California OAH special education order · October 23, 2023

Order Following Expedited Prehearing Conference for Hearing by Videoconference and Denial of Motion to Dismiss

OAH Case No. 2023100162 · ALJ Judith Pasewark

OAH denied Student's oral requests to dismiss Corona-Norco Unified's expedited complaint, ruling that federal discipline rules let a district ask OAH to extend a 45-day interim placement even if Parents never appealed.

This case went to decision

Corona-Norco Unified School District v. Student: Corona-Norco Unified may keep a second grader in its intensive intervention program for 45 more school days. (2023)

Summary

At the expedited prehearing conference, Student raised oral motions. Student asked OAH to dismiss Corona-Norco Unified's complaint for lack of jurisdiction and lack of standing. Student argued that 34 C.F.R. § 300.532 covers only appeals and that Parents had not appealed the initial 45-day interim placement. The ALJ denied both requests, finding the regulation lets a district seek a repeat interim placement if returning Student to the original placement is substantially likely to cause injury. The ALJ denied without prejudice Student's requests to limit the hearing to the complaint filing date and for stay put because neither was filed in writing three business days before the PHC.

Why it matters

A district can bring its own expedited case to extend an interim alternative placement beyond 45 school days, whether or not parents appealed the first removal. Motions raised orally at a PHC without a timely written filing or good-cause declaration will likely be denied without prejudice.

Key authority cited

  • 34 C.F.R. § 300.532(a)
  • 34 C.F.R. § 300.532(b)(2)(ii)
  • 34 C.F.R. § 300.532(b)(3)
  • Schaffer v. Weast (2005) 546 U.S. 49
  • Ed. Code § 56505, subd. (e)(7)
  • Cal. Code Regs., tit. 5, § 3082, subd. (g)

Topics

expedited hearing interim alternative educational setting discipline jurisdiction standing untimely motions

Full text of the order

Published text of the OAH order. Page headers and numbers from the original PDF have been dropped.

BEFORE THE

OFFICE OF ADMINISTRATIVE HEARINGS

STATE OF CALIFORNIA

IN THE MATTER OF:

CORONA-NORCO UNIFIED SCHOOL DISTRICT,

v.

PARENTS ON BEHALF OF STUDENT.

OAH CASE NUMBER 2023100162

ORDER FOLLOWING EXPEDITED PREHEARING

CONFERENCE FOR HEARING BY VIDEOCONFERENCE AND

DENIAL OF MOTION TO DISMISS

OCTOBER 23, 2023

On October 23, 2023, Administrative Law Judge Judith Pasewark, Office of Administrative Hearings, held a prehearing conference by videoconference. The Administrative Law Judge is called an ALJ. The Office of Administrative Hearings is called OAH. The prehearing conference is called a PHC.

Attorney David Graham appeared on behalf of Corona-Norco Unified School District. Attorney David German appeared on behalf of Student. The PHC was recorded.

Based upon discussion with the parties, the ALJ issues the following order:

HEARING DATES, TIMES, AND LOCATION

DUE PROCESS HEARING

The hearing will take place on October 31, through November 2, 2023, and continue day to day at the discretion of the ALJ. The hearing shall begin at 9:30 AM each day and generally end at 3:30 PM, unless otherwise ordered. The parties anticipate it will take three days to complete the hearing. Additional hearing dates will be discussed with the ALJ during the hearing.

HEARING LOCATION

OAH is authorized to conduct due process hearings by videoconference or telephone. (Cal. Code Regs., tit. 5, § 3082, subd. (g).) OAH will conduct the due process hearing by videoconference using the Zoom application. Unless otherwise ordered, participants are required to appear by videoconference using computer or device with video capability and Zoom.

The parties shall immediately notify all potential witnesses of the hearing dates and shall subpoena witnesses, if necessary, to ensure that the witnesses will appear to testify. A party’s failure to notify or subpoena a witness to testify will not be considered good cause to continue the hearing. Instructions for issuing and responding to subpoenas and optional forms for subpoenas can be found on the website at https://www.dgs.ca.gov/OAH/Case-Types/Special- Education/Forms/Subpoenas?search=special%20education%20subpoena.

ISSUES AND PROPOSED RESOLUTIONS

The issue at the due process hearing, and proposed resolution, as alleged in the complaint and clarified by the parties and the ALJ during the PHC is:

ISSUE

Does Student’s behavior pose a significant risk of injury to himself or others so that Corona-Norco Unified can remove Student to an interim alternative educational setting for 45 days pursuant to 34 C.F.R § 300.532(b)(ii)?

PROPOSED RESOLUTION

Corona-Norco Unified seeks an order permitting the removal of Student to an interim alternative educational setting for 45 days pursuant to 34 C.F.R § 300.532(b)(ii).

EXHIBITS

The parties shall serve their exhibits on each other in compliance with Education Code section 56505, subdivision (e)(7). The parties shall upload their exhibits electronically according to the Order Setting Procedures for Filing Exhibits Electronically.

Timely uploading electronic hearing exhibits five business days before the first day of hearing constitutes that party’s timely exchange of evidence in compliance with Education Code section 56505, subdivision (e)(7). If further assistance is needed, please contact OAH at OAHSEOps@dgs.ca.gov.

Except for good cause shown, or unless used solely for rebuttal or impeachment, any exhibit not timely exchanged as required by Education Code section 56505, subdivision (e)(7) shall not be admitted into evidence at the hearing unless the ALJ rules that it is admissible.

IDENTIFYING EXHIBITS AND PAGE NUMBERS

Each exhibit must be identified by a letter and number. Student must use the letter S before the number to identify Student’s exhibits. Corona-Norco Unified must use the letter D before the number to identify Corona-Norco Unified’s exhibits. For example, S-1 means Student’s exhibit 1 and D-1 means Corona-Norco Unified’s exhibit

1. A cover sheet with this identifying letter and number should be the first page of each

exhibit. The electronic evidence program will automatically number the exhibits and additional page numbering or bates stamping should not be added.

CONTENT

Each exhibit must consist of one document. Separate documents may not be combined into one exhibit. Emails or letters may be consolidated into one exhibit if they are part of a single chain of messages. Exhibits should be in chronological order.

Parties should include resumes or curriculum vitae for each witness expected to testify as an expert.

Corona-Norco Unified’s exhibits must include a copy of the school calendar for each school year in question.

Electronic copies of exhibits filed with OAH shall be filed by 5:00 PM at least five business days before the first day of hearing. Please refer to the General Order OAH issued with the Scheduling Order that contains the Order Setting Procedures for Filing Exhibits Electronically. It includes instructions for how to file exhibits electronically.

Beginning three business days before the hearing, the electronic evidence system will not allow parties to upload exhibits unless permitted by the ALJ during the hearing at the ALJ’s discretion.

WITNESSES

The parties shall serve their list of witnesses on each other in compliance with Education Code section 56505. No party shall be permitted to call any witnesses not timely disclosed except for good cause shown, supported by written declaration under penalty of perjury, and at the discretion of the ALJ.

Parties are responsible for ensuring that all participants are familiar with and follow the Instructions for Joining the Online Due Process Hearing provided with this Order. Participants who have not previously used the Zoom application, may find informative instructions on at by visiting, Getting Started with Zoom at https://support.zoom.us/hc/en-us/categories/200101697.

The parties are responsible for ensuring that witnesses join the virtual hearing room at the designated date and time to testify. Witnesses are required to join the due process hearing by computer and appear by videoconference unless they do not have the necessary computer equipment. If a witness does not have the necessary equipment, the ALJ may permit the witnesses to appear by audio only or by telephone.

“Audio only” means using a computer without video. A witness’s inability to attend the hearing by videoconference will be discussed at the start of the hearing.

The parties are responsible for producing their own witnesses unless otherwise ordered by the ALJ. Parties shall make witnesses under their control reasonably available. The parties must schedule their witnesses to avoid delays in the hearing and to minimize or eliminate the need for calling witnesses out of order.

The ALJ has discretion to limit the number of witnesses and the time allowed for testimony. Education Code, section 56505.1, subdivision (h), empowers the ALJ to set a reasonable limit on the length of the hearing after consideration of four factors. The first two factors are the issues to be heard and the complexity of facts to be proven. The second two factors are the ability of the parties or their representatives to present their respective cases and the parties’ estimates of the time needed to present their cases.

MEET AND CONFER

The parties are encouraged to review and shorten their witness and exhibit lists before the hearing. Evidence may be excluded if it is repetitive, cumulative, or insufficiently probative to justify the time it would take to hear.

The parties are ordered to meet and confer no later than October 26, 2023, to discuss scheduling witnesses and how much time each witness will take. The parties shall discuss any issues related to counsel and witnesses appearing by videoconference for hearing, electronically viewing exhibits during the hearing, and subpoenas, if any.

The parties should attempt to eliminate duplicate exhibits from their hearing exhibits.

The parties shall discuss whether they can produce a written stipulation as to pertinent facts, contentions, resolutions and the authenticity and admissibility of documents to shorten the length of time needed for the hearing.

As part of the meet and confer process, Corona-Norco Unified shall inform Student which proposed witnesses are District employees. Corona-Norco Unified shall also identify the witnesses on Student’s list that require a subpoena. Corona-Norco Unified may agree to accept service for a witness under Corona-Norco Unified’s control or provide Student with the witness’s most recent contact information.

PARTICIPANT INFORMATION FORM

Both parties have an ongoing obligation to ensure that OAH has current information on the Participant Information Form filed with OAH and shall file an updated Form as necessary. The Participant Information Form is not served upon the opposing party. The ongoing obligation to ensure that the Participant Information Form filed with OAH is current does not change the parties’ statutory obligation to timely disclose their witnesses to the other party(s) at least five business days prior to hearing.

The parties must file an updated Participant Information Form to inform OAH of any changes, additions, or deletions, including the required information no later than 5:00 PM at least two business days before the first day of hearing.

Any contact information provided shall be used for the limited purpose of issuing subpoenas or for contacting a witness to attend the hearing. Any contact information shall not be disclosed to any other person.

EVIDENCE PRESENTATION

In an administrative proceeding, the burden of proof is ordinarily on the party requesting the hearing. (Schaffer v. Weast (2005) 546 U.S. 49, 62.) In this case, Corona- Norco Unified requested the hearing and bears the burden of proof. Corona-Norco Unified’s case-in-chief shall be presented first, followed by Student, unless otherwise ordered.

WITNESS LISTS

The parties must provide a joint proposed witness list to the ALJ on the first day of hearing. The list should include the first and last name of the witness, which party is calling the witness to testify, and include dates and time estimates of each witness’s expected testimony. In the event an agreement cannot be reached, each party shall prepare a separate written list. Corona-Norco Unified must have witnesses available in case there is no agreement.

At the beginning of the hearing, the ALJ and the parties will discuss the length of time anticipated for each witness and scheduling issues for individual witnesses. The ALJ will finalize the witness schedule. Parties must be prepared at the end of each day to discuss the witnesses to be presented the next day and the estimated time for the testimony of each witness.

SCOPE OF WITNESS EXAMINATION

Each witness will be called to testify only once, except for rebuttal purposes. All parties must examine a witness on all issues when the witness is first called to testify.

Requiring a witness to appear only once takes priority over the order in which parties present their case-in-chief.

AUDIO ONLY OR TELEPHONIC TESTIMONY

Whether a witness may appear by audio only or telephone instead of videoconference is a matter within the discretion of the ALJ. (Cal. Code Regs., tit. 5, § 3082, subd. (g).) Any party seeking to present a witness by audio only or telephone shall request permission to do so before the hearing. Any party seeking to present a witness who cannot access exhibits electronically must inform the ALJ at the beginning of the hearing.

ELECTRONIC RECORDINGS

AUDIO RECORDING

Each party may make an audio recording of the hearing. Permission to make an audio recording is subject to the ALJ’s discretion and based upon the following conditions:

1. the OAH recording is the only official recording;

2. the parties shall turn their recording device on and off at the same time

that the ALJ is on and off the record to avoid recording conversations while off the record;

3. operation of the party’s recording mechanism will not be allowed to delay

the hearing;

4. a party’s recording may not be given, provided or played to a witness, or

potential witness;

5. the recording is subject to the same confidentiality as the due process

hearing; and

6. participants shall not take screenshots of the videoconference nor share or

publish any portion of the videoconference or audio recording.

VIDEO RECORDING

No party, witness or anyone else may videorecord any part of the proceedings or stream live through any means.

RECORDINGS AS EXHIBITS

Recordings may not be uploaded electronically without the ALJ’s permission. The ALJ has discretion to admit or exclude evidence in the form of a recording. Any request to submit a recording shall be considered at the time of hearing.

The ALJ may grant or deny the request or grant the request subject to certain conditions. The party offering the recording must establish that all or a part of the recording is relevant. The ALJ may request a transcript of the portion of the recording requested or have the party offering the recording to provide an exact identifiable portion of the recording the party seeks to admit. The identities of any person speaking on the portion of the tape being introduced must be established. An ALJ may allow the opposing party to offer additional portions of a recording to establish the context, or to rebut, the recording.

MOTIONS

Student orally raised three motions during the PHC. None of the motions were filed in writing three business days prior to the PHC, nor did Student provide a written declaration establishing why the motions were not timely filed. Although Student’s counsel framed his claims, and orally argued the matter, Student did not provide support for his contention, that the federal regulation relied upon by Corona-Norco Unified’s did not apply to this case. The primary motion involved OAH jurisdiction, therefore the ALJ trailed the PHC to late afternoon, to allow Corona-Norco Unified sufficient time to respond to Student’s requests, and the ALJ sufficient time to consider Student’s contentions.

REQUEST TO DISMISS FOR LACK OF JURISDICTION

Student contends OAH has no jurisdiction over this matter as title 34 Code of Federal Regulations, part 300.532, applies to appeals. Student argues that Parents did not appeal the initial 45-day interim alternative placement, therefore there is no dispute or cause of action to establish OAH jurisdiction. Student also contends Corona-Norco Unified’s complaint fails to request an extension of the 45-day interim placement.

Title 34 Code of Federal Regulations, part 300.532 provides authority for expedited hearings on due process complaints disciplinary matters. In general, the regulation allows a parent of a child with disability who disagrees with a placement decision or a manifestation determination, or a local educational agency that believes maintaining the current placement of the child is substantially likely to result in injury to the child or others, may appeal the decision by requesting an expedited hearing (34 C.F.R. § 300.532(a).)

In making a decision, the hearing officer may order a change of placement of the child to an appropriate interim alternative educational setting for not more than 45 school days, if the hearing officer determines that maintaining the current placement of the child is substantially likely to result in injury to the child or to others. (34 C.F.R.

§ 300.352(b)(2)(ii).) The procedures under paragraphs (a) and (b)(1) and (2) of this section may be repeated, if the local educational agency believes that returning the child to the original placement is substantially likely to result in injury to the child or to others. (34 C.F.R. § 300.532(b)(3).)

Student’s argument is misguided. Student does not argue that OAH does not have jurisdiction over manifestation determination appeals. Student simply argues that Parents did not appeal the initial 45-day interim alternative placement. Parent’s right to appeal a manifestation hearing decision is only one component of the regulation. The local educational agency also has recourse under the regulation to seek an order to extend the interim placement if it establishes shown that retuning the child to the original placement is substantially likely to result in injury to the child or to others.

Student’s contention that the factual allegations contained in Corona-Norco Unified’s complaint fails to identify a request for extension of the 45-day interim alternate placement. Corona-Norco Unified’s complaint identifies the requisite applicable law under which it is seeking to extend Student’s interim alternate placement.

Student’s counsel acknowledges that Student is currently subject to a 45-day interim alternative placement, which has not been appealed. Title 34 of the Code of Federal Regulations, part 300.532, provides OAH with jurisdiction to determine whether returning Student to his original placement is substantially likely to result in injury to Student or to others. Student’s request to dismiss Corona-Norco Unified’s complaint for lack of jurisdiction is denied.

REQUEST TO DISMISS DUE TO LACK OF STANDING

Student contends Corona-Norco Unified lacks the requisite standing to initiate this request for due process. The contention is meritless. As determined above, title 34 of the Code of Federal Regulations, part 300.532, provides local educational agencies with the authority to bring a request for due process hearing to seek an order to extend a 45-day interim alternative placement. Student’s request to dismiss Corona-Norco Unified’s complaint for lack of standing is denied. Corona-Norco Unified maintains standing as Student’s local educational agency.

REQUEST TO LIMIT THE HEARING TO THE DATE OF FILING OF THE

COMPLAINT

Student’s request to limit the hearing to the date of filing of the complaint is denied without prejudice. Student failed to submit a written motion three business days prior to the PHC. Generally, a due process complaint is limited in time by the filing date of the complaint. Student, however, provided no written argument or authority to support his request to limit a hearing in which the relief requested is established by a showing that returning Student to his original placement is substantially likely to result in injury to Student or to others. Student may reassert his request in writing as part of Student’s Closing Brief.

Student made a concluding request for a Motion for Stay Put. Student failed to submit a written motion three business days prior to the PHC, therefore consideration of the request is denied without prejudice.

No other prehearing motions are pending or contemplated. Any motion that was not filed three business days before the PHC, shall be supported by a declaration under penalty of perjury establishing good cause why the motion was not timely filed.

STIPULATIONS

Stipulations to pertinent facts, contentions, resolutions and authenticity and admissibility of documents are encouraged. Any proposed stipulation shall be submitted to the assigned ALJ in writing prior to the start of the hearing.

CONDUCT OF PARTICIPANTS AND HEARING ROOM DECORUM

All participants to the videoconference should observe the same decorum as in an in-person due process hearing. Participants must conduct themselves in a professional and courteous manner at all times. Cellular phones, telephones and computer notifications must be shut off or set to silent during the hearing unless the ALJ grants permission otherwise. Participants should appear from a private location, unless otherwise ordered. Participants should take reasonable efforts to minimize background noise and maintain adequate room lighting. Use of virtual background images are at the discretion of the ALJ. Witnesses are prohibited from reading exhibits, documents, notes, text messages, telephones or computers while testifying, unless permitted to do so by the ALJ. The parties, their representative and witnesses are prohibited from passing notes to, exchanging electronic messages with, or signaling the witness in any way while the witness is testifying.

LANGUAGE INTERPRETERS AND REASONABLE ACCOMMODATIONS

Neither party requested an interpreter or reasonable accommodations.

A party or participant in this case, such as a witness, requiring reasonable accommodation to participate in a mediation or hearing may contact OAH at (916) 263-0880, or send an email to OAHADA@dgs.ca.gov as soon as the need is known. The e-mail should have “Request for Accommodation” in the Subject Line.

Additional information concerning requests for reasonable accommodation is available on OAH’s website at: https://www.dgs.ca.gov/OAH/Services/Page-Content/Office-of- Administrative-Hearings-Services-List-Folder/Request-Reasonable-Accommodations- for-OAH-Legal-Proceedings.

HEARING CLOSED TO THE PUBLIC

The hearing is closed to the public. Special education hearings are closed to the public unless Student requests the hearing to be open to the public.

SETTLEMENT

The parties are encouraged to continue working together to reach an agreement before the due process hearing. The parties shall inform OAH in writing immediately if they reach a settlement or otherwise resolve the dispute before the scheduled hearing.

In addition, if a settlement is reached within five days of the scheduled start of the due process hearing, the parties shall also inform OAH of the settlement by telephone at (916) 263-0880. At the same time, the parties should send the signature page of the signed agreement or a letter withdrawing the case to OAH by visiting OAH Secure e-file at https://www.applications.dgs.ca.gov/oah/oahsftweb.

If a full and final written settlement agreement is reached after 4:00 PM the day prior to hearing, the parties shall leave a voicemail message regarding the settlement at (916) 274-6035. The parties should also leave contact information such as cellular phone numbers of each party or counsel for each party.

Dates for hearing will not be cancelled until the letter of withdrawal or signature page of the signed agreement has been received and processed by OAH. If an agreement in principle is reached, the parties should plan to attend the scheduled hearing unless different arrangements have been agreed upon by the assigned ALJ. The assigned ALJ will check for messages before the hearing.

If the matter settles subject to board approval, in addition to a signed copy of the signature page of the settlement agreement, the parties shall provide the date of the next board meeting. The hearing dates will not be cancelled without this information.

FAILURE TO COMPLY

The failure to comply with this Order may result in the exclusion of evidence or other sanctions.

ORDER INCLUDES ALL RULINGS

This Order includes all rulings made at the prehearing conference. Any discussion and conversation not referenced in this Order is not binding on the ALJ conducting the hearing and may not be relied upon by the parties. The parties should be aware that, at hearing, the ALJ conducting the hearing has discretion to reconsider any part of this Order.

IT IS SO ORDERED.

Judith Pasewark Administrative Law Judge Office of Administrative Hearings