California OAH special education order · March 12, 2021
Order Following Prehearing Conference for Hearing by Videoconference
OAH Case No. 2020120698 · ALJ Brian H. Krikorian
OAH set four distance-learning FAPE issues for a March 23, 2021 videoconference hearing and ordered Corona-Norco to produce 19 disputed record items if Student's counsel verified they had been requested.
This case went to decision
Student v. Corona-Norco Unified School District: Corona-Norco Unified must provide 80 compensatory hours for gaps in services after the 2020 COVID closure; all other claims denied. (2021)
Summary
At the prehearing conference, the ALJ framed Student's issues for hearing. The issues are whether Corona-Norco denied Student a FAPE by moving Student to distance learning in spring 2020 and 2020-2021 without in-person services, evaluation, or accommodations; whether the October 26, 2020 IEP was inadequate; and whether the district failed to address regression. Student's counsel said the district had not produced 19 items listed in Student's prehearing statement. The ALJ ordered Corona-Norco to produce them by March 16, 2021 if Student's counsel gave written proof they were requested as part of a student records request. If not, Student could subpoena them by March 15, and the district could object by March 18.
Why it matters
Families who want missing school records before a hearing should keep written proof that they specifically asked for those items in a records request. With that proof, OAH may order the district to produce them directly; without it, the family must use a subpoena on a tight deadline.
Key authority cited
- Cal. Code Regs., tit. 5, § 3082, subd. (g)
- Ed. Code § 56505, subd. (e)(7)
- Ed. Code § 56505.1, subd. (h)
- Schaffer v. Weast (2005) 546 U.S. 49
- M.C. v. Antelope Valley Unified School Dist. (9th Cir. 2017) 858 F.3d 1189
- Gov. Code § 11425.20
Topics
Full text of the order
Published text of the OAH order. Page headers and numbers from the original PDF have been dropped.
BEFORE THE
OFFICE OF ADMINISTRATIVE HEARINGS
STATE OF CALIFORNIA
IN THE MATTER OF:
PARENT ON BEHALF OF STUDENT,
v.
CORONA-NORCO UNIFIED SCHOOL DISTRICT.
OAH CASE NUMBER 2020120698
ORDER FOLLOWING PREHEARING CONFERENCE FOR
HEARING BY VIDEOCONFERENCE
MARCH 12, 2021
On March 12, 2021, Administrative Law Judge Brian H. Krikorian, Office of Administrative Hearings, held a prehearing conference by videoconference. The Administrative Law Judge is called an ALJ. The Office of Administrative Hearings is called OAH. The prehearing conference is called a PHC.
Sheila Bayne and Deborah Reisdorph, Attorneys at Law, appeared on behalf of Parent on behalf of Student. Summer Dalessandro, Attorney at Law, appeared on behalf of Corona-Norco Unified School District. The PHC was recorded. Based upon discussion with the parties, the ALJ issues the following order:
HEARING DATES, TIMES, AND LOCATION
DUE PROCESS HEARING
The hearing will take place on March 23 through March 25, 2021 and continue day-to-day at the discretion of the ALJ. The hearing shall begin at 9:30 AM each day and generally end at 3:30 PM unless otherwise ordered. The parties anticipate it will take three to eight days to complete the hearing. Corona-Norco will be on spring break the week following the hearing and may have some witness availability issues.
Additional hearing dates will be discussed with the ALJ during the hearing.
HEARING LOCATION
OAH is authorized to conduct due process hearings by videoconference or telephone. (Cal. Code Regs., tit. 5, § 3082, subd. (g).) Based on state and federal guidance to address safety procedures due to the novel coronavirus, COVID-19, OAH will conduct the due process hearing by videoconference using the Microsoft Teams application. Unless otherwise ordered, participants are required to appear by videoconference using a webcam and Microsoft Teams.
The parties shall immediately notify all potential witnesses of the hearing dates and shall subpoena witnesses, if necessary, to ensure that the witnesses will appear to testify. A party’s failure to notify or subpoena a witness to testify will not be considered good cause to continue the hearing. Instructions for issuing and responding to subpoenas and optional forms for subpoenas can be found on the website at https://www.dgs.ca.gov/OAH/Case-Types/Special- Education/Forms/Subpoenas?search=special%20education%20subpoena.
ISSUES AND PROPOSED RESOLUTIONS
A free appropriate public education is referred to as a FAPE. An individual educational program is referred to as an IEP. The issues at the due process hearing, and proposed resolutions, as alleged in the complaint and clarified by the parties and the ALJ during the PHC are:
ISSUES
1. Did Corona-Norco deny Student a FAPE from March 2020 until the end of
the 2019-2020 school year by assigning Student to distance learning without:
a. Continuing to provide in-person services, in person.
b. Evaluating Student or providing necessary accommodations to
ensure Student was able to obtain a FAPE through distance learning?
2. Did Corona-Norco deny Student a FAPE for the 2020-2021 school year,
through the date of filing of the due process complaint, by assigning Student to distance learning without:
a. Continuing to provide in-person services, in person.
b. Evaluating Student or providing necessary accommodations to
ensure Student was able to obtain a FAPE through distance learning?
3. Did Corona-Norco deny Student a FAPE for the 2020-21 school year and
extended school year in its offer in Student’s October 26, 2020 IEP by:
a. Failing to develop an IEP containing an appropriate services model
and enough services reasonably calculated to enable Student to receive educational benefit.
b. Failing to address Student’s needs with reasonable academic goals
in the IEP.
c. Failing to offer an appropriate services model and services to
address Student’s auditory processing sensory deficits.
d. Failing to offer intensive individual services in the form of a one-on-
one aide.
e. Failing to give Student additional adequate goals and additional
services not mentioned in the IEP, that address his areas of need.
f. Failing to address developing behavioral issues, diminishing
academic skills, speech development, and other skills deficiencies displayed by Student?
4. Did Corona-Norco deny Student a FAPE by failing to address Student’s
regression as a result of being assigned to distance learning from March 2020 until the end of the 2019-20 school year and through the date of the filing of the Due Process complaint?
PROPOSED RESOLUTIONS
The resolutions requested by Student include general education placement, a one-on-one aide, compensatory education, other goals and services in the IEP, additional goals subject to proof, and other appropriate relief through the date of filing the due process complaint.
Corona-Norco filed its response to Student’s complaint on January 14, 2021.
(M.C. v. Antelope Valley Unified School Dist. (9th Cir. 2017) 858 F.3d 1189, 1199-1200.)
EXHIBITS
The parties shall upload their exhibits electronically according to the Order Setting Procedures for Filing Exhibits Electronically.
The parties shall serve their exhibits on each other in compliance with Education Code section 56505, subdivision (e)(7). Timely uploading electronic hearing exhibits five business days before the first day of hearing constitutes that party’s timely exchange of evidence on each other in compliance with Education Code section 56505, subdivision (e)(7).
Except for good cause shown, or unless used solely for rebuttal or impeachment, any exhibit not timely exchanged as required by Education Code section 56505, subdivision (e)(7) shall not be admitted into evidence at the hearing unless the ALJ rules that it is admissible.
IDENTIFYING EXHIBITS AND PAGE NUMBERS
Each exhibit must be identified by a letter and number. Student must use the letter S before the number to identify Student’s exhibits. Corona-Norco must use the letter D before the number to identify Corona-Norco’s exhibits. For example, S-1 means Student’s exhibit 1 and D-1 means Corona-Norco’s exhibit 1. A cover sheet with this identifying letter and number should be the first page of each exhibit. The electronic evidence program will automatically number the exhibits, and additional page numbering or bates stamping should not be added.
CONTENT
Each exhibit must consist of one document. Separate documents may not be combined into one exhibit. Emails or letters may be consolidated into one exhibit if they are part of a single chain of messages. Exhibits should be in chronological order.
Parties should include resumes or curriculum vitae for each witness who is expected to testify as an expert.
Corona-Norco’s exhibits must include a copy of the school calendar for each school year in question.
Electronic copies of exhibits filed with OAH shall be filed by 5:00 PM at least five business days before the first day of the hearing. Please refer to the General Order OAH issued with the Scheduling Order that contains the Order Setting Procedures for Filing Exhibits Electronically. It includes instructions for how to file exhibits electronically.
Beginning three business days before the hearing, the electronic evidence system will not allow parties to upload exhibits unless permitted by the ALJ during the hearing at the ALJ’s discretion.
WITNESSES
The parties shall serve their list of witnesses on each other in compliance with Education Code section 56505. No party shall be permitted to call any witnesses not timely disclosed except for good cause shown, supported by a written declaration under penalty of perjury, and at the discretion of the ALJ.
Parties are responsible for ensuring that all participants are familiar with and follow the Instructions for Joining the Online Due Process Hearing provided with this Order. Participants that have not previously used the MS Teams platform, may also find informative videos available like the one at this link from Microsoft:
https://support.office.com/en-us/article/join-a-teams-meeting-078e9868-f1aa-4414- 8bb9-ee88e9236ee4.
The parties are responsible for ensuring that witnesses join the virtual hearing room at the designated date and time to testify. Witnesses are required to join the due process hearing by computer and appear by videoconference unless they do not have the necessary computer equipment. If a witness does not have the necessary equipment, the ALJ may permit the witnesses to appear by audio only or by telephone.
“Audio only” means using a computer without webcam. Witness ability to attend the hearing by videoconference will be discussed at the start of the hearing.
The parties are responsible for producing their own witnesses unless otherwise ordered by the ALJ. Parties shall make witnesses under their control reasonably available. The parties must schedule their witnesses to avoid delays in the hearing and to minimize or eliminate the need for calling witnesses out of order. Neither party will be permitted to call any witnesses not timely disclosed except for good cause shown and at the discretion of the ALJ.
The ALJ has the discretion to limit the number of witnesses and the time allowed for witnesses’ testimony. Education Code, section 56505.1, subdivision (h), empowers the ALJ to set a reasonable limit on the length of the hearing after consideration of four factors. The first two factors are the issues to be heard and the complexity of facts to be proven. The second two factors are the ability of the parties or their representatives to present their respective cases and the parties’ estimates of the time needed to present their cases.
MEET AND CONFER
The parties are encouraged to review and shorten their witness and exhibit lists before the hearing. Evidence may be excluded if it is repetitive, cumulative, or insufficiently probative to justify the time it would take to hear.
The parties are ordered to meet and confer no later than 5:00 PM on March 18, 2021 to discuss scheduling witnesses and how much time each witness will take. The parties shall discuss any issues related to counsel and witnesses appearing by videoconference for hearing and electronically viewing exhibits during the hearing, or subpoenas, if any. The parties should attempt to eliminate duplicate exhibits from their hearing exhibits. The parties shall discuss whether they can produce a written stipulation as to pertinent facts, contentions, resolutions and authenticity and admissibility of documents to shorten the length of time needed for the hearing.
Student’s counsel raised a concern that Corona-Norco has not produced the following items identified on pages 51 to 53 of the Student’s Prehearing Conference Statement dated January 27, 2021: Item Numbers 18, 20, 21, 22, 23, 26, 27, 28, 29, 30, 31, 32, 43, 44, 45, 46, 47, 48 and 49. Student’s counsel is ordered to provide written verification to Corona-Norco’s counsel that Student, Parent, or Counsel specifically requested those items as part of a Student’s Record request. If written verification is provided, Corona-Norco is ordered to produce those documents to Student by 5:00 PM on Tuesday, March 16, 2021. Otherwise, Student’s counsel may subpoena the documents from Corona-Norco no later than noon on Monday, March 15, 2021.
Corona-Norco may file any written objections to the subpoena no later than 5:00 PM on Thursday, March 18, 2021.
As part of the meet and confer process, Corona-Norco shall inform Student which proposed witnesses are district employees. Corona-Norco shall also identify the witnesses on Student’s list that require a subpoena. Corona-Norco may agree to accept service for witnesses under Corona-Norco’s control or provide Student with the witness’s most recent contact information.
PARTICIPANT INFORMATION FORM
Both parties have an ongoing obligation to ensure that OAH has current information on the Participant Information Form filed with OAH and shall file an updated Form as necessary. The Participant Information Form is not served upon the opposing party. The ongoing obligation to ensure that the Participant Information Form filed with OAH is current does not change the parties’ statutory obligation to timely disclose their witnesses to the other party(s) at least five business days prior to the hearing. The parties must file an updated Participant Information Form to inform OAH of any changes, additions, or deletions, including the required information no later than 5:00 PM at least two business days before the first day of the hearing.
Any contact information provided shall be used for the limited purpose of issuing subpoenas or for contacting the witness(es) for purposes of attending the hearing and shall not be disclosed to any other person(s).
EVIDENCE PRESENTATION
In an administrative proceeding, the burden of proof is ordinarily on the party requesting the hearing. (Schaffer v. Weast (2005) 546 U.S. 49, 62.) In this case, Student requested the hearing and bears the burden of proof. Student’s case-in-chief shall be presented first, followed by Corona-Norco, unless otherwise ordered.
WITNESS LISTS
The parties must provide a joint proposed witness list to the ALJ on the first day of hearing. The list should include the first and last name of the witness, which party(s)
are calling the witness to testify, and include dates and time estimates of each witness’ expected testimony. In the event an agreement cannot be reached, each party shall prepare a separate written list. The party who is presenting their case in chief must have witnesses available in case there is no agreement.
At the beginning of the hearing, the ALJ and the parties will discuss the length of time anticipated for each witness and scheduling issues for individual witnesses. The ALJ will finalize the witness schedule. Parties must be prepared at the end of each day to discuss the witnesses to be presented the next day and the estimated time for the testimony each witness.
SCOPE OF WITNESS EXAMINATION
Each witness will be called to testify only once, except for rebuttal purposes. All parties must examine witnesses on all issues when the witness is first called. Requiring a witness to appear only once takes priority over the order in which parties present their case in chief.
AUDIO ONLY OR TELEPHONIC TESTIMONY
Whether a witness may appear by audio only or telephone instead of videoconference is a matter within the discretion of the ALJ. (Cal. Code Regs., tit. 5, § 3082, subd. (g).) Any party seeking to present a witness by audio only or telephone shall request permission to do so before the hearing. Any party seeking to present a witness who cannot access exhibits electronically must inform the ALJ at the beginning of the hearing.
ELECTRONIC RECORDINGS
AUDIO RECORDING
A party may request permission to make an audio recording of the hearing.
Permission to make an audio recording is subject to the ALJ’s discretion and based upon certain conditions. The conditions are:
1. the OAH recording is the only official recording;
2. participants shall not use Teams to record the hearing;
3. the parties shall turn their recording device on and off at the same time
that the ALJ is on and off the record to avoid recording conversations while off the record;
4. operation of the party’s recording mechanism will not be allowed to delay
the hearing;
5. a parties’ recording may not be given, provided or played to a witness, or
potential witness; and
6. the recording is subject to the same confidentiality as the due process
hearing;
7. use of the chat function in the videoconference is prohibited and shall not
be part of the official record;
8. participants shall not take screenshots of the videoconference or share or
publish any portion of the videoconference or audio recording.
Both parties may audio record the hearing subject to these conditions.
VIDEO RECORDING
No party, witness or anyone else may make any video recording of any part of the proceedings or stream live through any means.
RECORDINGS AS EXHIBITS
Student anticipates using an audio recording. Recordings may not be uploaded electronically without the ALJ’s permission. The ALJ has the discretion to admit or exclude evidence in the form of a recording. Any request to submit a recording shall be considered at the time of the hearing.
The ALJ may grant or deny the request or grant the request subject to certain conditions. The party offering the recording must establish that all or a part of the recording is relevant. The ALJ may request a transcript of the portion of the recording requested or have the party offering the recording to provide an exact identifiable portion of the recording the party seeks to admit. The identities of any person speaking on the portion of the tape being introduced must be established. An ALJ may allow the opposing party to offer additional portions of a recording to establish the context, or to rebut, the recording.
COMPENSATORY EDUCATION OR REIMBURSEMENT
Any party seeking reimbursement for expenditures shall present admissible evidence of these expenditures or a stipulation to the amount of the expenditures. A party seeking compensatory education should provide evidence regarding the type, amount, duration, and need for any requested compensatory education. Documents offered as evidence to support a request for reimbursement must be separated by vendor.
MOTIONS
No prehearing motions are pending or contemplated. Any motion that was not filed three business days before the PHC, shall be supported by a declaration under penalty of perjury establishing good cause why the motion was not timely filed.
STIPULATIONS
Stipulations to pertinent facts, contentions, resolutions and authenticity and admissibility of documents are encouraged. Any proposed stipulation shall be submitted to the assigned ALJ in writing prior to the start of the hearing.
CONDUCT OF COUNSEL AND HEARING ROOM DECORUM
All participants to the videoconference should observe the same decorum as in an in-person due process hearing. Counsel, all parties, and all witnesses must conduct themselves in a professional and courteous manner at all times. Cellular phones, telephones, and computer notifications must be shut off or set to silent during the hearing unless the ALJ grants permission otherwise. Counsel, parties, and witnesses should appear from a private location unless otherwise ordered. Participants should make reasonable efforts to minimize background noise and maintain adequate room lighting. The use of virtual background images is at the discretion of the ALJ. Witnesses are prohibited from reading exhibits, documents, notes, text messages, telephones, or computers while testifying unless permitted to do so by the ALJ. Parties, counsel, and witnesses are prohibited from passing notes to, exchanging electronic messages with, or signaling the witness in any way while the witness is testifying.
LANGUAGE INTERPRETERS AND REASONABLE ACCOMMODATIONS
A party or participant in this case, such as a witness, requiring reasonable accommodation to participate in a mediation or hearing may contact OAH at (916) 263-0880, or send an email to OAHADA@dgs.ca.gov as soon as the need is known. The e-mail should have “Request for Accommodation” in the Subject Line.
Additional information concerning requests for reasonable accommodation is available on OAH’s website at: https://www.dgs.ca.gov/OAH/Services/Page-Content/Office-of- Administrative-Hearings-Services-List-Folder/Accommodations-at-OAH.
HEARING OPEN OR CLOSED TO THE PUBLIC
The hearing is open to the public.
An ALJ may restrict attendance because of the physical limitations of the hearing facility or take other action to promote due process or the orderly conduct of the hearing. (Cal. Code Regs., Tit. 1, § 1030.) Government Code, section 11425.20 empowers the ALJ to order an open hearing to be closed or make other protective orders to the extent necessary or proper to ensure a fair hearing in the circumstances of the case. Currently, amid COVID-19 concerns, all hearings are being conducted via videoconference without observers present or participating in the videoconference.
OAH will provide the hearing recording upon request.
SETTLEMENT
The parties are encouraged to continue working together to reach an agreement before the due process hearing. The parties shall inform OAH in writing immediately if they reach a settlement or otherwise resolve the dispute before the scheduled hearing.
In addition, if a settlement is reached within five days of the scheduled start of the due process hearing, the parties shall also inform OAH of the settlement by telephone at (916) 263-0880. At the same time, the parties should send the signature page of the signed agreement or a letter withdrawing the case to OAH at https://www.applications.dgs.ca.gov/oah/oahsftweb.
If a full and final written settlement agreement is reached after 4:00 PM the day prior to hearing, the parties shall leave a voicemail message regarding the settlement at (916) 274-6035. The parties should also leave contact information such as cellular phone numbers of each party or counsel for each party.
Dates for hearing will not be cancelled until the letter of withdrawal or signature page of the signed agreement has been received and processed by OAH. If an agreement in principle is reached, the parties should plan to attend the scheduled hearing unless different arrangements have been agreed upon by the assigned ALJ. The assigned ALJ will check for messages before the hearing.
If the matter settles subject to board approval, in addition to a signed copy of the signature page of the settlement agreement, the parties shall provide the date of the next board meeting. The hearing dates will not be cancelled without this information.
FAILURE TO COMPLY
The failure to comply with this Order may result in the exclusion of evidence or other sanctions.
ORDER INCLUDES ALL RULINGS
This Order includes all rulings made at the prehearing conference. Any discussion and conversation not referenced in this Order is not binding on the ALJ conducting the hearing and may not be relied upon by the parties. The parties should be aware that, at hearing, the ALJ conducting the hearing has discretion to reconsider any part of this Order.
IT IS SO ORDERED.
Brian H. Krikorian Administrative Law Judge Office of Administrative Hearings
