California OAH special education order · November 15, 2024

Order Determining Due Process Complaint Sufficient

OAH Case No. 2024110050 · ALJ Penelope S. Pahl

OAH found Student's complaint sufficient, rejecting Palo Alto's demand that Student explain why previously consented-to IEPs were inadequate, because only minimal pleading standards apply.

Complaint found sufficient Sufficiency of complaint

Summary

Palo Alto filed a notice of insufficiency. It argued that Student's complaint lacked factual detail and should have explained why IEPs that Parents had consented to were now considered inadequate. The complaint raised three issues about whether the District denied a FAPE during the 2022-2023 school year, including extended school year, by failing to offer appropriate academic support, occupational therapy, and speech and language services. OAH found the issues and the proposed resolutions sufficient because only minimal pleading standards apply and Palo Alto cited no authority requiring more detail. OAH confirmed the prehearing conference and hearing dates.

Why it matters

Parents who consented to an IEP can still challenge whether it offered a FAPE, and they do not have to explain at the complaint stage why they now find it inadequate. Districts cannot use a sufficiency challenge to demand that level of detail.

Key authority cited

  • 20 U.S.C. § 1415(b)(7)(A)(ii)
  • Schaffer v. Weast (2005) 546 U.S. 49
  • Cal. Code Regs., tit. 5, § 3085
  • Escambia County Bd. of Educ. v. Benton (S.D. Ala. 2005) 406 F.Supp.2d 1248
  • 71 Fed. Reg. 46699 (Aug. 14, 2006)

Topics

sufficiency notice of insufficiency pleading standards consented iep fape related services

Full text of the order

Published text of the OAH order. Page headers and numbers from the original PDF have been dropped.

BEFORE THE

OFFICE OF ADMINISTRATIVE HEARINGS

STATE OF CALIFORNIA

IN THE MATTER OF:

PARENTS ON BEHALF OF STUDENT,

v.

PALO ALTO UNIFIED SCHOOL DISTRICT.

OAH CASE NUMBER 2024110050

ORDER DETERMINING DUE PROCESS COMPLAINT

SUFFICIENT

NOVEMBER 15, 2024

On October 30, 2024, Parents, on behalf of Student, filed a Due Process Hearing Request, also called a complaint, with the Office of Administrative Hearings, called OAH, naming Palo Alto Unified School District as respondent. On November 12, 2024, Palo Alto filed a Notice of Insufficiency as to the complaint.

APPLICABLE LAW

The named parties have the right to challenge the complaint’s sufficiency.

(20 U.S.C. § 1415(b) & (c).) The party filing the complaint is not entitled to a hearing unless the complaint meets the requirements of title 20 United States Code section 1415(b)(7)(A).

A complaint is sufficient if it: (1) describes the problem relating to the proposed change regarding the Student’s identification, evaluation, or educational placement, or providing the Student a free appropriate public education; (2) includes facts about the problem; and (3) includes a proposed resolution to the extent known and available to the party at the time. (20 U.S.C. § 1415(b)(7)(A)(ii)(III) & (IV).) These requirements prevent vague and confusing complaints, and promote fairness by providing the named parties with sufficient information to know how to prepare for the hearing and how to participate in resolution sessions and mediation. (See H.R.Rep. No. 108-77, 1st Sess.

(2003), p. 115; Sen. Rep. No. 108-185, 1st Sess. (2003), pp. 34-35.)

The complaint provides enough information when it provides “an awareness and understanding of the issues forming the basis of the complaint.” (Sen. Rep. No. 108- 185, supra, at p. 34.) The pleading requirements should be liberally construed in light of the broad remedial purposes of the Individuals with Disabilities Education Act, or IDEA, and the relative informality of the due process hearings it authorizes. (Alexandra R. ex rel. Burke v. Brookline School Dist. (D.N.H., Sept. 10, 2009, CIV. 06-CV-0215-JL) 2009 WL 2957991[nonpub. Opn.]; Escambia County Bd. Of Educ. V. Benton (S.D. Ala. 2005) 406 F.Supp.2d 1248, 1259-1260.] Whether the complaint is sufficient is a matter within the sound discretion of the Administrative Law Judge. (Assistance to States for the Educ. Of Children with Disabilities & Preschool Grants for Children with Disabilities (Aug. 14,

2006) 71 FR 46541, 46699.)

DISCUSSION

Palo Alto complains that the complaint lacks “any factual context or details to put the District on notice of what actionable claims are being raised.” Specifically, Palo Alto asserts Student should be required to identify why prior IEPs to which Parents consented, are now considered by them to be inadequate.

Minimal pleading standards apply to requests for due process pursuant to the Individuals with Disabilities Education Act. (Schaffer ex rel. Schaffer v. Weast, (2005) 546 U.S. 49, 54 [126 S.Ct. 528, 163 L.Ed.2d 387].) Palo Alto offers no persuasive legal authority mandating this level of detail in Student’s pleadings. Prior OAH orders are not precedential. (Cal. Code Regs, tit. 5, § 3085.)

Student asserts three issues:

Issue #1: During the 2022-2023 school year, including ESY, did the Respondent fail to offer Petitioner a FAPE by not offering Petitioner appropriate academic support services? Issue #2: During the 2022-2023 school year, including ESY, did the Respondent fail to offer Petitioner a FAPE by not offering Petitioner appropriate Occupational Therapy services? Issue #3: During the 2022-2023 school year, including ESY, did the Respondent fail to offer Petitioner a FAPE by not offering Petitioner appropriate Speech and Language services? Here Student has alleged adequate information for Palo Alto to prepare for resolution session, mediation or hearing. Therefore, the three issues pled are sufficient.

Palo Alto also challenges the adequacy of Student’s proposed resolutions. A complaint is required to include proposed resolutions to the problem, to the extent known and available to the party at the time. (20 U.S.C. §1415(b)(7)(A)(ii)(IV).) The proposed resolution stated in Student’s complaint is sufficiently described to meet the statutory standard regarding proposed resolutions.

ORDER

1. The complaint is sufficient under title 20 United States Code section

1415(b)(7)(A)(ii).

2. The prehearing conference, and hearing dates in this matter are confirmed.

IT IS SO ORDERED.

Penelope S. Pahl Administrative Law Judge Office of Administrative Hearings