California OAH special education order · October 21, 2019
Order Following October 21, 2019 Prehearing Conference
OAH Case No. 2019090121 · ALJ Rommel P. Cruz
OAH denied Student's request to let two witnesses testify by telephone over Colton Joint Unified's objection, because both work within a reasonable distance of the hearing location, and set the District's case for hearing.
This case went to decision
Colton Unified School District v. Student: Colton Unified's triennial assessments and general education IEP offer upheld; parent's requests for three IEEs denied. (2020)
Summary
At a prehearing conference in Colton Joint Unified's case, OAH set hearing dates. The issues are whether the District's psychoeducational, academic, and speech and language assessments were legally appropriate, so that Student is not entitled to independent evaluations at public expense, and whether the District's IEP offered a free appropriate public education. Mother, representing Student with a Spanish interpreter, asked that two witnesses be allowed to testify by telephone. The District objected, and the ALJ denied the request because both witnesses do business within a reasonable distance of the hearing location, so they must appear in person.
Why it matters
Whether a witness may testify by phone is up to the ALJ. Families who plan to use phone testimony should ask for it before hearing and should expect pushback if the witness is local. Self-represented parents should also note the detailed exhibit, witness, and meet-and-confer requirements, because exhibits or witnesses that are not timely disclosed can be excluded.
Key authority cited
- Cal. Code Regs., tit. 5, § 3082, subd. (g)
- Ed. Code, § 56505, subd. (e)(7)
- Ed. Code, § 56505.1, subd. (h)
- Schaffer v. Weast (2005) 546 U.S. 49
People named in the order
- Giovanna Wormsbecker, Certified Spanish interpreter
- Chrystanya Abeliji, Student's proposed witness
- Dr. Ian Chan, Student's proposed witness
Topics
Full text of the order
Published text of the OAH order. Page headers and numbers from the original PDF have been dropped.
BEFORE THE
OFFICE OF ADMINISTRATIVE HEARINGS
STATE OF CALIFORNIA
IN THE MATTER OF:
COLTON JOINT UNIFIED SCHOOL DISTRICT,
v.
PARENTS ON BEHALF OF STUDENT.
OAH CASE NUMBER 2019090121
ORDER FOLLOWING OCTOBER 21, 2019 PREHEARING CONFERENCE
On October 21, 2019, Administrative Law Judge Rommel P. Cruz, Office of Administrative Hearings held a telephonic prehearing conference. The Office of Administrative Hearings will be referred to as OAH.
Attorney Jim Sanft appeared on behalf of Colton Joint Unified School District.
Mother appeared on behalf of Student. Mother was assisted by certified Spanish interpreter Giovanna Wormsbecker. The prehearing conference was recorded.
Based upon the discussion with the parties, the Administrative Law Judge issues the following order:
HEARING DATES, TIMES, AND LOCATION
DUE PROCESS HEARING
The hearing will take place on October 29, 30, and 31, 2019, and continuing day to day at the discretion of the ALJ. The hearing shall begin at 9:30 AM on the first day of the hearing and at 9:00 AM on all other days, unless otherwise ordered.
HEARING LOCATION
The hearing will be held at Colton Joint Unified’s offices located 10435 Cedar Avenue, Bloomington, CA 92316.
The parties shall immediately notify all potential witnesses of the hearing dates, and shall subpoena witnesses if necessary, to ensure that the witnesses will be available to testify. A witness will not be regarded as unavailable for purposes of showing good cause to continue the hearing if the witness is not properly notified of the hearing date or properly subpoenaed, as applicable.
School district facilities shall fully comply with the Americans with Disabilities Act of 1990 (42 U.S.C. § 12101 et seq.), the Rehabilitation Act of 1973 (29 U.S.C. § 794 et seq.), the Unruh Civil Rights Act (Civ. Code, § 51 et seq.), and all laws governing accessibility of government facilities to persons with disabilities. School districts are required to file written certification with OAH that the facilities the school district provides comply with these laws.
Colton Joint Unified filed the required certification. Colton Joint Unified shall notify OAH within three business days of the date of this Order if it is unable to provide facilities that comply with the laws governing accessibility of government facilities to persons with disabilities.
Before the beginning of the hearing, Colton Joint Unified shall ensure that the hearing room is configured into a courtroom setting and shall contain:
• a table for Student and his representatives;
• a table for Colton Joint Unified’s legal representative and special
education representative;
• a table for the witness;
• a table for the ALJ, near an electrical outlet with a chair that adjusts to
an appropriate height for typing at the table provided; and
• water and tissue available for the participants.
The same hearing room shall be used for each day of hearing and shall be available at least one hour before the beginning of the hearing each day. The hearing room shall be locked following the hearing each night. Colton Joint Unified shall ensure that the hearing room and access to it are in compliance with the all laws governing accessibility of government facilities to persons with disabilities.
Colton Joint Unified shall also ensure that one parking space is available on each hearing day for each of the following: the ALJ, Parents, Colton Joint Unified’s attorneys, interpreter, and witnesses.
ISSUES AND PROPOSED RESOLUTIONS
The issues at the due process hearing, and proposed resolutions, as alleged in the complaint and clarified by the parties and the ALJ during the prehearing conference are:
ISSUES
1. Did the following assessments conducted by Colton Joint Unified comply
with federal and state law such that Student is not entitled to independent educational evaluations at public expense in those areas:
a. April 9, 2019 Psychoeducational Assessment,
b. March 11, 2019 Academic Assessment, and
c. April 8, 2019 Speech and Language Assessment?
2. Did the April 9, 2019 individualized education program, further developed
on May 28, 2019, and as amended on August 12, 2019, and September 16, 2019, offer Student a free appropriate public education in the least restrictive environment?
PROPOSED RESOLUTIONS
Colton Joint Unified requests a finding that its psychoeducational, academic and speech and language assessments complied with federal and state law, and therefore, Student is not entitled to publicly funded independent educational evaluations in those areas. Colton Joint Unified further seeks a finding that its April 9, 2019 individualized education program, also called an IEP, as amended on August 12, 2019, and September 16, 2019, offered Student a free appropriate public education in the least restrictive environment. Colton Joint Unified seeks an order that it may implement the IEP without parental consent should Student seek special education and related services from Colton Joint Unified.
EXHIBITS
BINDERS
Exhibits shall be pre-marked and placed in three-ring binders before the hearing.
Exhibit binders shall include a tab for each exhibit. Each binder shall contain a detailed table of contents which clearly identifies the tabs and documents. The ALJ and witnesses must be able to easily turn to exhibit tabs and to turn pages in the binders.
Multiple binders may be submitted if necessary.
TAB AND PAGE NUMBERS
At the prehearing conference, Mother indicated that she had prepared and served on Colton Joint Unified an exhibit binder utilizing alphabets instead of numbers.
Student may use alphabets to identify each exhibit. Colton Joint Unified shall use a number to identify each tab, with the letter D before the number to identify Colton Joint Unified’s exhibits. For example, D-1 means Colton Joint Unified’s exhibit tab 1. Each page of each binder shall be numbered consecutively from the first page of the first exhibit to the last page of the last exhibit in the binder. Parties may use a Bates-stamp type system for numbering.
CONTENT
Each exhibit shall consist of one document. Separate documents may not be combined into one exhibit. Emails or letters may be consolidated into one exhibit if they are part of a single chain of messages. Documents offered as evidence to support a request for reimbursement must be separated by vendor and should be internally chronological where possible. Exhibits in the binders should be in chronological order.
Parties should include resumes or curriculum vitae for each witness who is expected to testify as to their professional credentials. Notwithstanding the requirements of Education Code section 56505, subdivision (e)(7), the parties shall exchange resumes not later than 24 hours before the witness is scheduled to testify.
Colton Joint Unified’s binder shall include a color copy of the school calendar for each school year in question and shall have witnesses available to explain the calendar if necessary.
COPIES OF BINDERS
The parties shall serve copies of their evidence binders on each other. This exchange is required by Education Code section 56505, subdivision (e)(7). Each party shall bring two additional sets of the binders containing their exhibits to the hearing.
One set will be used by the ALJ, and the other set will be used by witnesses. The parties may not serve exhibits on OAH before the hearing.
Except for good cause shown, or unless used solely for rebuttal or impeachment, any exhibit not timely exchanged shall not be admitted into evidence at the hearing unless the ALJ rules that it is admissible.
WITNESSES
Parties are responsible for producing their own witnesses unless otherwise ordered by the ALJ. Parties shall make witnesses under their control reasonably available. The parties shall schedule their witnesses to avoid delays in the hearing and to minimize or eliminate the need for calling witnesses out of order. Neither party shall be permitted to call any witnesses not timely disclosed except for good cause shown, and at the discretion of the ALJ.
The ALJ has discretion to limit the number of witnesses who testify and the time allowed for witnesses’ testimony. Education Code, section 56505.1, subd. (h), empowers the ALJ to set a reasonable limit on the length of the hearing after consideration of four factors. The first two factors are the issues to be heard and the complexity of facts to be proven. The second two factors are the ability of the parties or their representatives to present their respective cases and the parties’ estimates of the time needed to present their cases.
MEET AND CONFER
The parties are encouraged to review and shorten their witness and exhibit lists before the hearing. Evidence will be excluded if it is repetitive, cumulative, or insufficiently probative to justify the time it would take to hear. The parties are ordered to meet and confer no later than October 25, 2019. The parties shall discuss the availability of witnesses, the order of witnesses and the length of witness testimony. The parties should attempt to eliminate duplicate exhibits from their binders. The parties may discuss whether they can produce a written stipulation stating basic facts to shorten the length of time needed for the hearing.
EVIDENCE PRESENTATION
In an administrative proceeding, the burden of proof is ordinarily on the party requesting the hearing. (Schaffer v. Weast (2005) 546 U.S. 49, 62.) In this case Colton Joint Unified requested the hearing. Therefore, Colton Joint Unified’s case-in-chief shall be presented first, followed by Student.
WITNESS LISTS
The parties shall give the ALJ a joint proposed witness list for the first day of hearing. The list should include dates and time estimates of expected testimony. In the event an agreement cannot be reached, each party shall prepare a separate written list.
Colton Joint Unified shall have witnesses available in case there is no agreement. Before the hearing begins, the ALJ and the parties will discuss the length of time anticipated for direct and cross-examination of each witness and scheduling issues for individual witnesses. The ALJ will finalize the witness schedule. Parties shall be prepared at the end of each day to discuss the witnesses to be presented the next day and the estimated time the testimony each witness is expected to take.
SCOPE OF WITNESS EXAMINATION
Each witness shall be called to testify only once, except for rebuttal purposes. All parties shall examine witness on all issues when the witness is first called. Requiring a witness to appear only once takes precedence over the order in which parties presents their case in chief.
TELEPHONIC TESTIMONY
At the prehearing conference, Student requested to allow Chrystanya Abeliji and Dr. Ian Chan to testify telephonically. Both witnesses do business within a reasonable distance from the hearing location. Colton Joint Unified objected to their telephonic testimony.
Student’s request is denied. Both witnesses shall appear in person for their testimony.
Whether a witness may appear by telephone is a matter within the discretion of the ALJ. (Cal. Code Regs., tit. 5, § 3082, subd. (g).) Any party seeking to present a witness by telephone shall request for leave to do so before the hearing, unless the opposing party has stipulated that the witness may appear by telephone. The party offering the witness shall provide the witness with a complete set of exhibit binders from all parties before the hearing. The binders must be exact paper copies of all of each party’s exhibits. Electronic copies are not acceptable. The party presenting the witness shall ensure the witness testifies from a private location with no other persons present. The party offering telephonic testimony shall ensure that the witness has telephone equipment that allows clear testimony at a volume that allows clear transmission of what the witness is saying, allows the witness’ testimony to make a clear recording, and allows the witness to hear objections and rulings. Colton Joint Unified shall ensure that the hearing room has telephone speaker equipment that allows everyone in the room to hear the witness, and allows the witness to hear objections and rulings. No witness will be heard by telephone unless all these requirements have been fulfilled.
The witness testifying telephonically shall be informed of the privacy rules pertaining to the information contained in the binders and of the proper procedure for disposal of the evidence binder following completion of the witness’ testimony.
ELECTRONIC RECORDINGS
Audio Recording Either party may make an audio recording of the hearing subject to the following conditions:
• the OAH recording is the only official recording;
• the parties shall turn the recording device on and off at the same time
that the ALJ is on and off the record to avoid recording conversations while off the record;
• the recording device will be removed by the party recording during any
recess where the party leaves the room;
• operation of the party’s recording mechanism will not be allowed to delay
the hearing;
• a parties’ recording may not be used to prepare the testimony of a witness
in the hearing;
• the recording shall not be shared with any non-party, possible witness, or
through social media;
• The parties shall not use the recording in any subsequent due process
hearing;
• the recording is subject to the same confidentiality as the due process
hearing; and
• the parties shall dispose of the unofficial recording when the time for filing
an appeal has passed or, in the event of an appeal, when the time for submission of the record on appeal has passed.
Video Recording No party, witness or anyone else may make any video recording of any part of the proceedings. Any person doing so shall be subject to sanctions.
Recordings as exhibits Excerpts of an audio record of an individualized education program team meeting must be transcribed and offered as documentary evidence. The portion of the audio record transcribed shall be provided to the opposing party with the transcript to allow an opportunity to verify the accuracy of the transcription. Transcription need not be done by a certified court reporter. Electronic recording of the excerpts of the audio record shall be included with the transcript, at the ALJ’s discretion, to allow the ALJ to listen to the recording as well as read the transcript.
COMPENSATORY EDUCATION OR REIMBURSEMENT
Any party seeking reimbursement for expenditures shall present admissible evidence of these expenditures, or a stipulation to the amount of the expenditures. A party seeking compensatory education should provide evidence regarding the type, amount, duration, and need for any requested compensatory education.
MOTIONS
No prehearing motions are pending or contemplated. Any motion that was not filed three business days before the prehearing conference, shall be supported by a declaration under penalty of perjury establishing good cause why the motion was not timely filed.
STIPULATIONS
Stipulations to pertinent facts, contentions or resolutions are encouraged. Any proposed stipulation shall be submitted to the assigned ALJ in writing.
CONDUCT OF COUNSEL AND HEARING ROOM DECORUM
Counsel, all parties, and all witnesses shall conduct themselves in a professional and courteous manner at all times. Cellular phones, recorders, and other noisemaking electronic devices shall be shut off or set to vibrate during the hearing unless the ALJ grants permission otherwise. No food or drinks other than water will be permitted in the hearing room during the hearing.
LANGUAGE INTERPRETERS AND REASONABLE ACCOMMODATIONS
A Spanish language interpreter is required to assist Parents at hearing. OAH will provide the interpreter.
A party or participant to this case, such as a witness, requiring reasonable accommodation to participate in a mediation or hearing may contact OAH at (916) 263- 0880, or send an email to OAHADA@dgs.ca.gov as soon as the need is known. The e- mail should have “Request for Accommodation” in the Subject Line. Additional information concerning requests for reasonable accommodation is available on OAH’s website at: .
HEARING CLOSED TO THE PUBLIC
The hearing is closed to the public. Special Education hearings are closed to the public unless Student requests the hearing to be open to the public.
SETTLEMENT
The parties are encouraged to continue working together to reach an agreement before the due process hearing. The parties shall inform OAH in writing immediately if they reach a settlement or otherwise resolve the dispute before the scheduled hearing.
In addition, if a settlement is reached within five days of the scheduled start of the due process hearing, the parties shall also inform OAH of the settlement by telephone at (916) 263-0880. At the same time, the parties should send the signature page of the signed agreement or a letter withdrawing the case to OAH at https://www.applications.dgs.ca.gov/oah/oahsftweb.
If a full and final written settlement agreement is reached after 4:00 p.m. the day prior to hearing, the parties shall leave a voicemail message regarding the settlement at (916) 274-6035. The parties should also leave contact information such as cellular phone numbers of each party or counsel for each party.
Dates for hearing will not be cancelled until the letter of withdrawal or signature page of the signed agreement has been received by OAH. If an agreement in principle is reached, the parties should plan to attend the scheduled hearing unless different arrangements have been agreed upon by the assigned ALJ. The assigned ALJ will check for messages before the hearing.
If the matter settles subject to board approval, in addition to a signed copy of the signature page of the settlement agreement, the parties shall provide the date of the next board meeting. The hearing dates will not be cancelled without this information.
FAILURE TO COMPLY
The failure to comply with this Order may result in the exclusion of evidence or other sanctions.
IT IS SO ORDERED.
DATED: October 21, 2019 Rommel P. Cruz Administrative Law Judge Office of Administrative Hearings
