California OAH special education order · July 27, 2018
Order to Show Cause as to Why Student's Attorney Should Not Be Ordered to Pay Costs for Failing to Appear for Prehearing Conference and/or Why Student's Complaint Should Be Dismissed, and Continuing Prehearing Conference
OAH Case No. 2018031172 · ALJ Cynthia Fritz
OAH ordered Student's attorney to explain why she should not pay costs, or why the complaint should not be dismissed, after she missed a rescheduled prehearing conference without an approved continuance.
Summary
Student's attorney did not answer two calls when the ALJ tried to convene a rescheduled telephonic prehearing conference. Earlier that day she had filed a letter asking for a continuance because the case had settled pending board approval. On its own motion, OAH ordered her to file a declaration under penalty of perjury by July 31, 2018, explaining her absence and why costs incurred by the District and OAH should not be shifted to her. It also set an order to show cause hearing for August 3, 2018, continued the prehearing conference to follow that hearing, and warned that failing to respond could lead to dismissal and cost-shifting.
Why it matters
Asking for a continuance is not the same as getting one. Until OAH grants it, counsel must assume the conference will go forward and be ready to appear, even if the case has tentatively settled. Missing an appearance risks cost-shifting or dismissal of the complaint.
Key authority cited
- Gov. Code, § 11455.30
- Cal. Code Regs., tit. 5, § 3088
- Code Civ. Proc., § 128.5
- Levy v. Blum (2001) 92 Cal.App.4th 625
- West Coast Development v. Reed (1992) 2 Cal.App.4th 693
- 20 U.S.C. § 1415(f)(1)(B)(ii)
People named in the order
- Susan Foley, Student's attorney
- Jeffrey Maisen, District's attorney
- Cynthia Fritz, Administrative Law Judge
Topics
Full text of the order
Published text of the OAH order. Page headers and numbers from the original PDF have been dropped.
BEFORE THE
OFFICE OF ADMINISTRATIVE HEARINGS
STATE OF CALIFORNIA
In the Matter of:
PARENT ON BEHALF OF STUDENT, OAH Case No. 2018031172 v. ORDER TO SHOW CAUSE AS TO
WHY STUDENT’S ATTORNEY
SAN JOSE UNIFIED SCHOOL DISTRICT. SHOULD NOT BE ORDERED TO PAY
COSTS FOR FAILING TO APPEAR
FOR PREHEARING CONFERENCE
AND/OR WHY STUDENT’S
COMPLAINT SHOULD BE
DISMISSED, AND CONTINUING
PREHEARING CONFERENCE
On July 27, 2018, a telephonic prehearing conference was scheduled before Administrative Law Judge Cynthia Fritz, Office of Administrative Hearings. The hearing was originally scheduled for 1:00 p.m. but due to a preemptory challenge, the hearing was rescheduled to 2:00 p.m. When the PHC was initially convened by the challenged ALJ, Student’s attorney, Susan Foley was present and was aware of the challenge. She was told that OAH would call back to tell the parties who was now assigned to the case, and when the PHC would be reconvened. OAH did this, leaving a message for Ms. Foley who did not answer her phone.
The undersigned ALJ attempted to convene the PHC at 2:00 p.m. Jeffrey Maisen, Attorney at Law, appeared on behalf of San Jose Unified School District. Two attempts were made to contact Ms. Foley, at the telephone number shown on the request for due process hearing filed on Student’s behalf. However, there was no answer, and two messages were left, approximately ten minutes apart.
Prior to the commencement of the PHC, on July 27, 2018, Student filed a letter with OAH requesting a continuance of the PHC to next week, advising that the case was settled pending board approval, and parties were gathering the appropriate signatures on a settlement agreement.
APPLICABLE LAW
If the parent and local education agency have not resolved the due process complaint within 30 days of the receipt of the complaint, OAH is required to issue a decision within the next 45 days, unless a continuance is granted for good cause. (20 U.S.C. § 1415(f)(1)(B)(ii);
34 C.F.R. § 300.51; Ed. Code, § 56502, subd. (f).)
An ALJ presiding over a hearing may “order a party, the party’s attorney or other authorized representative, or both, to pay reasonable expenses, including attorney’s fees, incurred by another party as a result of bad faith actions or tactics that are frivolous or solely intended to cause unnecessary delay.” (Gov. Code, § 11455.30, subd. (a); Cal. Code. Regs., tit. 5, § 3088, subd. (a).) An order to pay expenses is enforceable in the same manner as a money judgment or by seeking a contempt of court order. (Gov. Code, § 11455.30, subd.
(b).)
“Actions or tactics” is defined as including, but not limited to, making or opposing motions or filing and serving a complaint. (Gov. Code, §11455.30, subd. (a); Code Civ.
Proc., § 128.5, subd. (b)(1).) “Frivolous” means totally and completely without merit or for the sole purpose of harassing an opposing party. (Gov. Code, § 11455.30, subd. (a); Code Civ. Proc., § 128.5, subd. (b)(2).) “Whether an action is frivolous is governed by an objective standard: any reasonable attorney would agree it is totally and completely without merit [citations].” (Levy v. Blum (2001) 92 Cal.App.4th 625, 635.) In addition, there must be a showing of improper purpose. (Ibid.) A finding of “bad faith” does not require a determination of evil motive. (West Coast Development v. Reed (1992) 2 Cal.App.4th 693, 702.)
DISCUSSION
Given the short time frames applicable to this case, it is critical that the parties follow orders issued by OAH and participate in advancing the matter to hearing or resolution.
Student’s counsel’s non-compliance with procedure and failure to participate put the timely resolution of this matter in doubt. As the attorney of record, Ms. Foley is responsible for understanding and following OAH’s procedures, including making all required appearances.
Failure to do so may result in the complaint being dismissed. If a party files a request for a continuance with OAH, but has not received an order from OAH granting the continuance, the party must assume that the matter will proceed as scheduled and be prepared to participate.
Ms. Foley is ordered to file a declaration with OAH no later than 5:00 p.m. on July 31, 2018, explaining her failure to appear at the PHC on July 27, 2018 and why she should not be ordered to pay costs incurred by San Jose and the Office of Administrative Hearings as a result of her failure to appear at the PHC. A telephonic order to show cause hearing shall be held at 3:00 p.m. on August 3, 2018, at which time Ms. Foley will be permitted to present any other information to explain her actions.
Failure of Ms. Foley to submit a declaration and appear at the order to show cause hearing may result in a dismissal of this matter and other consequences, up to and including the shifting of costs. The PHC is continued and shall immediately follow the order to show cause hearing. San Jose’s attorney may participate in the order to show cause hearing, but is not ordered to do so. However, if San Jose wishes to seek cost shifting, the attorney must file a declaration and appear and the order to show cause hearing detailing such costs. The attorney should advise OAH in this regard. Otherwise, San Jose’s attorney shall be contacted telephonically by OAH following the order to show cause hearing.
ORDER
1. Student’s attorney shall file a declaration under penalty of perjury explaining
her failure to appear at the PHC on July 27, 2018, and why costs should not be shifted no later than 5:00 p.m. on July 31, 2018.
2. An order to show cause hearing shall be convened telephonically by OAH at
3:00 p.m. on August 3, 2018. Student’s attorney is ordered to appear.
3. The PHC is continued to August 3, 2018, and shall begin immediately
following the order to show cause hearing, should Student’s attorney provide an acceptable explanation for her failure to appear at the PHC on July 27, 2018.
IT IS SO ORDERED.
DATE: July 27, 2018
CYNTHIA FRITZ
Administrative Law Judge Office of Administrative Hearings
