California OAH special education order · July 9, 2018
Order Following Prehearing Conference
OAH Case No. 2018050543 · ALJ Rommel P. Cruz
OAH denied Student's second request to continue the hearing and denied telephonic testimony for a local expert, finding no good cause and noting hearings are not stayed for related court cases.
This case went to decision
Chaffey Joint Union High School District v. Student: Chaffey Joint Union High School District may place a student with autism at Bliss Academy without parental consent. (2018)
Summary
At the prehearing conference in Chaffey Joint Union's case, Student asked for a second continuance because Parents still had no lawyer and wanted a related District Court case to finish first. The ALJ denied the continuance. OAH had already given Parents 45 days to find an attorney, Student did not show why more time would change anything, and due process hearings are not stayed while related state or federal cases are pending. The ALJ also denied without prejudice Student's request to let Dr. David Patlin testify by telephone, because the District objected that he practices locally. Student may renew that request after showing efforts to get him to appear in person. The order also set the hearing for July 17–19, 2018, granted Student's request to audio record the hearing, arranged a Spanish interpreter, opened the hearing to the public at Student's request, and took Student's motion to dismiss under submission.
Why it matters
Parents who represent themselves should not expect repeated continuances just to find a lawyer, or to wait for related court cases. OAH expects diligent efforts and will hold the hearing on schedule. Parties who want a local witness to testify by phone should be ready to show they tried to secure the witness in person.
Key authority cited
- 34 C.F.R. § 300.515
- Ed. Code, § 56505, subd. (f)(3)
- Cal. Rules of Court, rule 3.1332
- Cal. Code Regs., tit. 5, § 3082, subd. (g)
- Ed. Code, § 56505.1, subd. (h)
- Schaffer v. Weast (2005) 546 U.S. 49
People named in the order
- Dr. David Patlin, Student's proposed witness
Topics
Full text of the order
Published text of the OAH order. Page headers and numbers from the original PDF have been dropped.
BEFORE THE
OFFICE OF ADMINISTRATIVE HEARINGS
STATE OF CALIFORNIA
In the Matter of:
CHAFFEY JOINT UNION HIGH SCHOOL OAH Case No. 2018050543
DISTRICT,
ORDER FOLLOWING PREHEARING
v. CONFERENCE
PARENTS ON BEHALF OF STUDENT.
On July 9, 2018, a telephonic prehearing conference was held before Administrative Law Judge Rommel P. Cruz, Office of Administrative Hearings. Jonathan Read, Attorney at Law, appeared on behalf of Chaffey Joint Union High School District. Father appeared on behalf of Student. The PHC was recorded.
Based upon discussion with the parties, the ALJ issues the following order:
1. Motion to Continue: Student moved to continue the due process hearing dates
based on Parents’ inability to secure legal representation for Student. 1 In his written motion, Student argues that Parents have been busy working and responding to the “State Court case”. Additionally, Student sought a continuance to allow for the District Court proceeding to conclude.
A due process hearing must be conducted and a decision rendered within 45 days of receipt of the due process notice unless an extension is granted for good cause. (34 C.F.R.
§ 300.515(a) & (c) (2006); Ed. Code, §§ 56502, subd. (f), 56505, subd. (f)(3); Cal. Code Regs., tit. 1, § 1020.) As a result, continuances are disfavored. Good cause may include the unavailability of a party, counsel, or an essential witness due to death, illness or other excusable circumstances; substitution of an attorney when the substitution is required in the interests of justice; a party’s excused inability to obtain essential testimony or other material evidence despite diligent efforts; or another significant, unanticipated change in the status of the case as a result of which the case is not ready for hearing. (See Cal. Rules of Court, rule 3.1332(c).) OAH considers all relevant facts and circumstances, including the proximity of the hearing date; previous continuances or delays; the length of continuance requested; the availability of other means to address the problem giving rise to the request; prejudice to a party or witness as a result of a continuance; the impact of granting a continuance on other OAH received Student’s Response to Complaint and Request for Continuance at 10:05 a.m.; however, the ALJ did not have the written motion during the PHC.
pending hearings; whether trial counsel is engaged in another trial; whether the parties have stipulated to a continuance; whether the interests of justice are served by the continuance;
and any other relevant fact or circumstance. (See Cal. Rules of Court, rule 3.1332(d).)
Chaffey Joint Union filed its due process hearing request on May 11, 2018. On May 25, 2018, Student requested to continue the due process hearing for 30 to 45 days to allow Student to secure legal representation. OAH granted Student’s request, allowing for 45 days for Student to obtain legal representation before the next PHC scheduled for July 9,
2018. Student did not establish good cause as to why Student has not been successful in
finding an attorney to represent him or why a second continuance of the haring for a reasonable time would have a different outcome. Furthermore, due process hearings are not stayed pending the conclusion of related state or federal cases. Accordingly, Student’s request to continue the due process hearing is denied.
Hearing Dates, Times, and Location. The hearing shall take place on July 17, 18, and 19, 2018, and continuing day to day, Monday through Thursday, at the discretion of the ALJ. The hearing shall begin at 9:30 a.m. the first day of the hearing and at 9:00 a.m. all other days, unless otherwise ordered. The hearing shall take place at the West End SELPA offices located at 8265 Aspen Avenue, Suite 200, Rancho Cucamonga, CA 91730.
The named local educational agency shall provide a facility for the hearing that fully complies with the Americans with Disabilities Act of 1990 (42 U.S.C.A. § 12101 et seq.), the Rehabilitation Act of 1973 (29 U.S.C. § 794 et seq.), the Unruh Civil Rights Act (Civ. Code, § 51 et seq.), and all laws governing accessibility of government facilities to persons with disabilities. The named local educational agency has not certified that the facilities to be used for this case comply with the law. The local educational agency shall inform OAH within two days of the date of this order if it is unable to comply with this order.
Prior to the beginning of the hearing, Chaffey Joint Union shall ensure that the hearing room is configured into a courtroom setting and shall have at a minimum (1) a table for Student and his representatives; (2) a table for Chaffey Joint Union’s legal representative and special education representative; (3) a table for the witness; and (4) a table for the ALJ, near an electrical outlet. Chaffey Joint Union shall provide drinking water and tissue to all parties, witnesses and the ALJ. The same hearing room shall be used for each day of hearing and shall be available at least one hour prior to the commencement of the hearing each day.
The hearing room shall be locked following the hearing each night. Chaffey Joint Union shall ensure that the hearing room and access to it are in compliance with the Americans with Disabilities Act.
Chaffey Joint Union shall also provide a meeting room for Student’s representatives to be available a half hour prior to the start of the hearing, during hearing breaks, and during the lunch break.
The parties shall immediately notify all potential witnesses of the hearing dates, and shall subpoena witnesses if necessary, to ensure that the witnesses will be available to testify.
A witness will not be regarded as unavailable for purposes of showing “good cause” to continue the hearing if the witness is not properly notified of the hearing date or properly subpoenaed, as applicable.
2. Issues and Proposed Resolutions. The issue at the due process hearing, and
the proposed resolution, are listed below.
Issue: Did Chaffey Joint Union’s offer to implement Student’s individualized education program developed on March 13, April 6, and May 8, 2018, with placement at Bliss Academy, a nonpublic school, constitute a free appropriate public education in the least restrictive environment? Proposed Resolution: Chaffey Joint Union seeks a finding that its offer to implement Student’s IEP at Bliss Academy constituted a FAPE and requests an order that Chaffey Joint Union may implement the IEP without parental consent if Student chooses to receive special education and related services from Chaffey Joint Union.
3. Exhibits. Exhibits shall be pre-marked and placed in three-ring exhibit binders
prior to the hearing. Except as permitted in this order or otherwise ordered by the ALJ, the parties shall use numbers to identify exhibits, but shall place the letter “S” or “D” in front of the exhibit to designate if it is a Student or Chaffey Joint Union exhibit (for example, “S-5, S-6, or D-1, D-2). Each exhibit shall be internally paginated by exhibit, or all of a party’s exhibits shall be Bates-stamped. Each exhibit binder shall contain a detailed table of contents. Each exhibit shall consist of one document; separate documents may not be combined into one exhibit.
Excerpts of an audio recording of an individualized education program team meeting, if any, may be transcribed and offered as documentary evidence; that portion of the audio record transcribed shall be provided to the opposing party with the transcript to allow an opportunity to verify the accuracy of the transcription. Transcription need not be done by a certified court reporter. If the parties intend to rely on individualized education programs, the parties shall attach all pages of the IEP(s), including copies of all actual signatures on the IEP(s) and any typewritten or handwritten notes or comments, if any, written on the IEP(s).
The parties shall exchange resumes for each witness who is expected to testify as to their professional credentials. Notwithstanding the requirements of Education Code section 56505, subdivision (e)(7), the parties shall exchange resumes and curriculum vitae no later than 24 hours before the witness is scheduled to testify.
Chaffey Joint Union shall include as part of its exhibits the school calendar(s) for the years at issue. Notwithstanding the requirements of Education Code section 56505, subdivision (e)(7), Chaffey Joint Union shall serve a copy of the school calendar(s) and include the school calendar(s) in the binders provided for use by the witnesses and the ALJ not later than the first day of hearing.
The parties shall meet and confer by 5:00 p.m. on July 13, 2018, to delete duplicate exhibits from the exhibit binders and to consolidate exhibits where possible. The parties are not required to renumber exhibits if exhibits are removed from their binders.
The parties shall serve their evidence binders on each other in compliance with Education Code section 56505, subdivision (e)(7). At the hearing, each party shall supply an exhibit binder containing its exhibits for use by the ALJ, and a second exhibit binder for use by witnesses. The parties shall not serve exhibits on OAH prior to the hearing. In the event of duplicate exhibits, the most legible version will be used.
Except for good cause shown, or unless used solely for rebuttal or impeachment, any exhibit not included in the exhibit lists and not previously exchanged shall not be admitted into evidence at the hearing unless it is supported by written declaration under penalty of perjury, and the ALJ rules that it is admissible.
4. Witnesses. Each party is responsible for procuring the attendance at hearing
of its own witnesses. Each party shall make witnesses under its control reasonably available. The parties shall schedule their witnesses to avoid delays in the hearing and to minimize or eliminate the need for calling witnesses out of order. Neither party shall be permitted to call any witnesses not disclosed in the party’s final witness list served pursuant to Education Code section 56505, subdivision (e)(7), except for good cause shown, supported by written declaration under penalty of perjury, and at the discretion of the ALJ.
The parties are encouraged to review and shorten their witness lists prior to the hearing, bearing in mind that evidence will be excluded if it is repetitive, cumulative, or insufficiently probative to justify the time it would take to hear.
The parties shall meet and confer by 5:00 p.m. on July 13, 2018, as to the schedule of witnesses and coordinate the availability and order of witnesses to ensure that there is a witness available to testify at all times during the hearing and to ensure that the hearing is completed as scheduled. Chaffey Joint Union shall have witnesses available in case agreement on a witness list is not reached.
On the first day of hearing, before the first witness testifies, the parties shall provide the ALJ with one detailed hour-by-hour schedule of all witnesses expected to testify at the hearing. The list shall also include an estimate of time for each party’s direct and cross- examination. The ALJ has discretion to revise the witness schedule, as needed to maintain the flow and efficiency of the hearing. The parties shall be prepared at the end of each day of hearing to discuss the witnesses appearing on the next day and the time the testimony of each such witness is expected to take.
The ALJ has discretion to limit the number of witnesses who testify and the time allowed for witnesses’ testimony. Education Code, section 56505.1, subdivision (h), empowers the ALJ presiding at a due process hearing to set a reasonable limit on the length of the hearing after consideration of all of the following: (i) issues to be heard, (ii) complexity of facts to be proven, (iii) ability of the parties or their representatives to present their respective cases, and (iv) estimates of the parties as to the time needed to present their respective cases.
5. Scope of Witness Examination. Each witness shall be called to testify only
once, except for rebuttal purposes, and all parties shall examine the witness on all issues when the witness is first called. After the first direct and cross-examinations, each party shall be limited in examining the witness to only those matters raised in the immediately preceding examination. The order in which the parties present their cases in chief shall be subordinate to the need for each witness to appear only once.
6. Telephonic Testimony. Whether a witness may appear by telephone is a
matter within the discretion of the ALJ. (Cal. Code Regs., tit. 5, § 3082, subd. (g).) Any party seeking to present a witness by telephone shall move in advance for leave to do so, unless the opposing party has stipulated that the witness may appear by telephone. The proponent of the witness shall provide the proposed witness with a complete set of exhibit binders from all parties, containing all of each party’s exhibits, prior to the hearing; and shall ensure that the hearing room has sound equipment that allows everyone in the room to hear the witness, and the witness to hear objections and rulings. No witness will be heard by telephone unless all these requirements have been fulfilled.
Student moved to allow Dr. David Patlin to testify by telephone. Chaffey Joint Union objected as Dr. Patlin practices locally in Orange, California. Student’s request to allow Dr. Patlin to testify telephonically is denied without prejudice. Student shall make best efforts to secure Dr. Patlin’s in-person attendance at hearing. Student may renew his request to allow Dr. Patlin to testify by telephone upon a showing of the efforts made to secure Dr. Patlin’s in-person appearance.
7. Electronic Recording of Hearing.
a. Audio Recording. Student’s motion to make an audio recording of the
hearing is granted, subject to the following conditions: 1) that OAH’s recording is the only official recording; 2) that the recording will be turned on and off at the same time as the ALJ’s recording, to avoid recording conversations while off the record; and 3) that operation of the party’s recording mechanism will not be allowed to delay the hearing. Chaffey Joint Union may seek to audio record the hearing, if Chaffey Joint Union desires to make such a recording, the same conditions shall apply.
b. Video Recording. No party, witness or anyone else present may
make any video recording of any part of the proceedings. Any person doing so shall be subject to sanctions.
8. Order of Presentation of Evidence. In an administrative proceeding, the
burden of proof is ordinarily on the party requesting the hearing. (Schaffer v. Weast (2005)
546 U.S. 49, 56-62 [126 S.Ct. 528, 163 L.Ed.2d 387].) Here, Chaffey Joint Union is the petitioning party. Accordingly, Chaffey Joint Union shall present its case-in-chief, followed by Student.
9. Motions. Student filed a Motion to Dismiss. 2 Chaffey Joint Union received
the motion at approximately 10:00 a.m. on July 9, 2018, and made an oral objection to the motion at the PHC. Chaffey Joint Union shall be afforded an opportunity to respond to the motion in writing. Student’s motion is taken under submission and will be addressed in a separate order. No other pretrial motions are pending or contemplated. Any motion filed after this date shall be supported by a declaration under penalty of perjury establishing good cause as to why the motion was not made prior to or during the prehearing conference of July 9, 2018.
10. Compensatory Education/Reimbursement. Any party seeking reimbursement
of expenditures shall present admissible evidence of these expenditures, or a stipulation to the amount of expenditures, as part of its case in chief. A party seeking compensatory education should provide evidence regarding the type, amount, duration, and need for any requested compensatory education.
11. Stipulations. Stipulations to pertinent facts, contentions or resolutions are
encouraged. Any proposed stipulation shall be submitted to the assigned ALJ in written form.
12. Conduct of Counsel and Hearing Room Decorum. Counsel, all parties, and all
witnesses shall conduct themselves in a professional and courteous manner at all times.
Cellular phones, pagers, recorders, and other noisemaking electronic devices shall be shut off or set to vibrate during the hearing unless permission to the contrary is obtained from the
ALJ.
13. Special Needs and Accommodations. A Spanish language interpreter is
required to assist Student’s representatives. OAH will arrange for a Spanish language interpreter to be available throughout the due process hearing.
A party or participant to this case, such as a witness, requiring reasonable accommodation to participate in the mediation or hearing may contact the assigned calendar staff, identified in the scheduling order, at (916) 263-0880, as soon as the need is known.
Additional information concerning requests for reasonable accommodation is available on OAH’s website at https://www.dgs.ca.gov/oah/Home/Accessibility.aspx.
14. Hearing Open to the Public. At the request of Student, the hearing will be
open to the public.
OAH received Student’s Motion to Dismiss at 9:59 a.m. on July 9, 2018.
15. Settlement. The parties are encouraged to continue working together to reach
an agreement before the due process hearing. The parties shall inform OAH in writing immediately should they reach a settlement or otherwise resolve the dispute before the scheduled hearing. In addition, if a settlement is reached within five days of the scheduled start of the due process hearing, the parties shall also inform OAH of the settlement by telephone at (916) 263-0880.
IF A FULL AND FINAL WRITTEN SETTLEMENT AGREEMENT IS REACHED
AFTER 5:00 P.M. THE DAY PRIOR TO HEARING, THE PARTIES SHALL LEAVE A
VOICEMAIL MESSAGE REGARDING THE SETTLEMENT AT (916) 274-6035. THE
PARTIES SHOULD ALSO LEAVE CONTACT INFORMATION SUCH AS CELLULAR
PHONE NUMBERS OF EACH PARTY OR COUNSEL FOR EACH PARTY. THE
PARTIES SHOULD SIMULTANEOUSLY EMAIL THE SIGNATURE PAGE OF THE
SIGNED AGREEMENT OR A LETTER WITHDRAWING THE CASE TO THE OAH AT
https://www.applications.dgsapps.dgs.ca.gov/oah/oahsftweb .
Dates for hearing will not be cancelled until the letter of withdrawal or signature page of the signed agreement has been received by OAH. If an agreement in principle is reached, the parties should plan to attend the scheduled hearing unless different arrangements have been agreed upon by the assigned ALJ. The assigned ALJ will check for messages the evening prior to the hearing or the morning of the hearing.
16. Failure to comply with this order may result in the exclusion of evidence or
other sanctions.
IT IS SO ORDERED.
DATE: July 9, 2018
ROMMEL P. CRUZ
Administrative Law Judge Office of Administrative Hearings
