California OAH special education order · February 12, 2021

Order of Determination of Sufficiency of Due Process Complaint

OAH Case No. 2021010788 · ALJ Claire Yazigi

OAH found Student's complaint challenging Oakland's 2018 triennial and January 2019 psychoeducational assessments sufficient because it described the problem, gave supporting facts, and proposed a new triennial evaluation.

Complaint found sufficient Sufficiency of complaint

Summary

Oakland filed a notice of insufficiency, and an amended notice, challenging Student's complaint. The complaint alleged that Oakland's 2018 triennial and January 2019 evaluations were not legally compliant because the assessor omitted or changed background information and wrongly concluded Student did not qualify under autism. The ALJ found the complaint sufficient because Oakland has the assessment information and is on notice of Student's claims, and the request for a new triennial evaluation is a well-defined resolution. The ALJ added that requests for records removal and money damages, and any statute-of-limitations questions, do not make a complaint insufficient and could only be raised in a motion to dismiss.

Why it matters

Parents challenging an assessment only need to describe the problem, give basic facts, and propose a fix such as a new evaluation. Asking for remedies OAH may not be able to award, like money damages, does not make the complaint insufficient.

Key authority cited

  • 20 U.S.C. § 1415(b)(7)(A)
  • Ed. Code § 49070
  • Sen. Rep. No. 108-185
  • 71 FR 46,540-46541, 46699
  • Escambia County Bd. of Educ. v. Benton (S.D. Ala. 2005) 406 F.Supp.2d 1248

Topics

sufficiency assessment triennial evaluation autism eligibility proposed resolution monetary damages

Full text of the order

Published text of the OAH order. Page headers and numbers from the original PDF have been dropped.

BEFORE THE

OFFICE OF ADMINISTRATIVE HEARINGS

STATE OF CALIFORNIA

IN THE MATTER OF:

PARENT ON BEHALF OF STUDENT,

v.

OAKLAND UNIFIED SCHOOL DISTRICT.

OAH CASE NUMBER 2021010788

ORDER OF DETERMINATION OF SUFFICIENCY OF

DUE PROCESS COMPLAINT

FEBRUARY 12, 2021

On January 27, 2021, Student filed a Due Process Hearing Request, called a complaint, with the Office of Administrative Hearings, referred to as OAH, naming Oakland Unified School District as respondent. On February 10, 2021, Oakland filed a Notice of Insufficiency and an Amended Notice of Insufficiency as to the complaint.

APPLICABLE LAW

The named parties have the right to challenge the complaint’s sufficiency.

(20 U.S.C. § 1415(b) & (c).) The party filing the complaint is not entitled to a hearing unless the complaint meets the requirements of title 20 United States Code section 1415(b)(7)(A).

A complaint is sufficient if it: (1) describes the problem relating to the proposed change regarding the Student’s identification, evaluation, or educational placement, or providing the Student a free appropriate public education; (2) includes facts about the problem; and (3) includes a proposed resolution to the extent known and available to the party at the time. (20 U.S.C. § 1415(b)(7)(A)(ii)(III) & (IV).) These requirements prevent vague and confusing complaints, and promote fairness by providing the named parties with sufficient information to know how to prepare for the hearing and how to participate in resolution sessions and mediation. (See H.R.Rep. No. 108-77, 1st Sess.

(2003), p. 115; Sen. Rep. No. 108-185, 1st Sess. (2003), pp. 34-35.)

The complaint provides enough information when it provides “an awareness and understanding of the issues forming the basis of the complaint.” (Sen. Rep. No. 108- 185, supra, at p. 34.) The pleading requirements should be liberally construed in light of the broad remedial purposes of the IDEA and the relative informality of the due process hearings it authorizes. (Alexandra R. ex rel. Burke v. Brookline School Dist. (D.N.H., Sept.

10, 2009, CIV. 06-CV-0215-JL) 2009 WL 2957991[nonpub. Opn.]; Escambia County Bd. Of Educ. V. Benton (S.D. Ala. 2005) 406 F.Supp.2d 1248, 1259-1260; Sammons v. Polk County School Bd. (M.D. Fla., Oct. 28, 2005, 8:04CV2657T24EAJ) 2005 WL 2850076 [nonpub. Opn.]; but cf. M.S.-G v. Lenape Regional High School Dist. Bd. Of Educ. (3d Cir.

2009) 306 Fed.Appx. 772, 775 [nonpub. Opn.].) Whether the complaint is sufficient is a matter within the sound discretion of the Administrative Law Judge. (Assistance to States for the Educ. Of Children with Disabilities & Preschool Grants for Children with Disabilities (Aug. 14, 2006) 71 FR 46,540-46541, 46699.)

DISCUSSION

DESCRIPTION OF THE PROBLEM AND SUPPORTING FACTS

Student’s complaint alleges that Oakland’s 2018 triennial evaluation and January 2019 evaluation of Student are not legally compliant. Student supports this claim by describing how Oakland’s psychoeducational assessor allegedly omitted or altered pertinent background information in conducting the psychoeducational assessments of Student. Student also disagrees with the assessments’ conclusions that Student does not qualify for the special education eligibility category of Autism Spectrum Disorder.

Oakland should have information on what psychoeducational assessments it performed on Student and what information the assessor used in conducting the assessments, and is on notice of what Student believes the assessor should have relied on in performing the assessments. Student’s complaint identifies the issues and adequate facts about the problem to permit Oakland to respond and participate in a resolution session and mediation.

PROPOSED RESOLUTION

Student requests that Oakland perform a new triennial evaluation. A complaint is required to include proposed resolutions to the problem, to the extent known and available to the party at the time. (20 U.S.C. §1415(b)(7)(A)(ii)(IV).) The proposed resolution stated in Student’s complaint is sufficiently defined and Student has met the statutorily required standard regarding proposed resolutions.

OTHER PROPOSED RESOLUTIONS

Student also seeks removal of the entire 2018 triennial evaluation from Student’s file, including psychoeducational, speech language and occupational therapy portions.

The procedure for the destruction, removal or amendment of educational records is governed by Ed. Code § 49070. Whether a judge could order destruction, removal or amendment of records is a fact-based determination that could not be made before hearing. Further, Student seeks monetary damages from Oakland. An administrative law judge does not have the ability to award monetary damages under the IDEA.

Student’s complaint does not fail for insufficiency by including any additional proposed resolution outside the jurisdiction of OAH. While such issues may be the subject of a motion to dismiss, they are outside of the scope of the current order.

Similarly, whether Student raises issues outside of the two-year statute of limitations for special education cases is outside the scope of this order.

ORDER

1. The complaint is sufficient under title 20 United States Code section

1415(b)(7)(A)(ii).

2. All mediation, prehearing conference, and hearing dates in this matter are

confirmed.

IT IS SO ORDERED.

Claire Yazigi Claire Yazigi (Feb 12, 2021 10:44 PST)

Claire Yazigi Administrative Law Judge Office of Administrative Hearings