California OAH special education order · October 15, 2019
Order Following Prehearing Conference
OAH Case No. 2019050861 · ALJ Linda Johnson
OAH dismissed one of Student's issues as outside its jurisdiction, set five issues for an October 2019 hearing, and ordered statute-of-limitations evidence on older child find claims heard first.
This case went to decision
Student v. Placentia-Yorba Linda Unified School District: Placentia-Yorba Linda Unified prevails on all claims; time-barred child find claims dismissed and 2019 IEP upheld as offering FAPE. (2019)
Summary
At a telephonic prehearing conference, Placentia-Yorba Linda moved to dismiss Student's Issue Five as outside OAH's jurisdiction. The ALJ dismissed that issue and renumbered the rest. The remaining five issues, covering child find, eligibility, failure to reconvene the IEP team, and the 2019-2020 IEP offer, were set for hearing on October 22-24, 2019. Because Issues One and Two reach back before May 20, 2017, the ALJ ordered both parties to present evidence on statute-of-limitations exceptions first, so the ALJ could decide whether those older claims may go forward.
Why it matters
Parents with claims older than two years should be ready at the start of hearing to prove an exception applies, such as district misrepresentations or withheld required information. Claims OAH lacks power to decide can be dismissed at the prehearing conference.
Key authority cited
- Ed. Code, § 56505, subd. (l)
- 20 U.S.C. § 1415(f)(3)(C)-(D)
- J.W. v. Fresno (9th Cir. 2010) 626 F.3d 431
- Schaffer v. Weast (2005) 546 U.S. 49
- M.C. v. Antelope Valley Unified School Dist. (9th Cir. 2017) 858 F.3d 1189
- Ed. Code, § 56505.1, subd. (h)
Topics
Full text of the order
Published text of the OAH order. Page headers and numbers from the original PDF have been dropped.
BEFORE THE
OFFICE OF ADMINISTRATIVE HEARINGS
STATE OF CALIFORNIA
IN THE MATTER OF:
PARENT ON BEHALF OF STUDENT,
v.
PLACENTIA-YORBA LINDA UNIFIED SCHOOL DISTRICT.
OAH CASE NUMBER 2019050861
ORDER FOLLOWING PREHEARING CONFERENCE
On October 14, 2019, Administrative Law Judge Linda Johnson, Office of Administrative Hearings held a telephonic prehearing conference. The Administrative Law Judge will be referred to as an ALJ. The Office of Administrative Hearings will be referred to as OAH. The prehearing conference will be referred to as a PHC.
Parent appeared on behalf of Student. Although Student is over 18 years old, she transferred her educational rights to her Parent. Dan Harbottle, Attorney at Law, appeared on behalf of Placentia-Yorba Linda Unified School District. Based upon discussion with the parties, the ALJ issues the following order:
HEARING DATES, TIMES, AND LOCATION
DUE PROCESS HEARING
The hearing will take place on October 22, 23, and 24, 2019, and continue day to day at the discretion of the ALJ. The hearing shall begin at 9:30 AM on the first day of the hearing and at 9:00 AM on all other days, unless otherwise ordered.
HEARING LOCATION
The hearing will be held at Placentia-Yorba Linda Unified School District, 1301 East Orangethorpe Avenue, Room 200, Placentia, California 92670.
The parties shall immediately notify all potential witnesses of the hearing dates, and shall subpoena witnesses if necessary, to ensure that the witnesses will be available to testify. A witness will not be regarded as unavailable for purposes of showing good cause to continue the hearing if the witness is not properly notified of the hearing date or properly subpoenaed, as applicable.
District facilities shall fully comply with the Americans with Disabilities Act of 1990 (42 U.S.C. § 12101 et seq.), the Rehabilitation Act of 1973 (29 U.S.C. § 794 et seq.), the Unruh Civil Rights Act (Civ. Code, § 51 et seq.), and all laws governing accessibility of government facilities to persons with disabilities. Districts are required to file written certification with OAH that the facilities District provides comply with these laws.
Placentia-Yorba Linda shall file the required certification with two days of this Order and provide facilities that comply with these laws.
Before the beginning of the hearing, Placentia-Yorba Linda shall ensure that the hearing room is configured into a courtroom setting and shall contain:
• a table for Student and his representatives;
• a table for Placentia-Yorba Linda’s legal representative and special
education representative;
• a table for the witness;
• a table for the ALJ, near an electrical outlet with a chair that adjusts to an
appropriate height for typing at the table provided; and
• water and tissue available for the participants.
The same hearing room shall be used for each day of hearing and shall be available at least one hour before the beginning of the hearing each day. The hearing room shall be locked following the hearing each night. Placentia-Yorba Linda shall ensure that the hearing room and access to it are in compliance with the all laws governing accessibility of government facilities to persons with disabilities.
District shall also ensure that one parking space is available on each hearing day for each of the following: the ALJ, Parents, Student’s attorneys, Placentia-Yorba Linda’s attorneys, and witnesses.
ISSUES AND PROPOSED RESOLUTIONS
The issues at the due process hearing, and proposed resolutions, as alleged in the complaint and clarified by the parties and the ALJ during the prehearing conference are listed below. During the PHC Placentia-Yorba Linda moved to dismiss Student’s Issue Five as outside OAH’s jurisdiction. Issue Five was dismissed; Student’s Issue Six is now Issue Five.
ISSUES
1. Did Placentia-Yorba Linda deny Student a free appropriate public
education, referred to as FAPE, by failing its child find obligations from September 1, 2007, through September 15, 2015?
2. Did Placentia-Yorba Linda deny Student a FAPE during the 2015-2016 and
2016-2017 school years by failing to assess under its child find obligation?
3. Did Placentia-Yorba Linda deny Student a FAPE at the March 13, 2018 IEP
team meeting by failing to find her eligible for special education?
4. Did Placentia-Yorba Linda deny Student a FAPE by failing to convene an
IEP team meeting in April 2018, to reconsider eligibility when Student had an increase in anxiety attacks and failed tests, after Student was found not eligible for special education services and after 504 Plan accommodations were put in place?
5. Did Placentia-Yorba Linda deny Student a FAPE for the 2019-2020 school
year by offering an IEP that failed to:
a. Appropriately address Student’s unique needs in the areas of:
• Pragmatic language;
• Social emotional needs;
• Dyscalculia, including but not limited to, logic and reasoning;
• Executive functioning;
• Cognitive functioning;
• Visual processing; and
• Auditory processing;
b. Offer appropriate measurable goals in line with student’s unique
educational needs;
c. Offer appropriate transition goals and services; and
d. Offer appropriate remediation services?
PROPOSED RESOLUTIONS
Student requests transition goals and services, placement in an independent study program, and compensatory education and reimbursement. Student also requests an IEP that remediates her unique educational needs specifically in the areas of pragmatic language, social emotional needs, dyscalculia including but not limited to logic and reasoning, executive functioning, cognitive functioning, visual processing, and auditory processing. Finally, Student requests training for Placentia-Yorba Linda personnel.
Placentia-Yorba Linda filed its response to Student’s amended complaint on September 6, 2019. (M.C. v. Antelope Valley Unified School Dist. (9th Cir. 2017) 858 F.3d 1189, 1199-1200.)
EXHIBITS
BINDERS
Exhibits shall be pre-marked and placed in three-ring binders before the hearing.
Exhibit binders shall include a tab for each exhibit. Each binder shall contain a detailed table of contents which clearly identifies the tabs and documents. The ALJ and witnesses must be able to easily turn to exhibit tabs and to turn pages in the binders.
Multiple binders may be submitted if necessary.
TAB AND PAGE NUMBERS
The parties shall place a letter followed by a number on each tab to identify each exhibit. Student shall use the letter S before the number to identify Student’s exhibits.
Placentia-Yorba Linda shall use the letter D before the number to identify its exhibits.
For example, S-1 means Student’s exhibit tab 1 and D-1 means Placentia-Yorba Linda’s exhibit tab 1. Each page of each binder shall be numbered consecutively from the first page of the first exhibit to the last page of the last exhibit in the binder. Parties may use a Bates-stamp type system for numbering.
CONTENT
Each exhibit shall consist of one document. Separate documents may not be combined into one exhibit. Emails or letters may be consolidated into one exhibit if they are part of a single chain of messages. Documents offered as evidence to support a request for reimbursement must be separated by vendor and should be internally chronological where possible. Exhibits in the binders should be in chronological order.
Parties should include resumes or curriculum vitae for each witness who is expected to testify as to their professional credentials. Notwithstanding the requirements of Education Code section 56505, subdivision (e)(7), the parties shall exchange resumes not later than 24 hours before the witness is scheduled to testify.
Placentia-Yorba Linda’s binder shall include a color copy of the school calendar for each school year in question and shall have witnesses available to explain the calendar if necessary.
COPIES OF BINDERS
The parties shall serve copies of their evidence binders on each other. This exchange is required by Education Code section 56505, subdivision (e)(7). Each party shall bring two additional sets of the binders containing their exhibits to the hearing.
One set will be used by the ALJ, and the other set will be used by witnesses. The parties may not serve exhibits on OAH before the hearing.
Except for good cause shown, or unless used solely for rebuttal or impeachment, any exhibit not timely exchanged shall not be admitted into evidence at the hearing unless the ALJ rules that it is admissible.
WITNESSES
Parties are responsible for producing their own witnesses unless otherwise ordered by the ALJ. Parties shall make witnesses under their control reasonably available. The parties shall schedule their witnesses to avoid delays in the hearing and to minimize or eliminate the need for calling witnesses out of order. Neither party shall be permitted to call any witnesses not timely disclosed except for good cause shown, and at the discretion of the ALJ.
The ALJ has discretion to limit the number of witnesses who testify and the time allowed for witnesses’ testimony. Education Code, section 56505.1, subd. (h), empowers the ALJ to set a reasonable limit on the length of the hearing after consideration of four factors. The first two factors are the issues to be heard and the complexity of facts to be proven. The second two factors are the ability of the parties or their representatives to present their respective cases and the parties’ estimates of the time needed to present their cases.
MEET AND CONFER
The parties are encouraged to review and shorten their witness and exhibit lists before the hearing. Evidence will be excluded if it is repetitive, cumulative, or insufficiently probative to justify the time it would take to hear. The parties are ordered to meet and confer no later than 5:00 PM on October 18, 2019. The parties shall discuss the availability of witnesses, the order of witnesses and the length of witness testimony.
The parties should attempt to eliminate duplicate exhibits from their binders. The parties may discuss whether they can produce a written stipulation stating basic facts to shorten the length of time needed for the hearing.
EVIDENCE PRESENTATION
In an administrative proceeding, the burden of proof is ordinarily on the party requesting the hearing. (Schaffer v. Weast (2005) 546 U.S. 49, 62.) In this case Student requested the hearing and Student’s case-in-chief shall be presented first, followed by Placentia-Yorba Linda.
Student alleges issues beyond the two-year statute of limitations in Issues One and Two. At the beginning of the hearing, on the first day, Student and Placentia-Yorba Linda shall call any and all witnesses, and present their documentary evidence, on whether any exception applies to the two-year statute of limitations in this matter. The parties shall call their witnesses on exceptions to the statute of limitations first, regardless of whether it will involve calling those witnesses again later in the hearing on other issues. After both parties have presented their evidence on this issue, the ALJ will take a break for 30 minutes, or longer in his or her discretion, to decide whether Student will be permitted to go forward on issues predating May 20, 2017, or whether those issues are barred by the statute of limitations.
The statute of limitations for special education due process claims in California is two years, consistent with federal law. (Ed. Code, § 56505, subd. (l); see also 20 U.S.C.
§ 1415(f)(3)(C).) The statute of limitations operates to bar claims based upon facts outside of the two-year period. (J.W. v. Fresno (9th Cir. 2010) 626 F.3d 431, 444-445 (J.W. v. Fresno); Breanne C. v. Southern York County School Dist. (M.D. Pa. 2009) 665 F.Supp.2d 504, 511-512; E.J. v. San Carlos Elementary School Dist. (N.D.Cal. 2011) 803 F.Supp.2d 1024, 1026, fn. 1.) Title 20 United States Code section 1415(f)(3)(D) and Education Code section 56505, subdivision (l), establish exceptions to the statute of limitations in cases in which the parent was prevented from filing a request for due process (i) due to specific misrepresentations by the local educational agency that it had resolved the problem forming the basis of the complaint, or (ii) by the local educational agency’s withholding of information that was required to be provided to the parent.
A claim accrues for purposes of the statute of limitations when a parent learns of the injury that is a basis for the action, i.e., when the parent knows that the education provided is inadequate. (M.D. v. Southington Board of Ed. (2d Cir. 2003) 334 F.3d 217, 221: M.M. & E.M. v. Lafayette School Dist. (N.D.Cal., Feb. 7, 2012 Nos. CV 09–4624, 10– 04223 SI) 2012 WL 398773, ** 17 - 19.) In other words, the statute of limitations begins to run when a party is aware of the facts that would support a legal claim, not when a party learns that it has a legal claim. (See El Pollo Loco, Inc. v. Hashim (9th Cir. 2003) 316 F.3d 1016, 1039; see also M.M. V. Lafayette School District (9th Cir. 2014) 767 F.3d 842, 858-59.)
WITNESS LISTS
The parties shall give the ALJ a joint proposed witness list for the first day of hearing. The list should include dates and time estimates of expected testimony. In the event an agreement cannot be reached, each party shall prepare a separate written list.
Placentia-Yorba Linda shall have witnesses available in case there is no agreement.
Before the hearing begins, the ALJ and the parties will discuss the length of time anticipated for direct and cross-examination of each witness and scheduling issues for individual witnesses. The ALJ will finalize the witness schedule. Parties shall be prepared at the end of each day to discuss the witnesses to be presented the next day and the estimated time the testimony each witness is expected to take.
SCOPE OF WITNESS EXAMINATION
Each witness shall be called to testify only once, except for rebuttal purposes. All parties shall examine witness on all issues when the witness is first called. Requiring a witness to appear only once takes precedence over the order in which parties presents their case in chief.
TELEPHONIC TESTIMONY
Whether a witness may appear by telephone is a matter within the discretion of the ALJ. (Cal. Code Regs., tit. 5, § 3082, subd. (g).) Any party seeking to present a witness by telephone shall request for leave to do so before the hearing, unless the opposing party has stipulated that the witness may appear by telephone. The party offering the witness shall provide the witness with a complete set of exhibit binders from all parties before the hearing. The binders must be exact paper copies of all of each party’s exhibits. Electronic copies are not acceptable. The party presenting the witness shall ensure the witness testifies from a private location with no other persons present. The party offering telephonic testimony shall ensure that the witness has telephone equipment that allows clear testimony at a volume that allows clear transmission of what the witness is saying, allows the witness’ testimony to make a clear recording, and allows the witness to hear objections and rulings. Placentia-Yorba Linda shall ensure that the hearing room has telephone speaker equipment that allows everyone in the room to hear the witness, and allows the witness to hear objections and rulings. No witness will be heard by telephone unless all these requirements have been fulfilled.
ELECTRONIC RECORDINGS
Audio Recording A party may request permission to make an audio recording of the hearing.
Permission to make an audio recording is subject to the ALJ’s discretion and based upon certain conditions. Such requests are routinely granted on the following conditions:
• the OAH recording is the only official recording;
• the parties shall turn the recording device on and off at the same time that
the ALJ is on and off the record to avoid recording conversations while off the record;
• the recording device will be removed by the party recording during any
recess where the party leaves the room;
• operation of the party’s recording mechanism will not be allowed to delay
the hearing;
• a parties’ recording may not be used to prepare the testimony of a witness
in the hearing;
• the recording shall not be shared with any non-party, possible witness, or
through social media;
• The parties shall not use the recording in any subsequent due process
hearing;
• the recording is subject to the same confidentiality as the due process
hearing; and
• the parties shall dispose of the unofficial recording when the time for filing
an appeal has passed or, in the event of an appeal, when the time for submission of the record on appeal has passed.
Both parties’ request is granted, subject to these conditions.
Video Recording No party, witness or anyone else may make any video recording of any part of the proceedings. Any person doing so shall be subject to sanctions.
Recordings as exhibits Student propose to introduce all or part of a recording of an individualized education program team meeting. The ALJ has discretion to admit or exclude evidence in the form of a recording. Any request to submit a recording shall be considered at the time of hearing. The ALJ may grant or deny the request, or grant the request subject to certain conditions. The party offering the recording must establish that all or a part of the recording is relevant. The ALJ may request a transcript of the portion of the recording requested or have the party offering the recording to provide an exact identifiable portion of the recording the party seeks to admit. The identities of any person speaking on the portion of the tape being introduced must be established. An ALJ may allow the opposing party to offer additional portions of a recording to establish the context, or to rebut, the recording.
COMPENSATORY EDUCATION OR REIMBURSEMENT
Any party seeking reimbursement for expenditures shall present admissible evidence of these expenditures, or a stipulation to the amount of the expenditures. A party seeking compensatory education should provide evidence regarding the type, amount, duration, and need for any requested compensatory education.
MOTIONS
No prehearing motions are pending or contemplated. Any motion that was not filed three business days before the Prehearing Conference, shall be supported by a declaration under penalty of perjury establishing good cause why the motion was not timely filed.
STIPULATIONS
Stipulations to pertinent facts, contentions or resolutions are encouraged. Any proposed stipulation shall be submitted to the assigned ALJ in writing.
CONDUCT OF COUNSEL AND HEARING ROOM DECORUM
Counsel, all parties, and all witnesses shall conduct themselves in a professional and courteous manner at all times. Cellular phones, recorders, and other noisemaking electronic devices shall be shut off or set to vibrate during the hearing unless the ALJ grants permission otherwise. No food or drinks other than water will be permitted in the hearing room during the hearing.
LANGUAGE INTERPRETERS AND REASONABLE ACCOMMODATIONS
A party or participant to this case, such as a witness, requiring reasonable accommodation to participate in a mediation or hearing may contact OAH at (916) 263- 0880, or send an email to OAHADA@dgs.ca.gov as soon as the need is known. The e- mail should have “Request for Accommodation” in the Subject Line. Additional information concerning requests for reasonable accommodation is available on OAH’s website at: https://www.dgs.ca.gov/OAH/Services/Page-Content/Office-of- Administrative-Hearings-Services-List-Folder/Accommodations-at-OAH.
HEARING CLOSED TO THE PUBLIC
The hearing is closed to the public. Special Education hearings are closed to the public unless Student requests the hearing to be open to the public.
SETTLEMENT
The parties are encouraged to continue working together to reach an agreement before the due process hearing. The parties shall inform OAH in writing immediately if they reach a settlement or otherwise resolve the dispute before the scheduled hearing.
In addition, if a settlement is reached within five days of the scheduled start of the due process hearing, the parties shall also inform OAH of the settlement by telephone at (916) 263-0880. At the same time, the parties should send the signature page of the signed agreement or a letter withdrawing the case to OAH at https://www.applications.dgs.ca.gov/oah/oahsftweb.
If a full and final written settlement agreement is reached after 4:00 p.m. the day prior to hearing, the parties shall leave a voicemail message regarding the settlement at (916) 274-6035. The parties should also leave contact information such as cellular phone numbers of each party or counsel for each party.
Dates for hearing will not be cancelled until the letter of withdrawal or signature page of the signed agreement has been received by OAH. If an agreement in principle is reached, the parties should plan to attend the scheduled hearing unless different arrangements have been agreed upon by the assigned ALJ. The assigned ALJ will check for messages before the hearing.
If the matter settles subject to board approval, in addition to a signed copy of the signature page of the settlement agreement, the parties shall provide the date of the next board meeting. The hearing dates will not be cancelled without this information.
FAILURE TO COMPLY
The failure to comply with this Order may result in the exclusion of evidence or other sanctions.
IT IS SO ORDERED.
DATED: October 15, 2019 Linda Johnson Administrative Law Judge Office of Administrative Hearings
