California OAH special education order · July 17, 2017
Order Following Prehearing Conference
OAH Case No. 2017060205 · ALJ Rebecca Freie
OAH dismissed all of Student's claims arising before February 16, 2017, because Parents signed a settlement agreement waiving them, and OAH lacks jurisdiction to invalidate a settlement agreement.
This case went to decision
Student v. Soledad Unified School District: Soledad Unified denied FAPE by failing to make a clear offer after misleading parents about a Salinas placement; facilitated IEP meeting and training ordered. (2017)
Summary
At the prehearing conference, Soledad moved to dismiss all of Student's claims arising before February 16, 2017. It relied on an August 2016 settlement agreement, negotiated while both sides had attorneys, in which Parents waived those claims. Mother asked OAH to deny the motion, saying she did not understand the agreement and lacked the capacity to sign it. The ALJ found the agreement clearly waived the earlier claims and that OAH has no power to invalidate a settlement, so she dismissed them and set the remaining issue (placement after February 15, 2017) for a July 25, 2017 hearing.
Why it matters
A signed settlement waiver will bar earlier claims at OAH even if a parent later says she did not understand it. A parent who wants to undo a settlement must go to a court, not OAH, so it matters to understand the release before signing.
Key authority cited
- Schaffer v. Weast (2005) 546 U.S. 49
- Ed. Code § 56505, subd. (e)(7)
- Cal. Code Regs., tit. 5, § 3082, subd. (g)
People named in the order
- Tiffany Gilmartin, Administrative Law Judge (observing)
- Rudy Carrasco, Spanish language interpreter
Topics
Full text of the order
Published text of the OAH order. Page headers and numbers from the original PDF have been dropped.
BEFORE THE
OFFICE OF ADMINISTRATIVE HEARINGS
STATE OF CALIFORNIA
In the Matter of:
PARENT ON BEHALF OF STUDENT, OAH Case No. 2017060205 v. ORDER FOLLOWING PREHEARING
CONFERENCE
SOLEDAD UNIFIED SCHOOL
DISTRICT.
On July 17, 2017, a telephonic prehearing conference was held before Administrative Law Judge Rebecca Freie, Office of Administrative Hearings. ALJ Tiffany Gilmartin was also present observing. Mother, appeared on behalf of Student. She was assisted by a Spanish language interpreter, Rudy Carrasco. Jennifer Baldassari, Attorney at Law, appeared on behalf of Soledad Unified School District. The PHC was recorded.
Based upon discussion with the parties, the ALJ issues the following order:
1. Hearing Dates, Times, and Location. The hearing shall take place on July 25,
26, and 27, 2017, continuing day to day, Monday through Thursday, at the discretion of the ALJ. The hearing shall take place at the Soledad’s offices located at 1261 Metz Road, Soledad, California, 93960. The hearing shall begin at 9:30 a.m. the first day of the hearing and at 9:00 a.m. all other days, unless otherwise ordered.
As ordered in the scheduling order, Soledad shall provide a facility for the hearing that fully complies with the Americans with Disabilities Act of 1990 (42 U.S.C.A. § 12101 et seq.), the Rehabilitation Act of 1973 (29 U.S.C. § 794 et seq.), the Unruh Civil Rights Act (Civ. Code, § 51 et seq.), and all laws governing accessibility of government facilities to persons with disabilities. Soledad certified that the facilities used for this case comply with the law. Soledad shall inform OAH within two days of the date of this order if it is unable to comply with this order.
Prior to the beginning of the hearing, Soledad shall ensure that the hearing room is configured into a courtroom setting and shall have at a minimum (1) a table for Student and his representatives; (2) a table for Soledad’s legal representative and special education representative; (3) a table for the witness; and (4) a table for the ALJ, near an electrical outlet. Soledad shall provide drinking water and tissue to all parties, witnesses and the ALJ.
The same hearing room shall be used for each day of hearing and shall be available at least one hour prior to the commencement of the hearing each day. The hearing room shall be locked following the hearing each night. Soledad shall ensure that the hearing room and access to it are in compliance with the Americans with Disabilities Act.
The parties shall immediately notify all potential witnesses of the hearing dates, and shall subpoena witnesses if necessary, to ensure that the witnesses will be available to testify.
A witness will not be regarded as unavailable for purposes of showing “good cause” to continue the hearing if the witness is not properly notified of the hearing date or properly subpoenaed, as applicable.
2. Issue and Proposed Resolutions. The issue at the due process hearing, and the
proposed resolutions, are listed below Issue Did Soledad deny Student a free appropriate public education after February 15, 2017, by failing to provide him with an appropriate placement because:
a. it misinformed Parents, explaining that it had a placement for Student at
Salinas High School when it did not; and
b. Student has not met the goals that Parents agreed to previously and which
were to be worked on after February 15, 2017? Proposed Resolutions 1) Soledad shall be ordered to work with Parents to find Student an appropriate placement that will provide him with a FAPE in a neighboring school district.
2) Soledad shall be ordered to provide Student with two additional years of education to make up for two years that Parents believe he missed prior to the filing of their complaint.
3. Exhibits. Exhibits shall be pre-marked and placed in three-ring exhibit
binders prior to the hearing. The parties shall use numbers to identify exhibits, but shall place the letter “S” or “D” in front of the exhibit to designate if it is a Student or District exhibit (for example, “S-5, S-6, or D-1, D-2”). Each exhibit shall be internally paginated by exhibit, or all of a party’s exhibits shall be Bates-stamped. Each exhibit binder shall contain a detailed table of contents. The parties shall serve their evidence binders on each other in compliance with Education Code section 56505, subdivision (e)(7). At the hearing, each party shall supply an exhibit binder containing its exhibits for use by the ALJ, and a second exhibit binder for use by witnesses. The parties may not serve exhibits on OAH prior to the hearing. In the event of duplicate exhibits, the most legible version will be used.
Except for good cause shown, or unless used solely for rebuttal or impeachment, any exhibit not timely exchanged shall not be admitted into evidence at the hearing unless the ALJ rules that it is admissible. Inclusion of an exhibit in an evidence binder does not guarantee that an exhibit will be admitted.
Mother indicated during the PHC that she is not familiar with due process hearing procedures and her responsibilities as Student’s representative. Mother was referred to OAH’s online resource, a written guide titled Understanding Special Education Due Process Hearings which can be accessed online at:
http://www.documents.dgs.ca.gov/oah/SE/SE%20Handbook.pdf This online guide is available in English and several other languages including Spanish.
4. Witnesses. Each party is responsible for procuring the attendance at hearing
of its own witnesses. Each party shall make witnesses under its control reasonably available. The parties shall schedule their witnesses to avoid delays in the hearing and to minimize or eliminate the need for calling witnesses out of order. Neither party shall be permitted to call any witnesses not timely disclosed to the other party except for good cause shown, and at the discretion of the ALJ.
The parties are encouraged to review and shorten their witness lists prior to the hearing, bearing in mind that evidence will be excluded if it is repetitive, cumulative, or insufficiently probative to justify the time it would take to hear.
Prior to the commencement of the due process hearing, the ALJ and the parties will discuss the length of time anticipated for direct and cross-examination of each witness and scheduling issues for individual witnesses, and the ALJ will finalize the witness schedule.
Additionally, the parties shall be prepared at the end of each day of hearing to discuss the witnesses to be presented the next day and the time the testimony of each such witness is expected to take.
5. Scope of Witness Examination. Each witness shall be called to testify only
once, except for rebuttal purposes, and all parties shall examine the witness on all issues when the witness is first called. After the first direct and cross-examinations, each party shall be limited in examining the witness to only those matters raised in the immediately preceding examination. The order in which the parties present their cases in chief shall be subordinate to the need for each witness to appear only once.
6. Telephonic Testimony. Whether a witness may appear by telephone is a
matter within the discretion of the ALJ. (Cal. Code Regs., tit. 5, § 3082, subd. (g).) Any party seeking to present a witness by telephone shall move in advance for leave to do so.
The proponent of the witness shall provide the proposed witness with a complete set of exhibit binders from all parties, containing all of each party’s exhibits, prior to the hearing;
and shall ensure that the hearing room has sound equipment that allows everyone in the room to hear the witness, and the witness to hear objections and rulings. No witness will be heard by telephone unless all these requirements have been fulfilled.
7. Electronic Recording of Hearing.
a. Audio Recording. Soledad’s motion to make an audio recording of the
hearing is granted, subject to the following conditions: 1) that OAH’s recording is the only official recording; 2) that the recorder will be turned on and off at the same time as the ALJ’s recorder, in order to avoid recording conversations while off the record; and 3) that operation of the party’s recording mechanism will not be allowed to delay the hearing. If Student desires to make such a recording, he shall move for leave to do so and the same conditions shall apply.
b. Video Recording. No party, witness or anyone else present may make
any video recording of any part of the proceedings. Any person doing so shall be subject to sanctions.
8. Order of Presentation of Evidence. In an administrative proceeding, the
burden of proof is ordinarily on the party requesting the hearing. (Schaffer v. Weast (2005)
546 U.S. 49, 56-62 [126 S.Ct. 528, 163 L.Ed.2d 387].) Here, Student is the petitioning party.
Accordingly, Student shall present its case-in-chief, followed by Soledad.
9. Motions. At the PHC the ALJ ruled on Soledad’s motion to dismiss any and
all of Student’s claims related to acts or omissions by Soledad prior to February 16, 2017.
The ground for the motion was that Parents executed a settlement agreement with Soledad in August 2016, and in that agreement the parties waived all claims accrued before February 16,
2017. Both Soledad and Student were represented by attorneys as the time the agreement
was negotiated and executed. Mother asked that OAH deny the motion, claiming that she did not understand the agreement when she signed it, and did not have the capacity to sign the settlement agreement containing the waiver. However, OAH does not have jurisdiction to invalidate a settlement agreement. Nothing in this order precludes Parents from filing an action in a court of competent jurisdiction asking that the settlement agreement be invalidated.
The ALJ reviewed the settlement agreement which was attached to Soledad’s motion, to ascertain that it contained a clear waiver of claims accrued prior to February 16, 2017, and found that it did. Accordingly, all of Student’s claims accrued before February 16, 2017, are dismissed.
Any motion filed after July 17, 2017, shall be supported by a declaration under penalty of perjury establishing good cause as to why the motion was not made prior to or during the prehearing conference of July 17, 2017.
10. Compensatory Education/Reimbursement. Any party seeking reimbursement
of expenditures shall present admissible evidence of these expenditures, or a stipulation to the amount of expenditures, as part of its case in chief. A party seeking compensatory education should provide evidence regarding the type, amount, duration, and need for any requested compensatory education.
11. Stipulations. Stipulations to pertinent facts, contentions or resolutions are
encouraged. Any proposed stipulation shall be submitted to the assigned ALJ in written form.
12. Conduct of Counsel and Hearing Room Decorum. Counsel, all parties, and all
witnesses shall conduct themselves in a professional and courteous manner at all times.
Cellular phones, pagers, recorders, and other noisemaking electronic devices shall be shut off during the hearing unless permission to the contrary is obtained from the ALJ.
13. Special Needs and Accommodations. A Spanish language interpreter is
required for Mother. Accordingly, OAH will provide one for the hearing.
A party or participant to this case, such as a witness, requiring reasonable accommodation to participate in the mediation or hearing may contact the assigned calendar staff, identified in the scheduling order, at (916) 263-0880, as soon as the need is known.
Additional information concerning requests for reasonable accommodation is available on OAH’s website at https://www.dgs.ca.gov/oah/Home/Accessibility.aspx.
14. Hearing Open/Closed To the Public. The hearing will be closed to the public
unless Student requests it be open.
15. Settlement. The parties are encouraged to continue working together
to reach an agreement before the due process hearing. The parties shall inform OAH in writing immediately should they reach a settlement or otherwise resolve the dispute before the scheduled hearing. In addition, if a settlement is reached within five days of the scheduled start of the due process hearing, the parties shall also inform OAH of the settlement by telephone at (916) 263-0880.
IF A FULL AND FINAL WRITTEN SETTLEMENT AGREEMENT IS REACHED
AFTER 5:00 P.M. ON SUNDAY, JULY 23, 2017, THE PARTIES SHALL LEAVE A
VOICEMAIL MESSAGE REGARDING THE SETTLEMENT AT (916) 274-6035. THE
PARTIES SHOULD ALSO LEAVE CONTACT INFORMATION SUCH AS CELLULAR
PHONE NUMBERS OF EACH PARTY OR COUNSEL FOR EACH PARTY. THE
PARTIES SHOULD SIMULTANEOUSLY FAX THE SIGNATURE PAGE OF THE
SIGNED AGREEMENT OR A LETTER WITHDRAWING THE CASE TO THE OAH AT
THE FAXINATION LINE AT (916) 376-6319.
Dates for hearing will not be cancelled until the letter of withdrawal or signature page of the signed agreement has been received by OAH. If an agreement in principle is reached, the parties should plan to attend the scheduled hearing unless different arrangements have been agreed upon by the assigned ALJ. The assigned ALJ will check for messages the evening prior to the hearing or the morning of the hearing.
16. Failure to comply with this order may result in the exclusion of evidence or
other sanctions.
IT IS SO ORDERED.
DATE: July 17, 2017
REBECCA FREIE
Administrative Law Judge Office of Administrative Hearings
