California OAH special education order · November 14, 2017

Order of Determination of Sufficiency of Due Process Complaint

OAH Case No. 2017110011 · ALJ Paul H. Kamoroff

OAH found Student's complaint sufficient because it challenged two specific IEPs and listed the goal and service areas Student says were missing, giving District enough notice to respond.

Complaint found sufficient Sufficiency of complaint

Summary

County Office of Education filed a Notice of Insufficiency challenging Student's due process complaint. The complaint raised two issues: that the September 17, 2015 and September 23, 2016 IEPs denied Student a FAPE. Student said the IEPs lacked appropriate goals in 10 and 13 areas of need and lacked appropriate services in seven and nine areas. OAH found these facts enough to let District respond and take part in a resolution session and mediation, and it confirmed all dates.

Why it matters

A complaint that names the specific IEPs at issue and lists the areas where goals and services were lacking will usually survive a sufficiency challenge, because OAH reads these pleadings liberally.

Key authority cited

  • 20 U.S.C. § 1415(b)(7)(A)
  • Sen. Rep. No. 108-185
  • Escambia County Bd. of Educ. v. Benton (S.D. Ala. 2005) 406 F.Supp.2d 1248
  • Alexandra R. v. Brookline School Dist. (D.N.H. 2009) 2009 WL 2957991
  • 71 Fed.Reg. 46540-46541, 46699

Topics

sufficiency notice of insufficiency iep goals services fape

Full text of the order

Published text of the OAH order. Page headers and numbers from the original PDF have been dropped.

BEFORE THE

OFFICE OF ADMINISTRATIVE HEARINGS

STATE OF CALIFORNIA

In the Matter of:

PARENT ON BEHALF OF STUDENT, OAH Case No. 2017110011 v. ORDER OF DETERMINATION OF

SUFFICIENCY OF DUE PROCESS

SANTA CLARA COUNTY OFFICE OF COMPLAINT

EDUCATION AND EAST SIDE UNION

HIGH SCHOOL DISTRICT.

On October 27, 2017, Parent on behalf of Student filed a Due Process Hearing Request1 with the Office of Administrative Hearings, naming Santa Clara County Office of Education and East Side Union High School District. On November 13, 2017, County Office of Education filed a Notice of Insufficiency as to Student’s complaint.

APPLICABLE LAW

The named parties to a due process hearing request have the right to challenge the sufficiency of the complaint. (20 U.S.C. § 1415(b) & (c).) The party filing the complaint is not entitled to a hearing unless the complaint meets the requirements of title 20 United States Code section 1415(b)(7)(A).

A complaint is sufficient if it contains: (1) a description of the nature of the problem of the child relating to the proposed initiation or change concerning the identification, evaluation, or educational placement of the child, or the provision of a free appropriate public education to the child; (2) facts relating to the problem; and (3) a proposed resolution of the problem to the extent known and available to the party at the time. (20 U.S.C.

§ 1415(b)(7)(A)(ii)(III) & (IV).) These requirements prevent vague and confusing complaints, and promote fairness by providing the named parties with sufficient information to know how to prepare for the hearing and how to participate in resolution sessions and mediation. (See H.R.Rep. No. 108-77, 1st Sess. (2003), p. 115; Sen. Rep. No. 108-185, 1st Sess. (2003), pp. 34-35.)

The complaint provides enough information when it provides “an awareness and understanding of the issues forming the basis of the complaint.” (Sen. Rep. No. 108-185, supra, at p. 34.) The pleading requirements should be liberally construed in light of the 1 A request for a due process hearing under Education Code section 56502 is the due process complaint notice required under title 20 U.S.C. section 1415(b)(7)(A).

broad remedial purposes of the IDEA and the relative informality of the due process hearings it authorizes. (Alexandra R. ex rel. Burke v. Brookline School Dist. (D.N.H., Sept. 10, 2009, CIV. 06-CV-0215-JL) 2009 WL 2957991[nonpub. opn.]; Escambia County Bd. of Educ. v.

Benton (S.D. Ala. 2005) 406 F.Supp.2d 1248, 1259-1260; Sammons v. Polk County School Bd. (M.D. Fla., Oct. 28, 2005, 8:04CV2657T24EAJ) 2005 WL 2850076 [nonpub. opn.]; but cf. M.S.-G v. Lenape Regional High School Dist. Bd. of Educ. (3d Cir. 2009) 306 Fed.Appx.

772, 775 [nonpub. opn.].) Whether the complaint is sufficient is a matter within the sound discretion of the Administrative Law Judge. (Assistance to States for the Educ. of Children with Disabilities & Preschool Grants for Children with Disabilities (Aug. 14, 2006) 71 FR 46,540-46541, 46699.)

DISCUSSION

The facts alleged in Student’s complaint are sufficient to put District on notice of the issues forming the basis of the complaint. Student’s complaint identifies two issues pertaining to Student’s individualized education program over several school years. Issue one alleges that District’s September 17, 2015 IEP denied Student a free appropriate public education, by failing to meet his needs. Specifically, Student asserts that District failed to provide appropriate goals in 10 areas of identified need, and failed to provide appropriate services in seven areas identified in the complaint. Issue two alleges that District’s September 23, 2016 IEP similarly denied him a FAPE. Student alleges that District failed to provide him goals in 13 identified areas, and services in nine areas identified in the complaint. Consequently, the complaint includes adequate related facts about the issues to permit District to respond to the complaint and participate in a resolution session and mediation.

Therefore, Student’s statement of the two claims is sufficient.

ORDER

1. The complaint is sufficient under title 20 United States Code section

1415(b)(7)(A)(ii).

2. All mediation, prehearing conference, and hearing dates in this matter are

confirmed.

DATE: November 14, 2017

PAUL H KAMOROFF

Administrative Law Judge Office of Administrative Hearings