California OAH special education order · August 30, 2023

Order Determining Complaint Insufficient

OAH Case No. 2023080464 · ALJ Penelope S. Pahl

OAH found Student's complaint insufficient because its 18-page narrative never clearly identified specific IDEA violations, leaving Menlo Park unable to tell what claims it had to defend.

Complaint found insufficient Sufficiency of complaint

Summary

Menlo Park filed a Notice of Insufficiency challenging Student's due process complaint. OAH found that the complaint's 18-page history and unnumbered four-page "problems or complaints" section did not clearly state how many issues or which specific issues were alleged. It also found that the complaint did not assert an IDEA violation, only that the district failed to provide the program Parents wanted. Student was given 14 days to file an amended complaint or face dismissal, and all previously set dates were vacated.

Why it matters

A due process complaint needs clearly numbered issues, each tied to a specific IDEA violation and supported by facts. A long narrative, or a claim that the district simply didn't provide the program parents preferred, may be found insufficient and delay the case.

Key authority cited

  • 20 U.S.C. § 1415(b)(7)(A)
  • 20 U.S.C. § 1415(c)(2)(D)
  • 20 U.S.C. § 1415(c)(2)(E)(i)(II)
  • Sen. Rep. No. 108-185 (2003)
  • 71 Fed. Reg. 46699 (Aug. 14, 2006)
  • Escambia County Bd. of Educ. v. Benton (S.D. Ala. 2005) 406 F.Supp.2d 1248

Topics

sufficiency notice of insufficiency pleading requirements amended complaint narrative complaint

Full text of the order

Published text of the OAH order. Page headers and numbers from the original PDF have been dropped.

BEFORE THE

OFFICE OF ADMINISTRATIVE HEARINGS

STATE OF CALIFORNIA

IN THE MATTER OF:

PARENTS ON BEHALF OF STUDENT,

v.

MENLO PARK CITY SCHOOL DISTRICT.

OAH CASE NUMBER 2023080464

ORDER DETERMINING COMPLAINT INSUFFICIENT

AUGUST 30, 2023

On August 14, 2023, Student filed a Due Process Hearing Request, called a complaint, with the Office of Administrative Hearings, called OAH, naming Menlo Park City School District as respondent. On August 29, 2023, Menlo Park filed a Notice of Insufficiency as to the complaint.

APPLICABLE LAW

The named parties have the right to challenge the complaint’s sufficiency.

(20 U.S.C. § 1415(b) & (c).) The party filing the complaint is not entitled to a hearing unless the complaint meets the requirements of title 20 United States Code section 1415(b)(7)(A).

A complaint is sufficient if it: (1) describes the problem relating to the proposed change regarding the Student’s identification, evaluation, or educational placement, or providing the Student a free appropriate public education; (2) includes facts about the problem; and (3) includes a proposed resolution to the extent known and available to the party at the time. (20 U.S.C. § 1415(b)(7)(A)(ii)(III) & (IV).) These requirements prevent vague and confusing complaints, and promote fairness by providing the named parties with sufficient information to know how to prepare for the hearing and how to participate in resolution sessions and mediation. (See H.R.Rep. No. 108-77, 1st Sess.

(2003), p. 115; Sen. Rep. No. 108-185, 1st Sess. (2003), pp. 34-35.)

The complaint provides enough information when it provides “an awareness and understanding of the issues forming the basis of the complaint.” (Sen. Rep. No. 108- 185, supra, at p. 34.) The pleading requirements should be liberally construed in light of the broad remedial purposes of the IDEA and the relative informality of the due process hearings it authorizes. (Alexandra R. ex rel. Burke v. Brookline School Dist. (D.N.H., Sept.

10, 2009, CIV. 06-CV-0215-JL) 2009 WL 2957991[nonpub. Opn.]; Escambia County Bd. Of Educ. V. Benton (S.D. Ala. 2005) 406 F.Supp.2d 1248, 1259-1260.] Whether the complaint is sufficient is a matter within the sound discretion of the Administrative Law Judge. (Assistance to States for the Educ. Of Children with Disabilities & Preschool Grants for Children with Disabilities (Aug. 14, 2006) 71 FR 46541, 46699.)

DISCUSSION

Student’s complaint sets forth 18 pages of narrative with historical information describing Student’s educational history from preschool forward. The section entitled “Problem or Complaints raised in this Due Process Proceeding” comprise the final four pages of the narrative without any numbering or clarity as to how many issues or what specific issue(s) is, or are, being alleged. The “problems or complaints” section vaguely refers to information in the “historical section” without page, paragraph or line reference. The “problems or complaints” section does not assert a violation of the Individuals with Disabilities Education Act, instead asserting that the district did not provide the program Parents wanted, which is not a violation of the IDEA on its face.

Menlo Park asserts that it is unable to determine from the “winding narrative”

what IDEA violations are being pled. The concern is well founded. Menlo Park should not have to guess what IDEA violations are being asserted against it.

Student has failed to state claims that give “an awareness and understanding of the issues forming the basis of the complaint.” resulting in Menlo Park being unable to prepare for resolution session, mediation, or due process hearing.

ORDER

1. Student’s complaint is insufficiently pled under section title 20 United States

Code 1415(c)(2)(D).

2. Student shall be permitted to file an amended complaint under title 20 United

States Code section 1415(c)(2)(E)(i)(II).

3. The amended complaint shall comply with the requirements of title 20 U.S.C.

section 1415(b)(7)(A)(ii), and shall be filed not later than 14 days from the date of this order.

4. If Student fails to file a timely amended complaint, the complaint will be

dismissed.

5. All dates previously set in this matter are vacated.

IT IS SO ORDERED.

Penelope S. Pahl Administrative Law Judge Office of Administrative Hearings