California OAH special education order · October 13, 2016

Order of Determination of Sufficiency of Due Process Complaint

OAH Case No. 2016100202 · ALJ Peter Paul Castillo

OAH found Student's complaint insufficient because it gave no general time period for the alleged FAPE denial or for the IEP team meeting at issue, and allowed Student 14 days to amend.

Complaint found insufficient Sufficiency of complaint

Summary

District filed a Notice of Insufficiency challenging Student's complaint. The complaint alleged two issues: that District denied a FAPE by failing to implement services recommended by a non-public agency, and by failing to offer adequate behavioral services. OAH found both issues insufficiently pled because Student did not state the general time period of the alleged denial or when the IEP team meeting at issue took place. Student's proposed resolutions, compensatory education and reimbursement for private services, were well defined. Student may file an amended complaint within 14 days or the case will be dismissed, and all dates were vacated.

Why it matters

Even under a liberal pleading standard, a due process complaint must give at least a general time frame for the alleged violations and identify when the relevant IEP meeting happened. Without that, the district is not on notice of what will be heard at hearing.

Key authority cited

  • 20 U.S.C. § 1415(b)(7)(A)
  • 20 U.S.C. § 1415(c)(2)(D)
  • 20 U.S.C. § 1415(c)(2)(E)(i)(II)
  • Ed. Code, § 56502, subd. (d)(1)
  • Escambia County Bd. of Educ. v. Benton (S.D. Ala. 2005) 406 F.Supp.2d 1248

Topics

sufficiency notice of insufficiency time period behavioral services nonpublic agency amended complaint

Full text of the order

Published text of the OAH order. Page headers and numbers from the original PDF have been dropped.

BEFORE THE

OFFICE OF ADMINISTRATIVE HEARINGS

STATE OF CALIFORNIA

In the Matter of:

PARENT ON BEHALF OF STUDENT, OAH Case No. 2016100202 v. ORDER OF DETERMINATION OF

SUFFICIENCY OF DUE PROCESS

IRVINE UNIFIED SCHOOL DISTRICT. COMPLAINT

On October 5, 2016, Student filed a Due Process Hearing Request (complaint) with the Office of Administrative Hearings naming Irvine Unified School District. On October 7, 2016, District filed a Notice of Insufficiency as to Student’s complaint.

APPLICABLE LAW

The named parties to a due process hearing request have the right to challenge the sufficiency of the complaint. (20 U.S.C. § 1415(b) & (c).) The party filing the complaint is not entitled to a hearing unless the complaint meets the requirements of title 20 United States Code section 1415(b)(7)(A).

The complaint is deemed sufficient unless a party notifies the Office of Administrative Hearings and the other party in writing within 15 days of receiving the complaint that the party believes the complaint has not met the notice requirements.

(20 U.S.C. § 1415(c)(2)(C); Ed. Code, § 56502, subd. (d)(1).)

A complaint is sufficient if it contains: (1) a description of the nature of the problem of the child relating to the proposed initiation or change concerning the identification, evaluation, or educational placement of the child, or the provision of a free appropriate public education to the child; (2) facts relating to the problem; and (3) a proposed resolution of the problem to the extent known and available to the party at the time. (20 U.S.C.

§ 1415(b)(7)(A)(ii)(III) & (IV).) These requirements prevent vague and confusing complaints, and promote fairness by providing the named parties with sufficient information to know how to prepare for the hearing and how to participate in resolution sessions and 1 A request for a due process hearing under Education Code section 56502 is the due process complaint notice required under title 20 U.S.C. section 1415(b)(7)(A).

mediation. (See H.R.Rep. No. 108-77, 1st Sess. (2003), p. 115; Sen. Rep. No. 108-185, 1st Sess. (2003), pp. 34-35.)

The complaint provides enough information when it provides “an awareness and understanding of the issues forming the basis of the complaint.” (Sen. Rep. No. 108-185, supra, at p. 34.) The pleading requirements should be liberally construed in light of the broad remedial purposes of the IDEA and the relative informality of the due process hearings it authorizes. (Alexandra R. ex rel. Burke v. Brookline School Dist. (D.N.H., Sept. 10, 2009, CIV. 06-CV-0215-JL) 2009 WL 2957991[nonpub. opn.]; Escambia County Bd. of Educ. v.

Benton (S.D. Ala. 2005) 406 F.Supp.2d 1248, 1259-1260; Sammons v. Polk County School Bd. (M.D. Fla., Oct. 28, 2005, 8:04CV2657T24EAJ) 2005 WL 2850076 [nonpub. opn.]; but cf. M.S.-G v. Lenape Regional High School Dist. Bd. of Educ. (3d Cir. 2009) 306 Fed.Appx.

772, 775 [nonpub. opn.].) Whether the complaint is sufficient is a matter within the sound discretion of the Administrative Law Judge. (Assistance to States for the Educ. of Children with Disabilities & Preschool Grants for Children with Disabilities (Aug. 14, 2006) 71 FR 46,540-46541, 46699.)

DISCUSSION

Student’s complaint contains two issues, which contends that District denied Student a FAPE by failing to implement services recommended by a non-public agency and failed to offer adequate behavioral services to Student. Student’s complaint fails to allege sufficient facts because Student does not provide the general time period when the alleged denial of FAPE occurred and when the individualized education program team meeting at issue occurred. Therefore, Student failed to allege sufficient facts to put District on notice as to the issues for hearing.

Among Student’s proposed resolutions is that District provide Student with compensatory education and reimburse Parents for privately obtained services. A complaint is required to include proposed resolutions to the problem, to the extent known and available to the party at the time. (20 U.S.C. §1415(b)(7)(A)(ii)(IV).) The proposed resolutions stated in Student’s complaint are well-defined requests that meet the statutorily required standard of stating a resolution to the extent known and available to Student at the time.

ORDER

1. Student’s complaint is insufficiently pled under section title 20 United States

Code 1415(c)(2)(D).

2. Student shall be permitted to file an amended complaint under title 20 United

States Code section 1415(c)(2)(E)(i)(II).

3. The amended complaint shall comply with the requirements of title 20 U.S.C.

section 1415(b)(7)(A)(ii), and shall be filed not later than 14 days from the date of this order.

4. If Student fails to file a timely amended complaint, the complaint will be

dismissed.

5. All dates previously set in this matter are vacated.

DATE: October 13, 2016

PETER PAUL CASTILLO

Presiding Administrative Law Judge Office of Administrative Hearings The filing of an amended complaint will restart the applicable timelines for a due process hearing.