California OAH special education order · July 5, 2017

Order to Show Cause as to Why Student's Attorney Should Not Be Ordered to Pay Costs for Failing to Appear for Prehearing Conference and/or Why Student's Complaint Should Not Be Dismissed, and Continuing Prehearing Conference

OAH Case No. 2017050854 · ALJ Rebecca Freie

OAH ordered Student's attorney to explain why she should not pay costs, or have the complaint dismissed, after she failed to appear at the prehearing conference and could not be reached.

Order to show cause issued Sanctions and cost-shifting

Summary

Student's attorney did not answer three calls to join the July 3, 2017 telephonic prehearing conference and did not file a prehearing conference statement. Oakland's attorney told OAH the case had settled, but the signature pages she sent had no signatures for Oakland. On its own motion, OAH ordered Student's attorney to file a declaration under penalty of perjury by July 6 and to appear at a July 7 order to show cause hearing. She must explain her absence and why Oakland's costs and OAH's costs should not be shifted to her. OAH warned that failure to comply could lead to dismissal, continued the prehearing conference to follow the hearing, and allowed Oakland to seek cost-shifting by filing a declaration of its costs.

Why it matters

Even when a case has settled, attorneys must keep appearing and complying with OAH orders until a dismissal is actually filed. Missing a prehearing conference can lead to cost-shifting against the attorney or dismissal of the complaint.

Key authority cited

  • Gov. Code, § 11455.30
  • Cal. Code Regs., tit. 5, § 3088
  • Code Civ. Proc., § 128.5
  • Levy v. Blum (2001) 92 Cal.App.4th 625
  • West Coast Development v. Reed (1992) 2 Cal.App.4th 693
  • 20 U.S.C. § 1415(f)(1)(B)(ii)

People named in the order

  • Rebecca Freie, Administrative Law Judge
  • Margaret Roberts, Student's attorney
  • Lenore Silverman, Attorney for Oakland Unified School District

Topics

order to show cause failure to appear prehearing conference cost shifting settlement pending dismissal

Full text of the order

Published text of the OAH order. Page headers and numbers from the original PDF have been dropped.

BEFORE THE

OFFICE OF ADMINISTRATIVE HEARINGS

STATE OF CALIFORNIA

In the Matter of:

PARENT ON BEHALF OF STUDENT, OAH Case No. 2017050854 v. ORDER TO SHOW CAUSE AS TO

WHY STUDENT’S ATTORNEY

OAKLAND UNIFIED SCHOOL SHOULD NOT BE ORDERED TO PAY

DISTRICT. COSTS FOR FAILING TO APPEAR

FOR PREHEARING CONFERENCE

AND/OR WHY STUDENT’S

COMPLAINT SHOULD NOT BE

DISMISSED, AND CONTINUING

PREHEARING CONFERENCE

On July 3, 2017, a telephonic prehearing conference was scheduled to be held before Administrative Law Judge Rebecca Freie, Office of Administrative Hearings. An attempt was made to convene the PHC. Lenore Silverman, Attorney at Law, appeared on behalf of Oakland Unified School District. Three attempts were made to contact Student’s attorney, Margaret Roberts, at the telephone number shown on the request for due process hearing filed on Student’s behalf. However, there was no answer, and there was no answering machine, or voicemail where a message could be left.

Prior to the commencement of the PHC, OAH contacted Oakland’s attorney to ask why PHC statements had not been filed. OAH was unable to contact Student’s attorney.

Oakland’s attorney advised OAH that the case had settled, the settlement had been approved by the governing board for Oakland, and she believed Student was to file a request for dismissal. Oakland then sent a copy of the signature pages for the settlement agreement, but there were no actual signatures for Oakland.

APPLICABLE LAW

If the parent and local education agency have not resolved the due process complaint within 30 days of the receipt of the complaint, OAH is required to issue a decision within the next 45 days, unless a continuance is granted for good cause. (20 U.S.C. § 1415(f)(1)(B)(ii);

34 C.F.R. § 300.51; Ed. Code, § 56502, subd. (f).)

An ALJ presiding over a hearing may “order a party, the party’s attorney or other authorized representative, or both, to pay reasonable expenses, including attorney’s fees, incurred by another party as a result of bad faith actions or tactics that are frivolous or solely intended to cause unnecessary delay.” (Gov. Code, § 11455.30, subd. (a); Cal. Code. Regs., tit. 5, § 3088, subd. (a).) An order to pay expenses is enforceable in the same manner as a money judgment or by seeking a contempt of court order. (Gov. Code, § 11455.30, subd.

(b).)

“Actions or tactics” is defined as including, but not limited to, making or opposing motions or filing and serving a complaint. (Gov. Code, §11455.30, subd. (a); Code Civ.

Proc., § 128.5, subd. (b)(1).) “Frivolous” means totally and completely without merit or for the sole purpose of harassing an opposing party. (Gov. Code, § 11455.30, subd. (a); Code Civ. Proc., § 128.5, subd. (b)(2).) “Whether an action is frivolous is governed by an objective standard: any reasonable attorney would agree it is totally and completely without merit [citations].” (Levy v. Blum (2001) 92 Cal.App.4th 625, 635.) In addition, there must be a showing of improper purpose. (Ibid.) A finding of “bad faith” does not require a determination of evil motive. (West Coast Development v. Reed (1992) 2 Cal.App.4th 693, 702.)

DISCUSSION

Given the short time frames applicable to this case, it is critical that the parties follow orders issued by OAH and participate in advancing the matter to hearing or resolution.

Student’s counsel’s non-compliance with procedure and failure to participate put the timely resolution of this matter in doubt. As the attorney of record, Ms. Robertson is responsible for understanding and following OAH’s procedures, including making all required appearances.

Failure to do so may result in the complaint being dismissed.

Ms. Roberts is ordered to file a declaration with OAH no later than 5:00 p.m. on July 6, 2017, explaining her failure to appear at the PHC on July 3, 2017 and why she should not be ordered to pay costs of Oakland and the costs incurred by the Office of Administrative Hearings as a result of her failure to appear at the PHC. A telephonic order to show cause hearing shall be held at 1:00 p.m. on July 7, 2017, at which time Ms. Roberts will be permitted to present any other information to explain her actions.

Failure of Ms. Roberts to submit a declaration and appear at the order to show cause hearing may result in a dismissal of this matter and other consequences, up to and including the shifting of costs. The PHC is continued and shall immediately follow the order to show cause hearing. Oakland’s attorney may participate in the order to show cause hearing, but is not ordered to do so. However, if Oakland wishes to seek cost shifting, the attorney must file a declaration and appear at the order to show cause hearing detailing such costs. The attorney should advise OAH in this regard. Otherwise, Oakland’s attorney shall be contacted telephonically by OAH following the order to show cause hearing.

ORDER

1. Student’s attorney shall file a declaration under penalty of perjury explaining

her failure to appear at the PHC on July 3, 2017, and why costs should not be shifted no later than 5:00 p.m. on July 6, 2017.

2. An order to show cause hearing shall be convened telephonically by OAH at

1:00 p.m. on July 7, 2017. Student’s attorney is ordered to appear.

3. The PHC is continued to July 7, 2017, and shall begin immediately following

the order to show cause hearing, should Student’s attorney provide an acceptable explanation for her failure to appear at the PHC on July 3, 2017.

DATE: July 5, 2017

REBECCA FREIE

Administrative Law Judge Office of Administrative Hearings