California OAH special education order · February 24, 2016
Order Following Prehearing Conference
OAH Case No. 2016020251 · ALJ Caroline A. Zuk
OAH set District's case to assess Student without parental consent for a March 1, 2016 hearing in San Diego. Student filed no exhibit or witness lists, and evidence objections were deferred to hearing.
This case went to decision
Vista Unified School District v. Student: Vista Unified may proceed with triennial reassessment under its December 2015 plan as modified and signed by the mother at hearing. (2016)
Summary
After a telephonic prehearing conference, ALJ Caroline A. Zuk framed the single issue in District's case: whether District may conduct the assessments in its December 3, 2015 assessment plan without parents' written consent. The hearing was set for March 1, 2016, in San Diego, with District presenting first because it bears the burden of proof. Student did not file a prehearing conference statement, exhibit list, or witness list, and expressed distrust of the process. The ALJ said all rulings on admissibility, including Student's objection to District calling an interpreter as a witness, would be made at hearing.
Why it matters
Families who skip the prehearing conference statement risk having their exhibits and witnesses excluded at hearing, so it pays to file lists even when distrustful of the process. A district may ask OAH to allow assessments to go forward without parent consent.
Key authority cited
- Schaffer v. Weast (2005) 546 U.S. 49
- Ed. Code § 56505, subd. (e)(7)
People named in the order
- Yazmin Lope, Spanish language interpreter at prehearing conference
- Dafnee Ramirez, Interpreter listed as District witness
Topics
Full text of the order
Published text of the OAH order. Page headers and numbers from the original PDF have been dropped.
BEFORE THE
OFFICE OF ADMINISTRATIVE HEARINGS
STATE OF CALIFORNIA
In the Matter of:
VISTA UNIFIED SCHOOL DISTRICT, OAH Case No. 2016020251 v. ORDER FOLLOWING PREHEARING
CONFERENCE
PARENT ON BEHALF OF STUDENT.
On February 22, 2016, a telephonic prehearing conference was held before Administrative Law Judge Caroline A. Zuk, Office of Administrative Hearings. Tiffany Santos, Attorney at Law, appeared on behalf of Vista Unified School District. Mother appeared on behalf of Student. Father joined the prehearing conference toward the end of the conference. Yazmin Lope provided Spanish language interpretation services for Mother.
The PHC was recorded.
Based upon discussion with the parties, the ALJ issues the following order:
1. Hearing Dates, Times, and Location. The hearing shall take place on
March 1, 2016, and continuing day to day, Monday through Thursday, at the discretion of the ALJ. The hearing shall take place at the Office of Administrative Hearings, 1350 Front Street, Suite 3005, San Diego, California 92101. The hearing shall begin at 9:30 a.m. the first day of the hearing and at 9:00 a.m. all other days, unless otherwise ordered.
The parties shall immediately notify all potential witnesses of the hearing dates, and shall subpoena witnesses if necessary, to ensure that the witnesses will be available to testify.
A witness will not be regarded as unavailable for purposes of showing “good cause” to continue the hearing if the witness is not properly notified of the hearing date or properly subpoenaed, as applicable.
2. Issues and Proposed Resolutions. The sole issue at the due process hearing,
and the proposed resolution are listed below.
Is District entitled to conduct the assessments described in the December 3, 2015 assessment plan without parents’ written consent? District’s proposed resolution is an order from OAH, finding that District is entitled to conduct the assessments described in the December 3, 2015 assessment plan without parents’ written consent.
3. Exhibits. Exhibits shall be pre-marked and placed in three-ring exhibit binders
prior to the hearing. The parties shall use numbers to identify exhibits, but shall place the letter “S” or “D” in front of the exhibit to designate if it is a Student or District exhibit (for example, “S-5, S-6, or D-1, D-2”). Each exhibit shall be internally paginated by exhibit, or all of a party’s exhibits shall be Bates-stamped. Each exhibit binder shall contain a detailed table of contents. The parties shall serve their evidence binders on each other in compliance with Education Code section 56505, subdivision (e)(7). At the hearing, each party shall supply an exhibit binder containing its exhibits for use by the ALJ, and a second exhibit binder for use by witnesses. The parties may not serve exhibits on OAH prior to the hearing.
In the event of duplicate exhibits, the most legible version will be used.
Except for good cause shown, or unless used solely for rebuttal or impeachment, any exhibit not included in the exhibit lists and not previously exchanged shall not be admitted into evidence at the hearing unless it is supported by written declaration under penalty of perjury, and the ALJ rules that it is admissible.
District timely filed a prehearing conference statement, including a list of proposed exhibits. Student did not serve and file a prehearing conference statement, including a list of proposed exhibits. Student’s explanation was that he did not see the benefit of participating in a due process hearing, because the process was not fair, and the ALJ was unethical.
Student also expressed concern that OAH would not allow the admission of documents written in Spanish, and that the ALJ should make rulings regarding admission of evidence during the prehearing conference. The ALJ informed the parties that all rulings regarding the admissibility of documents would be made at the hearing.
4. Witnesses. Each party is responsible for procuring the attendance at hearing
of its own witnesses. Each party shall make witnesses under its control reasonably available. The parties shall schedule their witnesses to avoid delays in the hearing and to minimize or eliminate the need for calling witnesses out of order. Neither party shall be permitted to call any witnesses not disclosed in the party’s prehearing conference statement except for good cause shown, supported by written declaration under penalty of perjury, and at the discretion of the ALJ.
District timely filed a prehearing conference statement, including a list of proposed witnesses. Student did not serve and file a list of proposed witnesses. During the prehearing conference, Student identified his Mother as a proposed witness. Student objected to District calling interpreter Dafnee Ramirez at hearing. Student also expressed concern that District was trying to intimidate Student by identifying fourteen witnesses. The ALJ informed the parties that all rulings regarding the admissibility of documents would be made at the hearing.
District is encouraged to review and shorten its witness lists prior to the hearing, bearing in mind that evidence will be excluded if it is repetitive, cumulative, or insufficiently probative to justify the time it would take to hear.
Prior to the commencement of the due process hearing, the ALJ and the parties will discuss the length of time anticipated for direct and cross-examination of each witness and scheduling issues for individual witnesses, and the ALJ will finalize the witness schedule.
5. Scope of Witness Examination. Each witness shall be called to testify only
once, except for rebuttal purposes, and all parties shall examine the witness on all issues when the witness is first called. After the first direct and cross-examinations, each party shall be limited in examining the witness to only those matters raised in the immediately preceding examination. The order in which the parties present their cases in chief shall be subordinate to the need for each witness to appear only once.
6. Electronic Recording of Hearing.
a. Video Recording. No party, witness or anyone else present may
make any video recording of any part of the proceedings. Any person doing so shall be subject to sanctions.
7. Order of Presentation of Evidence. In an administrative proceeding, the
burden of proof is ordinarily on the party requesting the hearing. (Schaffer v. Weast (2005)
546 U.S. 49, 56-62 [126 S.Ct. 528, 163 L.Ed.2d 387].) Here, District is the petitioning party.
Accordingly, District shall present its case-in-chief, followed by Student.
8. Motions. No pretrial motions are pending or contemplated. Any motion filed
after this date shall be supported by a declaration under penalty of perjury establishing good cause as to why the motion was not made prior to or during the prehearing conference of February 22, 2016.
9. Stipulations. Stipulations to pertinent facts, contentions or resolutions are
encouraged. Any proposed stipulation shall be submitted to the assigned ALJ in written form.
10. Conduct of Counsel and Hearing Room Decorum. Counsel, all parties, and all
witnesses shall conduct themselves in a professional and courteous manner at all times.
Cellular phones, pagers, recorders, and other noisemaking electronic devices shall be shut off or set to vibrate during the hearing unless permission to the contrary is obtained from the
ALJ.
11. Special Needs and Accommodations. A Spanish language interpreter is
required. A party or participant to this case, such as a witness, requiring reasonable accommodation to participate in the mediation or hearing may contact the assigned calendar staff, identified in the scheduling order, at (916) 263-0880, as soon as the need is known.
Additional information concerning requests for reasonable accommodation is available on OAH’s website at: http://www.dgs.ca.gov/oah/Home/Accommodations.aspx
12. Hearing Closed To the Public.
13. Settlement. The parties are encouraged to continue working together
to reach an agreement before the due process hearing. The parties shall inform OAH in writing immediately should they reach a settlement or otherwise resolve the dispute before the scheduled hearing. In addition, if a settlement is reached within five days of the scheduled start of the due process hearing, the parties shall also inform OAH of the settlement by telephone at (916) 263-0880.
IF A FULL AND FINAL WRITTEN SETTLEMENT AGREEMENT IS REACHED
AFTER 5:00 P.M. THE DAY PRIOR TO HEARING, THE PARTIES SHALL LEAVE A
VOICEMAIL MESSAGE REGARDING THE SETTLEMENT AT (916) 274-6035. THE
PARTIES SHOULD ALSO LEAVE CONTACT INFORMATION SUCH AS CELLULAR
PHONE NUMBERS OF EACH PARTY OR COUNSEL FOR EACH PARTY. THE
PARTIES SHOULD SIMULTANEOUSLY FAX THE SIGNATURE PAGE OF THE
SIGNED AGREEMENT OR A LETTER WITHDRAWING THE CASE TO THE OAH AT
THE FAXINATION LINE at 916-376-6319.
Dates for hearing will not be cancelled until the letter of withdrawal or signature page of the signed agreement has been received by OAH. If an agreement in principle is reached, the parties should plan to attend the scheduled hearing unless different arrangements have been agreed upon by the assigned ALJ. The assigned ALJ will check for messages the evening prior to the hearing or the morning of the hearing.
14. Failure to comply with this order may result in the exclusion of evidence or
other sanctions.
IT IS SO ORDERED.
DATE: February 24, 2016
CAROLINE A. ZUK
Administrative Law Judge Office of Administrative Hearings
