California OAH special education order · May 16, 2016
Order Following Prehearing Conference
OAH Case No. 2016031000, 2016031344 · ALJ Alexa J. Hohensee
OAH excluded witnesses from the hearing room and let Student question District's experts on everything they relied on, but did not bar District witnesses from talking with counsel during the hearing.
This case went to decision
Student v. Downey Unified School District (consolidated): Downey Unified denied FAPE by omitting motor goals, physical therapy and sensory supports; behavior aide change upheld. (2016)
Summary
At the prehearing conference in these consolidated cases, Student asked OAH to exclude witnesses from the hearing room. Student also brought a motion in limine to bar District witnesses from discussing their testimony with District's counsel during the hearing and to allow questioning of experts about their communications with District or its counsel. District opposed the motion in limine. The ALJ excluded witnesses except Student's parent and District's representative, and said witnesses would get the usual admonishment not to discuss their testimony, though they may talk with counsel about other matters. Student may question District's expert and any opinion-giving witnesses about the materials or information they relied on or considered, but the federal procedural authority Student cited was found neither binding nor persuasive. The order also set hearing dates, the issues for hearing, joint exhibit and witness procedures, and audio recording conditions.
Why it matters
Parents can question district experts about everything they relied on or considered in forming their opinions, even though federal civil discovery rules do not apply in OAH hearings. Witness admonishments, rather than a flat ban on talking with counsel, are the normal protection against coordinated testimony.
Key authority cited
- Ed. Code § 56505, subd. (e)(7)
- Ed. Code § 56505, subd. (e)(8)
- Ed. Code § 56505.1, subd. (h)
- Cal. Code Regs., tit. 5, § 3082, subd. (g)
- Schaffer v. Weast (2005) 546 U.S. 49
People named in the order
- Teni Markarian, District's designated expert witness
- Jessica Villegas, Attorney for Student
- Karen E. Gilyard, Attorney for District
- Alexa J. Hohensee, Administrative Law Judge
Topics
Full text of the order
Published text of the OAH order. Page headers and numbers from the original PDF have been dropped.
BEFORE THE
OFFICE OF ADMINISTRATIVE HEARINGS
STATE OF CALIFORNIA
In the Consolidated Matters of:
PARENT ON BEHALF OF STUDENT, OAH Case No. 2016031000 v.
DOWNEY UNIFIED SCHOOL DISTRICT,
DOWNEY UNIFIED SCHOOL DISTRICT, OAH Case No. 2016031344 v. ORDER FOLLOWING PREHEARING
CONFERENCE
PARENT ON BEHALF OF STUDENT.
On May 16, 2016, a telephonic prehearing conference was held before Administrative Law Judge Alexa J. Hohensee, Office of Administrative Hearings. Jessica Villegas, Attorney at Law, appeared on behalf of Student. Karen E. Gilyard, Attorney at Law, appeared on behalf of Downey Unified School District. The PHC was recorded.
Based upon discussion with the parties, the ALJ issues the following order:
1. Hearing Dates, Times, and Location. The hearing shall take place on May 24-
26, 2016, and continuing day to day, Monday through Thursday, at the discretion of the ALJ.
The hearing shall take place at the District’s offices located at 11627 Brookshire Avenue, Downey, California 90241. The hearing shall begin at 9:30 a.m. the first day of the hearing and at 9:00 a.m. all other days, unless otherwise ordered.
As ordered in the scheduling order, the named local educational agency shall provide a facility for the hearing that fully complies with the Americans with Disabilities Act of 1990 (42 U.S.C. § 12101 et seq.), the Rehabilitation Act of 1973 (29 U.S.C. § 794 et seq.), the Unruh Civil Rights Act (Civ. Code, § 51 et seq.), and all laws governing accessibility of government facilities to persons with disabilities. The named local educational agency certified that the facilities used for this case comply with the law. The local educational agency shall inform OAH within two days of the date of this order if it is unable to comply with this order.
Prior to the beginning of the hearing, District shall ensure that the hearing room is configured into a courtroom setting and shall have at a minimum (1) a table for Student and his representatives; (2) a table for District’s legal representative and special education representative; (3) a table for the witness; and (4) a table for the ALJ, near an electrical outlet. District shall provide drinking water and tissue to all parties, witnesses and the ALJ.
The same hearing room shall be used for each day of hearing and shall be available at least one hour prior to the commencement of the hearing each day. The hearing room shall be locked following the hearing each night. District shall ensure that the hearing room and access to it are in compliance with the Americans with Disabilities Act.
The parties shall immediately notify all potential witnesses of the hearing dates, and shall subpoena witnesses if necessary, to ensure that the witnesses will be available to testify.
A witness will not be regarded as unavailable for purposes of showing “good cause” to continue the hearing if the witness is not properly notified of the hearing date or properly subpoenaed, as applicable.
2. Issues and Proposed Resolutions. The issues at the due process hearing, and
the proposed resolutions, are listed below.
Student’s Case
1. Did District deny Student a free appropriate public education by failing
to include (a) motor goals and (b) physical therapy services in Student’s individualized education program dated March 14, 2016? District’s Case
2. Did the IEP of October 14, 2015, as amended on March 14, 2016, offer
Student a FAPE in the least restrictive environment? As remedies, Student seeks physical therapy and adapted physical education services, and that motor goals be added to Student’s IEP. District seeks an order that the IEP dated October 14, 2015, as amended, offered Student a FAPE.
3. Exhibits. Exhibits shall be pre-marked and placed in three-ring exhibit
binders prior to the hearing. Here, the parties have submitted virtually identical proposed exhibit lists of less than 20 documents, and the parties are ordered to submit one joint exhibit binder at hearing. The submission of a joint exhibit binder does not waive any objections that a party has to the admission of that document into evidence; the joint binder is ordered for the convenience of witnesses and the efficiency of the due process proceeding.
Each party shall serve an exhibit binder containing its respective exhibits on the other party by 5:00 p.m. on May 19, 2016, in compliance with Education Code section 56505, subdivision (e)(7). The documents served shall use numbers to identify exhibits in a way that makes clear the party offering it (such as “S1” or “D2”). The parties shall then meet and confer no later than 5:00 p.m. on May 19, 2016, to eliminate duplicate exhibits and create a joint binder. Exhibits do not need to be re-numbered after duplicates are removed for purposes of a joint binder. Each exhibit shall be internally paginated, by exhibit, or all of a party’s exhibits shall be Bates-stamped. Each exhibit shall consist of one document; separate documents may not be combined into one exhibit. The joint exhibit binder shall contain a detailed table of contents.
At the hearing, the parties shall supply a joint exhibit binder for use by the ALJ, and a second exhibit binder for use by witnesses. The parties may not serve exhibits on OAH prior to the hearing. In the event of duplicate exhibits, the most legible version will be used.
The parties shall exchange resumes or curriculum vitae for each witness who is expected to testify as to their professional credentials. Notwithstanding the requirements of Education Code section 56505, subdivision (e)(7), the parties shall exchange resumes not later than 24 hours before the witness is scheduled to testify.
District shall include as part of its exhibits the school calendar(s) for all of the years at issue.
Except for good cause shown, or unless used solely for rebuttal or impeachment, any exhibit not included in the exhibit lists and not previously exchanged shall not be admitted into evidence at the hearing unless it is supported by written declaration under penalty of perjury, and the ALJ rules that it is admissible. Education Code section 56505, subd. (e)(8), affords each party the right to prohibit the introduction of any evidence at the hearing that has not been disclosed at least five days before the hearing.
4. Witnesses. Each party is responsible for procuring the attendance at hearing
of its own witnesses. Each party shall make witnesses under its control reasonably available to the other party. The parties shall schedule their witnesses to avoid delays in the hearing and to minimize or eliminate the need for calling witnesses twice or out of order. Neither party shall be permitted to call any witnesses not disclosed in the party’s prehearing conference statement and listed below, except for good cause shown, supported by written declaration under penalty of perjury, and at the discretion of the ALJ. Education Code section 56505, subdivision (e)(8), affords each party the right to prohibit the introduction of any evidence at the hearing that has not been disclosed at least five days before the hearing.
On the first day of hearing before the first witness testifies, the parties shall provide the ALJ with one joint detailed hour-by-hour schedule of all witnesses expected to testify at hearing, which list shall also include an estimate of time for each party’s direct and cross- examination. District shall have witnesses available in case agreement on a witness list is not reached.
The parties are ordered to meet and confer by 5:00 p.m. on May 19, 2016, as to the schedule of witnesses. The parties shall coordinate the availability and order of testimony of witnesses to ensure that there is a witness available to testify at all times during the hearing, and to ensure that the hearing is completed as scheduled. The parties shall prepare a joint witness schedule prior to the first day of hearing, identifying the witnesses each party intends to call, as opposed to witnesses the party may call, depending on the flow of the hearing and the evidence, with an estimate of the duration of each witness’s direct, cross, re- direct and re-cross testimony. The ALJ will finalize the witness schedule, and will revisit the schedule at the beginning and end of each hearing day. Counsel shall meet and confer each day of hearing to revise the witness schedule as needed.
The parties are encouraged to review and shorten their witness lists prior to the hearing, bearing in mind that evidence will be excluded if it is repetitive, cumulative, or insufficiently probative to justify the time it would take to hear. The ALJ has discretion to limit the number of witnesses who testify and the time allowed for witnesses’ testimony.
Education Code, section 56505.1, subdivision (h), empowers the ALJ presiding at a due process hearing to set a reasonable limit on the length of the hearing after consideration of all of the following: (i) issues to be heard, (ii) complexity of facts to be proven, (iii) ability of the parties or their representatives to present their respective cases, and (iv) estimates of the parties as to the time needed to present their respective cases.
5. Scope of Witness Examination. Each witness shall be called to testify only
once, except for rebuttal purposes, and all parties shall examine the witness on all issues when the witness is first called. After the first direct and cross-examinations, each party shall be limited in examining the witness to only those matters raised in the immediately preceding examination. The order in which the parties present their cases in chief shall be subordinate to the need for each witness to appear only once.
6. Telephonic Testimony. Whether a witness may appear by telephone is a
matter within the discretion of the ALJ. (Cal. Code Regs., tit. 5, § 3082, subd. (g).) Any party seeking to present a witness by telephone shall move in advance for leave to do so, unless the opposing party has stipulated that the witness may appear by telephone. The proponent of the witness shall provide the proposed witness with a complete set of exhibit binders from all parties, containing all of each party’s exhibits, prior to the hearing; and shall ensure that the hearing room has sound equipment that allows everyone in the room to hear the witness, and the witness to hear objections and rulings. Electronic and faxed copies of the evidence binders will not be permitted. The witness must be on a clear telephone connection, and in a location that ensures the confidentiality of the proceedings. No witness will be heard by telephone unless all these requirements have been fulfilled.
7. Electronic Recording of Hearing.
a. Audio Recording. Student requested permission to make an audio recording
of the hearing. Any party that desires to make such a recording shall do so only on the conditions that: (1) The parties shall turn on and off the recording device at the same time that the ALJ is on and off the record, in order to avoid recording conversations while off the record; (2) the parties shall not play any part of the recording for a prospective witness;
(3) the parties shall not publish or play any part of the recording for any purpose other than assisting in the representation and presentation of this due process hearing; (4) the parties will erase, or otherwise destroy, the recording after the hearing and all opportunities for appeal from any decision herein has been exhausted; and (5) the parties shall not use this recording in any subsequent due process hearing. The recording is not the official record and is permitted as a courtesy. The operation of the party’s recording mechanism will not be allowed to delay the hearing.
b. Video Recording. No party, witness or anyone else present may
make any video recording of any part of the proceedings. Any person doing so shall be subject to sanctions.
8. Order of Presentation of Evidence. In an administrative proceeding, the
burden of proof is ordinarily on the party requesting the hearing. (Schaffer v. Weast (2005)
546 U.S. 49, 56-62 [126 S.Ct. 528, 163 L.Ed.2d 387].) Here, the cases are consolidated and each petitioning party bears the burden of proof on their issues. Student shall present his case-in-chief first, followed by District.
9. Motions. Student requested that all witnesses be excluded from the hearing
room during the testimony of other witnesses. With the exception of Student’s parent and District’s representative at hearing, both of whom may be present and assist counsel throughout the hearing, witnesses shall be excluded from the hearing room when not giving testimony. On or before 12:00 (noon) on May 23, 2016, District shall notify Student of who it intends to designate as a representative at hearing. Student shall be prepared to call District’s representative as the first witness if Student intends to call that witness to testify, which will eliminate any prejudice to Student from having that individual present during the testimony of others.
By motion in limine, Student asked that (i) District’s witnesses be prohibited from discussing testimony with District’s counsel during the course of the hearing, and that (ii)
Student be allowed to question expert witnesses about communication between the expert and District or District’s counsel. District filed opposition to Student’s motion.
As to the admonishment of witnesses, it is common practice for the hearing judges to admonish witnesses that they should not discuss their testimony with other persons during the course of the proceeding. In accordance with paragraph 5 of this order, all evidence from each witness will be taken the first time that witness is called, so extended breaks during a witness’ testimony are not anticipated. Conversations with others, including counsel, on other matters are not prohibited. Counsel are welcome to remind the hearing judge to so admonish witnesses during breaks in the proceeding.
As to the questioning of District’s designated expert witnesses, Teni Markarian, and any percipient witnesses who may be asked to give an opinion in their field of expertise, Student will be allowed to question those witnesses on any materials or information relied upon or considered by the witness in reaching his or her opinions. The Federal Rules of Civil Procedure are not applicable to this state-level due process proceeding, and the authority cited in Student’s motion interpreting federal procedural rules was neither binding nor persuasive.
No further pretrial motions are pending or contemplated. Any motion filed after this date shall be supported by a declaration under penalty of perjury establishing good cause as to why the motion was not made prior to or during the prehearing conference of May 16, 2016.
10. Compensatory Education/Reimbursement. Any party seeking reimbursement
of expenditures shall present admissible evidence of these expenditures, or a stipulation to the amount of expenditures, as part of its case in chief. A party seeking compensatory education should provide evidence regarding the type, amount, duration, and need for any requested compensatory education.
11. Stipulations. Stipulations to pertinent facts, contentions or resolutions are
encouraged. Any proposed stipulation shall be submitted to the assigned ALJ in written form.
12. Conduct of Counsel and Hearing Room Decorum. Counsel, all parties, and all
witnesses shall conduct themselves in a professional and courteous manner at all times.
Cellular phones, pagers, recorders, and other noisemaking electronic devices shall be shut off or set to vibrate during the hearing unless permission to the contrary is obtained from the
ALJ.
13. Special Needs and Accommodations. No special accommodations were
requested at the PHC. A party or participant to this case, such as a witness, requiring reasonable accommodation to participate in the mediation or hearing may contact the assigned calendar staff, identified in the scheduling order, at (916) 263-0880, as soon as the need is known. Additional information concerning requests for reasonable accommodation is available on OAH’s website at: http://www.dgs.ca.gov/oah/Home/Accessibility.aspx.
14. Hearing Closed To the Public. The hearing will be closed to the public unless
Student requests it be open.
15. Settlement. The parties are encouraged to continue working together
to reach an agreement before the due process hearing. The parties shall inform OAH in writing immediately should they reach a settlement or otherwise resolve the dispute before the scheduled hearing. In addition, if a settlement is reached within five days of the scheduled start of the due process hearing, the parties shall also inform OAH of the settlement by telephone at (916) 263-0880.
IF A FULL AND FINAL WRITTEN SETTLEMENT AGREEMENT IS REACHED
AFTER 5:00 P.M. THE DAY PRIOR TO HEARING, THE PARTIES SHALL LEAVE A
VOICEMAIL MESSAGE REGARDING THE SETTLEMENT AT (916) 274-6035. THE
PARTIES SHOULD ALSO LEAVE CONTACT INFORMATION SUCH AS CELLULAR
PHONE NUMBERS OF EACH PARTY OR COUNSEL FOR EACH PARTY. THE
PARTIES SHOULD SIMULTANEOUSLY FAX THE SIGNATURE PAGE OF THE
SIGNED AGREEMENT OR A LETTER WITHDRAWING THE CASE TO THE OAH AT
THE FAXINATION LINE at 916-376-6319.
Dates for hearing will not be cancelled until the letter of withdrawal or signature page of the signed agreement has been received by OAH. If an agreement in principle is reached, the parties should plan to attend the scheduled hearing unless different arrangements have been agreed upon by the assigned ALJ. The assigned ALJ will check for messages the evening prior to the hearing or the morning of the hearing.
16. Failure to comply with this order may result in the exclusion of evidence or
other sanctions.
IT IS SO ORDERED.
DATE: May 16, 2016
ALEXA J. HOHENSEE
Administrative Law Judge Office of Administrative Hearings
