California OAH special education order · December 12, 2018
Order Determining Due Process Complaint Insufficient and Granting Leave to Amend
OAH Case No. 2018110993 · ALJ Theresa Ravandi
OAH found Student's complaint insufficient because its bullying and IEP-implementation claims gave no supporting facts, and gave Student 14 days to file an amended complaint.
Summary
Santa Ana filed a Notice of Insufficiency challenging Student's complaint. The complaint claimed Santa Ana failed to stop bullying and failed to implement Student's IEP, denying a FAPE. OAH found both claims insufficient because the complaint gave no facts, such as when and where the bullying happened, what it was, whether Santa Ana knew of it, which IEP was at issue, and which parts were not implemented. Student was given 14 days to amend, or the complaint will be dismissed, and all dates were vacated.
Why it matters
A complaint needs basic facts, not just labels like "bullying" or "failure to implement." Parents should state when and where events happened, what the district knew, which IEP is at issue, and which services were missed. Parents without a lawyer can ask OAH for a mediator to help draft the complaint.
Key authority cited
- 20 U.S.C. § 1415(b)(7)(A)
- 20 U.S.C. § 1415(c)(2)
- Ed. Code, § 56502, subd. (d)(1)
- Ed. Code, § 56505
- Escambia County Bd. of Educ. v. Benton (S.D. Ala. 2005) 406 F.Supp.2d 1248
Topics
Full text of the order
Published text of the OAH order. Page headers and numbers from the original PDF have been dropped.
BEFORE THE
OFFICE OF ADMINISTRATIVE HEARINGS
STATE OF CALIFORNIA
In the Matter of:
PARENT ON BEHALF OF STUDENT, OAH Case No. 2018110993 v. ORDER DETERMINING DUE
PROCESS COMPLAINT
SANTA ANA UNIFIED SCHOOL INSUFFICIENT AND GRANTING
DISTRICT. LEAVE TO AMEND
On November 29, 2018, Student filed a Due Process Hearing Request 1 (complaint)
with the Office of Administrative Hearings naming Santa Ana Unified School District as a party. On December 7, 2018, Santa Ana timely filed a Notice of Insufficiency as to Student’s complaint.
APPLICABLE LAW
The named parties to a due process hearing request have the right to challenge the sufficiency of the complaint. (20 U.S.C. § 1415(b) & (c).) The party filing the complaint is not entitled to a hearing unless the complaint meets the requirements of title 20 United States Code section 1415(b)(7)(A).
The complaint is deemed sufficient unless a party notifies the Office of Administrative Hearings and the other party in writing within 15 days of receiving the complaint that the party believes the complaint has not met the notice requirements.
(20 U.S.C. § 1415(c)(2)(C); Ed. Code, § 56502, subd. (d)(1).)
A complaint is sufficient if it contains: (1) a description of the nature of the problem of the child relating to the proposed initiation or change concerning the identification, evaluation, or educational placement of the child, or the provision of a free appropriate public education to the child; (2) facts relating to the problem; and (3) a proposed resolution of the problem to the extent known and available to the party at the time. (20 U.S.C.
§ 1415(b)(7)(A)(ii)(III) & (IV).) These requirements prevent vague and confusing complaints, and promote fairness by providing the named parties with sufficient information 1 A request for a due process hearing under Education Code section 56502 is the due process complaint notice required under title 20 U.S.C. section 1415(b)(7)(A).
to know how to prepare for the hearing and how to participate in resolution sessions and mediation. (See H.R.Rep. No. 108-77, 1st Sess. (2003), p. 115; Sen. Rep. No. 108-185, 1st Sess. (2003), pp. 34-35.)
The complaint provides enough information when it provides “an awareness and understanding of the issues forming the basis of the complaint.” (Sen. Rep. No. 108-185, supra, at p. 34.) The pleading requirements should be liberally construed in light of the broad remedial purposes of the IDEA and the relative informality of the due process hearings it authorizes. (Alexandra R. ex rel. Burke v. Brookline School Dist. (D.N.H., Sept. 10, 2009, CIV. 06-CV-0215-JL) 2009 WL 2957991[nonpub. opn.]; Escambia County Bd. of Educ. v.
Benton (S.D. Ala. 2005) 406 F.Supp.2d 1248, 1259-1260; Sammons v. Polk County School Bd. (M.D. Fla., Oct. 28, 2005, 8:04CV2657T24EAJ) 2005 WL 2850076 [nonpub. opn.]; but cf. M.S.-G v. Lenape Regional High School Dist. Bd. of Educ. (3d Cir. 2009) 306 Fed.Appx.
772, 775 [nonpub. opn.].) Whether the complaint is sufficient is a matter within the sound discretion of the Administrative Law Judge. (Assistance to States for the Educ. of Children with Disabilities & Preschool Grants for Children with Disabilities (Aug. 14, 2006) 71 FR 46,540-46541, 46699.)
DISCUSSION
Student’s complaint alleges two claims: Santa Ana’s failure to intervene to stop bullying of Student and failure to implement his individualized education program, both of which Student asserts denied him a free appropriate public education. Student’s claims are insufficiently pled as they do not include any facts describing the problems. Student fails to provide any facts in support of his contentions such as when and where the alleged bullying took place, the nature of the bullying, whether Santa Ana was aware of or should have been aware of the alleged bullying, how Santa Ana’s failure to intervene denied Student a FAPE, which IEP is at issue and which parts of the IEP Santa Ana failed to implement and when.
Student’s complaint thus fails to provide Santa Ana with the required description of each problem and facts relating to the problems.
Student’s complaint has not provided sufficient notice to allow Santa Ana to prepare for and participate in a resolution session or due process hearing. Student will be afforded an opportunity to amend his complaint.
MEDIATOR ASSISTANCE FOR NON-REPRESENTED PARENTS: A parent who is not represented by an attorney may request that OAH provide a mediator to assist the parent in identifying the issues and proposed resolutions that must be included in a complaint. (Ed. Code, § 56505.) Parents are encouraged to contact OAH for assistance if they intend to amend their due process hearing request.
ORDER
1. Student’s complaint is insufficiently pled under section title 20 United States
Code 1415(c)(2)(D).
2. Student shall be permitted to file an amended complaint under title 20 United
States Code section 1415(c)(2)(E)(i)(II).2
3. The amended complaint shall comply with the requirements of title 20 U.S.C.
section 1415(b)(7)(A)(ii), and shall be filed not later than 14 days from the date of this order.
4. If Student fails to file a timely amended complaint, the complaint will be
dismissed.
5. All dates previously set in this matter are vacated.
DATE: December 12, 2018
THERESA RAVANDI
Administrative Law Judge Office of Administrative Hearings 2 The filing of an amended complaint will restart the applicable timelines for a due process hearing.
