California OAH special education order · September 2, 2020

Order of Determination of Insufficiency of Due Process Complaint

OAH Case No. 2020080565 · ALJ Cararea Lucier

OAH found Student's complaint insufficient because it was a generic template with no facts about Student. Any amended complaint must be filed by a California-licensed attorney or by Parent.

Complaint found insufficient Sufficiency of complaint

Summary

Santa Rosa filed a Notice of Insufficiency challenging Student's complaint. The complaint alleged in general terms that the district failed to implement Student's IEP since March 2020 and changed the IEP without notice. OAH found it insufficient because it named no specific IEP or services and was identical to complaints filed by the same out-of-state attorneys for other students. OAH gave Student 14 days to amend, filed through a California-licensed attorney or by Parent representing themselves, and found that attorneys Albert and Donohue did not appear authorized to practice law in California.

Why it matters

A due process complaint must describe the specific child's IEP, services, and problems. Template complaints that could fit any child will not proceed. Families should also make sure their attorney is licensed in California, or file the complaint themselves.

Key authority cited

  • 20 U.S.C. § 1415(b)(7)(A)
  • 20 U.S.C. § 1415(c)(2)(D)
  • 20 U.S.C. § 1415(c)(2)(E)(i)(II)
  • 100 Ops. Cal. Atty. Gen. 19 (2017)
  • Sen. Rep. No. 108-185 (2003)
  • 71 Fed. Reg. 46540-46541, 46699

Topics

sufficiency template complaint iep implementation covid-19 distance learning attorney licensure leave to amend

Full text of the order

Published text of the OAH order. Page headers and numbers from the original PDF have been dropped.

BEFORE THE

OFFICE OF ADMINISTRATIVE HEARINGS

STATE OF CALIFORNIA

IN THE MATTER OF:

PARENT ON BEHALF OF STUDENT,

v.

SANTA ROSA CITY SCHOOLS

OAH CASE NUMBER 2020080565

ORDER OF DETERMINATION OF INSUFFICIENCY OF DUE

PROCESS COMPLAINT

SEPTEMBER 02, 2020

On August 19, 2020, Student filed a Due Process Hearing Request, called a complaint, with the Office of Administrative Hearings, referred to as OAH, naming Santa Rosa City Schools. September 2, 2020, Santa Rosa filed a Notice of Insufficiency as to the complaint.

APPLICABLE LAW

The named parties have the right to challenge the complaint’s sufficiency.

(20 U.S.C. § 1415(b) & (c).) The party filing the complaint is not entitled to a hearing unless the complaint meets the requirements of title 20 United States Code section 1415(b)(7)(A).

A complaint is sufficient if it: (1) describes the problem relating to the proposed change regarding the Student’s identification, evaluation, or educational placement, or providing the Student a free appropriate public education; (2) includes facts about the problem; and (3) includes a proposed resolution to the extent known and available to the party at the time. (20 U.S.C. § 1415(b)(7)(A)(ii)(III) & (IV).) These requirements prevent vague and confusing complaints, and promote fairness by providing the named parties with sufficient information to know how to prepare for the hearing and how to participate in resolution sessions and mediation. (See H.R.Rep. No. 108-77, 1st Sess.

(2003), p. 115; Sen. Rep. No. 108-185, 1st Sess. (2003), pp. 34-35.)

The complaint provides enough information when it provides “an awareness and understanding of the issues forming the basis of the complaint.” (Sen. Rep. No. 108- 185, supra, at p. 34.) The pleading requirements should be liberally construed in light of the broad remedial purposes of the IDEA and the relative informality of the due process hearings it authorizes. (Alexandra R. ex rel. Burke v. Brookline School Dist. (D.N.H., Sept.

10, 2009, CIV. 06-CV-0215-JL) 2009 WL 2957991[nonpub. Opn.]; Escambia County Bd. Of Educ. V. Benton (S.D. Ala. 2005) 406 F.Supp.2d 1248, 1259-1260; Sammons v. Polk County School Bd. (M.D. Fla., Oct. 28, 2005, 8:04CV2657T24EAJ) 2005 WL 2850076 [nonpub. Opn.]; but cf. M.S.-G v. Lenape Regional High School Dist. Bd. Of Educ. (3d Cir.

2009) 306 Fed.Appx. 772, 775 [nonpub. Opn.].) Whether the complaint is sufficient is a matter within the sound discretion of the Administrative Law Judge. (Assistance to States for the Educ. Of Children with Disabilities & Preschool Grants for Children with Disabilities (Aug. 14, 2006) 71 FR 46,540-46541, 46699.)

On September 28, 2017, the attorney general issued an opinion letter which considered whether the Individuals with Disabilities Education Act, the implementing regulations, and/or the California Education Code authorized a party to special education due process proceedings to be represented by a person that was not an active member of the California State Bar. The attorney general’s opinion concluded that these laws did not authorize parties to a special education due process hearing to be represented by a person that is not an active member of the California State Bar in due process hearings. (100 Ops. Cal. Atty. Gen. 19 (2017).)

DISCUSSION

Student’s complaint fails to state any facts specific to Student or his educational program in Santa Rosa. Instead, Student makes general allegations that Santa Rosa failed to implement Student’s Individualized Education Program, referred to as an IEP, since March of 2020, failed to provide Parent with notice of a change in Student’s IEP, and materially changed the IEP. The issues are general and not specific to Student, as the complaint fails to identify the IEP or services that are in dispute. Student’s allegations are overly vague and fails to provide enough information for Santa Rosa to understand the issues forming the basis of the complaint.

The complaint is identical to complaints for other students filed by Attorneys Peter G. Albert and Patrick Donohue, which OAH deemed insufficient. (See Student v.

Poway Unified School District (August 25, 2020) OAH Case No. 2020080526 [Order Finding Student’s Due Process Complaint Insufficient]; Student v. Saddleback Valley Unified School District (August 27, 2020) OAH Case No. 2020080561 [Order Finding Student’s Due Process Complaint Insufficient]; Student v. Western Placer Unified School District (September 2, 2020) OAH Case No. 2020080842 [Order Finding Student’s Due Process Complaint Insufficient].) Here, the complaint could be for any child in any school district, thereby making it impossible for Santa Rosa to prepare for a resolution session or mediation for this matter. For these reasons, Student’s complaint is insufficient.

Attorneys Peter G. Albert and Patrick Donohue filed the complaint on behalf of Student. Neither attorney appears to be authorized to practice law in the State of California, in violation of the above authority. Consequently, Attorneys Albert and Donohue were not authorized to file the complaint on behalf of Student. Accordingly, Student shall file the amended complaint through an attorney licensed to practice law in California or through Parent as a self-represented litigant.

ORDER

1. Student’s complaint is insufficiently pled under section title 20 United States

Code 1415(c)(2)(D).

2. Student shall be permitted to file an amended complaint under title 20 United

States Code section 1415(c)(2)(E)(i)(II).

3. The amended complaint shall comply with the requirements of title 20 U.S.C.

section 1415(b)(7)(A)(ii), and shall be filed not later than 14 days from the date of this order.

4. If Student fails to file a timely amended complaint by an attorney licensed to

practice law in California or by Parent as a self-represented litigant, the complaint will be dismissed.

5. All dates previously set in this matter, with the exception of the September 11,

2020, Order to Show Cause Hearing, are vacated.

IT IS SO ORDERED.

Cararea Lucier Administrative Law Judge Office of Administrative Hearings