California OAH special education order · March 30, 2017
Order Following Prehearing Conference
OAH Case No. 2017020355 · ALJ Rita Defilippis
OAH denied Student's request to have his expert testify by telephone over Sylvan's objection, noting in-person testimony is preferred and phone testimony makes judging the expert's credibility harder.
This case went to decision
Student v. Sylvan Union School District: Sylvan Union must reimburse $2,925 in preschool costs, fund two IEEs, and make up 42 individual speech sessions. (2017)
Summary
At the prehearing conference, Student asked to present his expert, Dr. Elea Bernou, by telephone because of her busy schedule. Sylvan objected and offered to be flexible about when she could testify in person. The ALJ denied the request, saying in-person testimony is preferred and that phone testimony makes it harder to assess an expert's credibility. The order also set four FAPE issues for an April 4-6, 2017 hearing, granted both sides' requests to audio record, and noted a dispute over Student's one-day-late evidence exchange, which Sylvan planned to raise by motion.
Why it matters
Families who rely on an expert should plan for in-person testimony, especially when the district objects and offers scheduling flexibility, because ALJs may refuse phone testimony on credibility grounds. Missing the evidence-exchange deadline, even by one day, can lead to a motion to exclude exhibits.
Key authority cited
- Cal. Code Regs., tit. 5, § 3082, subd. (g)
- Schaffer v. Weast (2005) 546 U.S. 49
- Ed. Code, § 56505, subd. (e)(7)
- 42 U.S.C. § 12101 et seq.
- 29 U.S.C. § 794
People named in the order
- Elea Bernou, Student's expert witness
- Natashe Washington, Student's attorney
- Rebecca Fiel, District's attorney
Topics
Full text of the order
Published text of the OAH order. Page headers and numbers from the original PDF have been dropped.
BEFORE THE
OFFICE OF ADMINISTRATIVE HEARINGS
STATE OF CALIFORNIA
In the Matter of:
PARENT ON BEHALF OF STUDENT, OAH Case No. 2017020355 v. ORDER FOLLOWING PREHEARING
CONFERENCE
SYLVAN UNION SCHOOL DISTRICT.
On March 27, 2017, a telephonic prehearing conference was held before Administrative Law Judge Rita Defilippis, Office of Administrative Hearings. Natashe Washington, Attorney at Law, appeared on behalf of Student. Rebecca Fiel, Attorney at Law, appeared on behalf of Sylvan Union School District. The PHC was recorded.
Based upon discussion with the parties, the ALJ issues the following order:
1. Hearing Dates, Times, and Location. The hearing shall take place on April 4,
April 5, and April 6, 2017, continuing day to day, Monday through Thursday, at the discretion of the ALJ. The hearing shall take place at the Sylvan Union School District’s offices located at 605 Sylvan Avenue, Modesto, CA 95350. The hearing shall begin at 9:30 a.m. the first day of the hearing and at 9:00 a.m. all other days, unless otherwise ordered.
As ordered in the scheduling order, Sylvan shall provide a facility for the hearing that fully complies with the Americans with Disabilities Act of 1990 (42 U.S.C.A. § 12101 et seq.), the Rehabilitation Act of 1973 (29 U.S.C. § 794 et seq.), the Unruh Civil Rights Act (Civ. Code, § 51 et seq.), and all laws governing accessibility of government facilities to persons with disabilities. Sylvan shall file certification that the facilities used for this case comply with the law. Sylvan shall inform OAH within two days of the date of this order if it is unable to comply with this order.
Prior to the beginning of the hearing, Sylvan shall ensure that the hearing room is configured into a courtroom setting and shall have at a minimum (1) a table for Student and his representatives; (2) a table for Sylvan’s legal representative and special education representative; (3) a table for the witness; and (4) a table for the ALJ, near an electrical outlet. Sylvan shall provide drinking water and tissue to all parties, witnesses and the ALJ.
The same hearing room shall be used for each day of hearing and shall be available at least one hour prior to the commencement of the hearing each day. The hearing room shall be locked following the hearing each night. Sylvan shall ensure that the hearing room and access to it are in compliance with the Americans with Disabilities Act.
The parties shall immediately notify all potential witnesses of the hearing dates, and shall subpoena witnesses if necessary, to ensure that the witnesses will be available to testify.
A witness will not be regarded as unavailable for purposes of showing “good cause” to continue the hearing if the witness is not properly notified of the hearing date or properly subpoenaed, as applicable.
2. Issues and Proposed Resolutions. The issues at the due process hearing, and
the proposed resolutions, are listed below.
Issues
1. Did Sylvan’s offer of placement during the 2015-2016 schoolyear deny
Student a FAPE?
2. Did Sylvan’s offer of placement for the 2016-2017 schoolyear deny Student a
FAPE?
3. Did Sylvan deny Student a FAPE from December 2015 through February
2017 by failing to conduct a psychoeducational and occupational therapy assessment?
4. Did Sylvan deny Student a FAPE by failing to implement Student’s speech
and language services as agreed upon in his May 20, 2016 IEP? Proposed Resolutions
1. Sylvan shall provide Student with an appropriate placement which includes
appropriate supplementary aids and services.
2. Sylvan shall fund independent psychoeducational and occupational therapy
assessments.
3. Sylvan shall reimburse Parents for the cost of private placement.
4. Sylvan shall provide compensatory education services in all areas of need in
amounts according to proof.
5. Sylvan shall provide Student with such other and further relief, which is
unknown to Petitioner at this time, as deemed appropriate by the administrative law judge at the hearing on this matter.
3. Exhibits. Exhibits shall be pre-marked and placed in three-ring exhibit
binders prior to the hearing. The parties shall use numbers to identify exhibits, but shall place the letter “S” or “D” in front of the exhibit to designate if it is a Student or District exhibit (for example, “S-5, S-6, or D-1, D-2”). Each exhibit shall be internally paginated by exhibit, or all of a party’s exhibits shall be Bates-stamped. Each exhibit binder shall contain a detailed table of contents. The parties shall serve their evidence binders on each other in compliance with Education Code section 56505, subdivision (e)(7). At the hearing, each party shall supply an exhibit binder containing its exhibits for use by the ALJ, and a second exhibit binder for use by witnesses. The parties may not serve exhibits on OAH prior to the hearing. In the event of duplicate exhibits, the most legible version will be used.
Except for good cause shown, or unless used solely for rebuttal or impeachment, any exhibit not timely exchanged shall not be admitted into evidence at the hearing the ALJ rules that it is admissible.
Student’s Attorney informed Sylvan that it mistakenly believed that evidence exchange was due on March 28th instead of on March 27, 2017. Upon discovering the mistake, Student offered to provide Sylvan with an electronic version of the evidence by 5 p.m. on March 27, 2017 and to deliver the physical evidence one day later. Sylvan objected to the electronic evidence due to the burden and cost of copying. Sylvan’s Attorney asserted that she will not be in a location appropriate to receive a delivery of Student’s evidence, up to the day of hearing. The undersigned ALJ urged the parties to work out the exchange of evidence or make motions regarding evidence the first day of hearing.
4. Witnesses. Each party is responsible for procuring the attendance at hearing
of its own witnesses. Each party shall make witnesses under its control reasonably available. The parties shall schedule their witnesses to avoid delays in the hearing and to minimize or eliminate the need for calling witnesses out of order. Neither party shall be permitted to call any witnesses not timely disclosed except for good cause shown, and at the discretion of the ALJ.
The parties are encouraged to review and shorten their witness lists prior to the hearing, bearing in mind that evidence will be excluded if it is repetitive, cumulative, or insufficiently probative to justify the time it would take to hear.
The parties shall meet and confer in attempt to reach agreement on a witness list for the first day of hearing. Sylvan shall have witnesses available in case agreement on a witness list is not reached. Prior to the commencement of the due process hearing, the ALJ and the parties will discuss the length of time anticipated for direct and cross-examination of each witness and scheduling issues for individual witnesses, and the ALJ will finalize the witness schedule. Additionally, the parties shall be prepared at the end of each day of hearing to discuss the witnesses to be presented the next day and the time the testimony of each such witness is expected to take.
5. Scope of Witness Examination. Each witness shall be called to testify only
once, except for rebuttal purposes, and all parties shall examine the witness on all issues when the witness is first called. After the first direct and cross-examinations, each party shall be limited in examining the witness to only those matters raised in the immediately preceding examination. The order in which the parties present their cases in chief shall be subordinate to the need for each witness to appear only once.
6. Telephonic Testimony. Student requested telephonic testimony for his expert,
Dr. Elea Bernou, due to Dr. Bernou’s busy schedule. Dr. Bernou is located in Lafayette, California. Whether a witness may appear by telephone is a matter within the discretion of the ALJ. (Cal. Code Regs., tit. 5, § 3082, subd. (g).) Any party seeking to present a witness by telephone shall move in advance for leave to do so, unless the opposing party has stipulated that the witness may appear by telephone. The proponent of the witness shall provide the proposed witness with a complete set of exhibit binders from all parties, containing all of each party’s exhibits, prior to the hearing; and shall ensure that the hearing room has sound equipment that allows everyone in the room to hear the witness, and the witness to hear objections and rulings. No witness will be heard by telephone unless all these requirements have been fulfilled.
Sylvan objected to telephonic testimony for Dr. Bernou and offered to be flexible regarding the time of Dr. Bernou’s in-person testimony to accommodate Dr. Bernou’s busy schedule. The undersigned ALJ informed the parties that in-person testimony is preferred and added that credibility of Student’s expert is made more difficult by telephonic testimony.
Student’s Attorney agreed to discuss the need for in-person testimony with Dr. Bernou.
Student’s motion for telephonic testimony for Dr. Elea Bernou is denied.
7. Electronic Recording of Hearing.
a. Audio Recording. Both Student and Sylvan requested to audio record
the hearing. Student’s and Sylvan’s motions to make an audio recordings of the hearing are granted, subject to the following conditions: 1) that OAH’s recording is the only official recording; 2) that the recording will be turned on and off at the same time as the ALJ’s recording, in order to avoid recording conversations while off the record; and 3) that operation of the party’s recording mechanism will not be allowed to delay the hearing.
b. Video Recording. No party, witness or anyone else present may
make any video recording of any part of the proceedings. Any person doing so shall be subject to sanctions.
8. Order of Presentation of Evidence. In an administrative proceeding, the
burden of proof is ordinarily on the party requesting the hearing. (Schaffer v. Weast (2005)
546 U.S. 49, 56-62 [126 S.Ct. 528, 163 L.Ed.2d 387].) Here, Student is the petitioning party.
Accordingly, Student shall present its case-in-chief, followed by Sylvan.
9. Motions. Sylvan intends to file a motion objecting to Student’s exchange of
evidence one day late. No other pretrial motions are pending or contemplated. Any motion filed after this date shall be supported by a declaration under penalty of perjury establishing good cause as to why the motion was not made prior to or during the prehearing conference.
10. Compensatory Education/Reimbursement. Any party seeking reimbursement
of expenditures shall present admissible evidence of these expenditures, or a stipulation to the amount of expenditures, as part of its case in chief. A party seeking compensatory education should provide evidence regarding the type, amount, duration, and need for any requested compensatory education.
11. Stipulations. Stipulations to pertinent facts, contentions or resolutions are
encouraged. Any proposed stipulation shall be submitted to the assigned ALJ in written form.
12. Conduct of Counsel and Hearing Room Decorum. Counsel, all parties, and all
witnesses shall conduct themselves in a professional and courteous manner at all times.
Cellular phones, pagers, recorders, and other noisemaking electronic devices shall be shut off or set to vibrate during the hearing unless permission to the contrary is obtained from the
ALJ.
13. Special Needs and Accommodations. At present, neither party anticipates the
need for special accommodation for any witness or party, or for the services of an interpreter.
A party or participant to this case, such as a witness, requiring reasonable accommodation to participate in the mediation or hearing may contact the assigned calendar staff, identified in the scheduling order, at (916) 263-0880, as soon as the need is known.
Additional information concerning requests for reasonable accommodation is available on OAH’s website at: http://www.dgs.ca.gov/oah/Home/Accessibility.aspx.
14. Hearing Open/Closed To the Public. At the request of Student, the hearing
will be open to the public. When asked by Sylvan how many observers Student is aware will be observing the hearing, Student’s attorney estimated 6 observers. Sylvan agreed to provide a room to accommodate the open hearing.
15. Settlement. The parties are encouraged to continue working together
to reach an agreement before the due process hearing. The parties shall inform OAH in writing immediately should they reach a settlement or otherwise resolve the dispute before the scheduled hearing. In addition, if a settlement is reached within five days of the scheduled start of the due process hearing, the parties shall also inform OAH of the settlement by telephone at (916) 263-0880.
IF A FULL AND FINAL WRITTEN SETTLEMENT AGREEMENT IS REACHED
AFTER 5:00 P.M. THE DAY PRIOR TO HEARING, THE PARTIES SHALL LEAVE A
VOICEMAIL MESSAGE REGARDING THE SETTLEMENT AT (916) 274-6035. THE
PARTIES SHOULD ALSO LEAVE CONTACT INFORMATION SUCH AS CELLULAR
PHONE NUMBERS OF EACH PARTY OR COUNSEL FOR EACH PARTY. THE
PARTIES SHOULD SIMULTANEOUSLY FAX THE SIGNATURE PAGE OF THE
SIGNED AGREEMENT OR A LETTER WITHDRAWING THE CASE TO THE OAH AT
THE FAXINATION LINE at 916-376-6319.
Dates for hearing will not be cancelled until the letter of withdrawal or signature page of the signed agreement has been received by OAH. If an agreement in principle is reached, the parties should plan to attend the scheduled hearing unless different arrangements have been agreed upon by the assigned ALJ. The assigned ALJ will check for messages the evening prior to the hearing or the morning of the hearing.
16. Failure to comply with this order may result in the exclusion of evidence or
other sanctions.
IT IS SO ORDERED.
DATE: March 30, 2017
RITA DEFILIPPIS
Administrative Law Judge Office of Administrative Hearings
