California OAH special education order · December 23, 2015

Order Following Prehearing Conference

OAH Case No. 2015100314 · ALJ Elsa H. Jones

OAH set a January 5, 2016 hearing on whether District formed and breached an enforceable settlement agreement and whether OAH has jurisdiction, and denied Student's request to audio record the hearing.

This case went to decision

Student v. Torrance Unified School District: Torrance Unified prevails: Parent's signed acceptance of a one-page settlement offer letter did not create an enforceable settlement agreement. (2016)

Summary

After a telephonic prehearing conference, the ALJ set the hearing to begin January 5, 2016 at District's offices. The issues are whether District and Student entered an enforceable settlement agreement based on District's August 19, 2015 offer in an earlier OAH case, whether OAH has jurisdiction to decide that, and whether District failed to perform the agreement. Student seeks payment of $49,720 under the alleged agreement. The ALJ denied Student's motion to make an audio recording of the hearing without prejudice and ordered District to confirm within two days that it will provide an accessible hearing facility, because District had not certified this.

Why it matters

Families claiming a district backed out of a settlement offer can ask OAH to decide whether a binding agreement exists and to enforce it, but OAH's jurisdiction over that question may itself be contested at hearing. The order also shows that requests to audio record a hearing are left to the ALJ's discretion and may be denied.

Key authority cited

  • Schaffer v. Weast (2005) 546 U.S. 49
  • Ed. Code, § 56505, subd. (e)(7)
  • Gov. Code, § 11514, subd. (a)
  • Cal. Code Regs., tit. 5, § 3082, subd. (g)

People named in the order

  • Elsa H. Jones, Administrative Law Judge
  • Jennifer Guze Campbell, Student's attorney
  • Sarah A. Spacht, Student's attorney
  • Geoffrey Winterowd, District's attorney
  • Marissa Quintero, Former employee of District's counsel; potential witness
  • Brittany Odom, District witness (testimony by affidavit)

Topics

prehearing conference settlement enforcement jurisdiction audio recording witness affidavit

Full text of the order

Published text of the OAH order. Page headers and numbers from the original PDF have been dropped.

BEFORE THE

OFFICE OF ADMINISTRATIVE HEARINGS

STATE OF CALIFORNIA

In the Matter of:

PARENT ON BEHALF OF STUDENT, OAH Case No. 2015100314 v. ORDER FOLLOWING PREHEARING

CONFERENCE

TORRANCE UNIFIED SCHOOL

DISTRICT.

On December 21, 2015, a telephonic prehearing conference was held before Administrative Law Judge Elsa H. Jones, Office of Administrative Hearings. Jennifer Guze Campbell, and Sarah A. Spacht, Attorneys at Law, appeared on behalf of Parent and Student (collectively, Student). Geoffrey Winterowd, Attorney at Law, appeared on behalf of District. The PHC was recorded.

Based upon discussion with the parties, the ALJ issues the following Order:

1. Hearing Dates, Times, and Location. The hearing shall take place on

January 5-7, 2016, and shall continue day to day thereafter, Monday through Thursday as needed, at the discretion of the ALJ. The hearing shall take place at the District’s offices located at 2335 Plaza Del Amo, Torrance, California 90509. The hearing shall begin at 9:30 a.m. on January 5, 2016, and at 9:00 a.m. on all other days, unless otherwise ordered.

As ordered in the scheduling order, the named local educational agency was to provide a facility for the hearing that fully complies with the Americans with Disabilities Act of 1990 (42 U.S.C. § 12101 et seq.), the Rehabilitation Act of 1973 (29 U.S.C. § 794 et seq.), the Unruh Civil Rights Act (Civ. Code, § 51 et seq.), and all laws governing accessibility of government facilities to persons with disabilities. District failed to certify that it would provide a facility for this case that complied with the law. District shall inform OAH within two days of the date of this Order it is able to certify that it will provide a facility that complies with the law.

Prior to the beginning of the hearing, District shall ensure that the hearing room is configured into a courtroom setting, including (1) a table for Student and his representatives;

(2) a table for District’s legal representative and special education representative; (3) a table for the witness; and (4) a table for the ALJ, near an electrical outlet. District shall also make reasonable effort to ensure that drinking water and tissue are available to all parties, witnesses and the ALJ.

The parties shall immediately notify all potential witnesses of the hearing dates, and shall subpoena witnesses if necessary, to ensure that the witnesses will be available to testify.

A witness will not be regarded as unavailable for purposes of showing “good cause” to continue the hearing if the witness was not properly notified of the hearing date or properly subpoenaed, as applicable.

2. Issues and Proposed Resolutions. The issues at the due process hearing, and

the proposed resolutions, are listed below.

A. Whether District and Student entered into an enforceable settlement agreement pursuant to District’s offer to settle dated August 19, 2015, pertaining to OAH Case No. 2015070848; and, if so, B. Whether OAH has jurisdiction to adjudicate the foregoing issues, and C. Whether District failed to perform the settlement agreement, such that Student is entitled to its implementation.

Student seeks relief to include payment of the sum of $49,720, as provided for in the alleged settlement agreement.

3. Exhibits. The parties shall exchange their exhibits and final exhibit lists, and

file their final exhibit lists with OAH, by no later than 5:00 p.m. on December 28, 2015.

Exhibits shall be pre-marked and placed in three-ring exhibit binders prior to the hearing.

The parties shall use numbers to identify exhibits, but shall place the letter “S” or “D” in front of the exhibit to designate whether it is a Student or District exhibit (for example, “S-5, S-6, or D-1, D-2”). Each exhibit shall be internally paginated by exhibit, or all of a party’s exhibits shall be consecutively paginated by Bates stamp or similar method, commencing with the first page of the first exhibit and ending with the last page of the last exhibit. Each exhibit binder shall contain a detailed table of contents. At the hearing, each party shall supply an exhibit binder containing its exhibits for use by the ALJ, and a second exhibit binder for use by witnesses. The parties may not serve exhibits on OAH prior to the hearing.

In the event of duplicate exhibits, the most legible version will be used.

Except for good cause shown, or unless used solely for rebuttal or impeachment, any exhibit not included in a party’s exhibit list and not previously exchanged shall not be admitted into evidence at the hearing at the request of that party except for good cause shown, and unless the ALJ rules that it is otherwise admissible.

4. Witnesses. The parties shall serve their final witness lists upon each other and

file them with OAH in accordance with Education Code section 56505, subdivision (e)(7).

Neither party shall be permitted to call any witnesses not disclosed in the party’s final witness list except for good cause shown, and at the discretion of the ALJ.

Each party is responsible for procuring the attendance at hearing of its own witnesses.

Each party shall make witnesses under its control reasonably available, upon timely notice.

Additionally, District’s counsel shall provide the most recent contact information that she has for Marissa Quintero, a former employee of District’s counsel.

The parties shall schedule their witnesses to avoid delays in the hearing and to minimize or eliminate the need for calling witnesses out of order. The parties are encouraged to review and curtail their witness lists prior to the hearing, bearing in mind that evidence will be excluded if it is repetitive, cumulative, or insufficiently probative to justify the time it would take to hear. The ALJ has discretion to limit the number of witnesses who testify and the time allowed for witnesses’ testimony.

Except for parties, and individuals who are serving as representatives of parties for purposes of appearance at hearing, no witnesses will be allowed in the hearing room during the proceedings except when that witness has been called to testify.

The parties shall attempt to reach agreement on a witness list for the first day of hearing. District shall have witnesses available in case agreement on a witness list is not reached. At all times throughout the hearing, the parties shall be prepared to discuss the witness schedule and the time the testimony of each witness is expected to take.

In its PHC statement, District stated its intention that Brittany Odom testify by affidavit. District shall follow the procedure set forth in Government Code section 11514, subdivision (a), and any other applicable statutes and regulations with respect to the affidavit of Ms. Odom.

5. Scope of Witness Examination. Each witness shall be called to testify only

once, except for rebuttal purposes, and all parties shall examine the witness on all issues when the witness is first called. After the first direct and cross-examinations, each party shall be limited in examining the witness to only those matters raised in the immediately preceding examination, at the discretion of the ALJ. The order in which the parties present their cases in chief shall be subordinate to the need for each witness to appear only once.

6. Telephonic Testimony. Whether a witness may appear by telephone is a

matter within the discretion of the ALJ. (Cal. Code Regs., tit. 5, § 3082, subd. (g).) Any party seeking to present a witness by telephone shall move in advance for leave to do so, unless the opposing party has stipulated that the witness may appear by telephone. The proponent of the witness shall provide the proposed witness with a complete set of exhibit binders from all parties, containing all of each party’s exhibits, prior to the hearing; and shall ensure that the hearing room has sound equipment that allows everyone in the room to hear the witness, and the witness to hear objections and rulings. The witness shall testify by means of a landline, while in a private room. No witness will be heard by telephone unless all these requirements have been fulfilled.

7. Electronic Recording of Hearing.

a. Audio Recording. Student’s motion to make an audio recording of the

hearing is denied without prejudice.

b. Video Recording. No party, witness or anyone else present may

make any video recording of any part of the proceedings. Any person doing so shall be subject to sanctions.

8. Order of Presentation of Evidence. In an administrative proceeding, the

burden of proof is ordinarily on the party requesting the hearing. (Schaffer v. Weast (2005)

546 U.S. 49, 56-62 [126 S.Ct. 528, 163 L.Ed.2d 387].) Here, Student is the petitioning party.

Accordingly, Student shall present her case-in-chief first.

9. Motions. No additional pretrial motions are pending or contemplated. Any

motion filed after the date of this Order shall be supported by a declaration under penalty of perjury establishing good cause as to why the motion was not made prior to or during the PHC of December 21, 2015.

10. Compensatory Education/Reimbursement. Any party seeking reimbursement

of expenditures shall present admissible evidence of the expenditures, or a stipulation as to the amount of the expenditures, as part of its case in chief. A party seeking compensatory education should provide evidence regarding the type, amount, duration, and need for any requested compensatory education.

11. Stipulations. Stipulations to pertinent facts, contentions or resolutions are

encouraged. Any proposed stipulation shall be submitted to the assigned ALJ in writing.

12. Conduct of Counsel and Hearing Room Decorum. Counsel, all parties, and all

witnesses shall conduct themselves in a professional and courteous manner at all times.

Cellular phones, pagers, recorders, and other noisemaking electronic devices shall be shut off or placed on the vibrate setting during the hearing unless permission to the contrary is obtained from the ALJ. There shall be no texting or tweeting during the hearing unless permission to the contrary is obtained from the ALJ. There shall be no weapons in the hearing room, except for any that are carried by duly authorized law enforcement officers.

13. Special Needs and Accommodations. No party requested any

accommodations or the services of an interpreter.

A party or participant to this case, such as a witness, requiring reasonable accommodation to participate in the mediation or hearing may contact the assigned calendar staff, identified in the scheduling order, at (916) 263-0880, as soon as the need is known.

Additional information concerning requests for reasonable accommodation is available on OAH’s website at: http://www.dgs.ca.gov/oah/Home/Accommodations.aspx

14. Hearing Closed To the Public. The hearing is closed to the public.

15. Settlement. The parties are encouraged to continue working together to reach

an agreement before the due process hearing. The parties shall inform OAH in writing immediately should they reach a settlement or otherwise resolve the dispute before the scheduled hearing. Further, if a settlement is reached within five days of the scheduled start of the due process hearing, the parties shall also inform OAH of the settlement by telephone at (916) 263-0880.

IF A FULL AND FINAL WRITTEN SETTLEMENT AGREEMENT IS REACHED

AFTER 5:00 P.M. THE DAY PRIOR TO HEARING, THE PARTIES SHALL LEAVE A

VOICEMAIL MESSAGE REGARDING THE SETTLEMENT AT (916) 274-6035. THE

PARTIES SHOULD ALSO LEAVE CONTACT INFORMATION SUCH AS CELLULAR

PHONE NUMBERS OF EACH PARTY OR COUNSEL FOR EACH PARTY. THE

PARTIES SHOULD SIMULTANEOUSLY FAX THE SIGNATURE PAGE OF THE

SIGNED AGREEMENT OR A LETTER WITHDRAWING THE CASE TO OAH AT THE

FAXINATION LINE at (916) 376-6319.

Dates for hearing will not be cancelled until the letter of withdrawal or signature page of the signed agreement has been received by OAH. If an agreement in principle is reached, the parties should plan to attend the scheduled hearing unless different arrangements have been agreed upon by the assigned ALJ. The assigned ALJ will check for messages the evening prior to the hearing or the morning of the hearing.

16. Failure to comply with this Order and with the provisions of Education Code

section 56505, subdivision (e)(7) may result in the exclusion of evidence or other sanctions.

IT IS SO ORDERED.

DATE: December 23, 2015

/ S/

ELSA H. JONES

Administrative Law Judge Office of Administrative Hearings