrative Law Judge Office of Administrative Hearings
