California OAH special education order · October 23, 2015
Order Following Prehearing Conference
OAH Case No. 2015061178, 2015060035 · ALJ Sabrina Kong
OAH set the consolidated hearing to begin October 29, 2015, and narrowed the issues after Student withdrew some claims. Over District's objection, it allowed both sides to audio record the hearing as a courtesy.
This case went to decision
Student v. Tehachapi Unified School District: Tehachapi Unified must provide 105 hours of tutoring for failing to offer home instruction after two surgeries; mobility claims denied. (2016)
Summary
After a telephonic prehearing conference, OAH set hearing dates at District's offices and ordered District to certify within two days that the facility is accessible. Student withdrew his independent occupational therapy assessment request, so District withdrew its matching issue. Student also withdrew all other claims except two: home hospital instruction after his October 2013 surgery, and mobility support needs. District's issues are the appropriateness of its psycho-educational assessment and whether it may assess without parental consent. Student's motion to audio record was granted for both parties as a courtesy, subject to conditions, despite District's opposition.
Why it matters
Student's counsel admitted the evidence binders were not served five business days before hearing, and District said it would move to exclude that evidence. Missing the Education Code section 56505(e)(7) disclosure deadline can cost a family its evidence. The order also shows parents may get permission to audio record a hearing, subject to strict limits on use.
Key authority cited
- Ed. Code § 56505(e)(7)
- Cal. Code Regs., tit. 5, § 3082(g)
- Schaffer v. Weast (2005) 546 U.S. 49
People named in the order
- Kathleen Lamay, District representative
- Andrea Marcus, Student's attorney
Topics
Full text of the order
Published text of the OAH order. Page headers and numbers from the original PDF have been dropped.
BEFORE THE
OFFICE OF ADMINISTRATIVE HEARINGS
STATE OF CALIFORNIA
In the Consolidated Matters of:
TEHACHAPI UNIFIED SCHOOL OAH Case No. 2015061178
DISTRICT,
v.
PARENT ON BEHALF OF STUDENT,
PARENT ON BEHALF OF STUDENT, OAH Case No. 2015060035 v.
TEHACHAPI UNIFIED SCHOOL ORDER FOLLOWING PREHEARING
DISTRICT. CONFERENCE
On October 23, 2015, a telephonic prehearing conference was held before Administrative Law Judge Sabrina Kong, Office of Administrative Hearings.
Kathleen Lamay appeared on District’s behalf. Andrea Marcus, Attorney at Law, appeared on Student’s behalf. The PHC was recorded.
Based upon discussion with the parties, the ALJ issues the following order:
1. Hearing Dates, Times, and Location. The hearing shall take place on
October 29, 2015, and November 3, 4, 9, 10, and 12, 2015, and continuing day to day, Monday through Thursday, at the discretion of the ALJ. The hearing shall take place at District’s offices located at 300 S. Robinson Street, Tehachapi, CA 93561. The hearing shall begin at 9:30 a.m. the first day of the hearing, at 1:30 p.m. on November 9, 2015 and end at 5:00 p.m., and at 9:00 a.m. all other days, and end at 4:30 p.m., unless otherwise ordered.
District shall provide a facility for the hearing that fully complies with the Americans with Disabilities Act of 1990 (42 U.S.C.A. § 12101 et seq.), the Rehabilitation Act of 1973 (29 U.S.C. § 794 et seq.), the Unruh Civil Rights Act (Civ. Code, § 51 et seq.), and all laws governing accessibility of government facilities to persons with disabilities. District failed to certify that it would provide a facility for this case that complied with the law at the October 23, 2015 PHC. District shall inform OAH within two days of the date of this order it is able to certify that it will provide a facility that complies with the law.
Prior to the beginning of the hearing, District shall assist the ALJ to ensure that the hearing room is configured into a courtroom setting, including (1) a table for Student and his representatives; (2) a table for District’s legal representative and special education representative; (3) a table for the witness; and (4) a table for the ALJ, near an electrical outlet. District shall also make reasonable effort to ensure that drinking water and tissue are available to all parties, witnesses and the ALJ.
The parties shall immediately notify all potential witnesses of the hearing dates, and shall subpoena witnesses if necessary, to ensure that the witnesses will be available to testify.
A witness will not be regarded as unavailable for purposes of showing “good cause” to continue the hearing if the witness is not properly notified of the hearing date or properly subpoenaed, as applicable.
2. Issues and Proposed Resolutions. The issues at the due process hearing, and
the proposed resolutions, are listed below.
District’s Issues:
a. Whether District’s psycho-educational assessment 1 was appropriate such that
Student is not entitled to a publicly funded independent psycho-educational assessment?
b. Whether District could conduct comprehensive assessments pursuant to its
June 2, 2015 and July 9, 2015 assessment plans without parental consent? Student’s Issues: 2
a. Whether District denied Student a free appropriate public education by failing
to offer home hospital instruction when student was home recuperating from his surgeries starting on October 10, 2013, as a result of his October 10, 2013 surgery; 3 and Student withdrew his request for an independent occupational therapy assessment on the record. Therefore, District withdrew its issue that Student was not entitled to a publicly funded independent occupational therapy assessment.
Student withdrew all other issues from the due process complaint on the record other than those set forth in this PHC order.
Ms. Marcus was ordered to file with OAH and serve on Ms. Lamay the period of time that Student contends he was recuperating from his surgeries and/or the date of all of the
b. Whether District denied Student a FAPE by failing to address Student’s
mobility support needs including: (i) campus access; (ii) changing table access; (iii) time accommodation and appropriate staff support for school bus access; (iv) classroom arrangement access pursuant to the October 31, 2013 IEP; and (v) playground access.
3. Exhibits. Exhibits shall be pre-marked and placed in three-ring exhibit binders
prior to the hearing. The parties shall use numbers to identify exhibits, but shall place the letter “S” or “D” in front of the exhibit to designate if it is a Student or District exhibit (for example, “S-5, S-6, or D-1, D-2”). Each exhibit shall be internally paginated by exhibit, or all of a party’s exhibits shall be Bates-stamped. Each exhibit binder shall contain a detailed table of contents. The parties shall serve their evidence binders on each other in compliance with Education Code section 56505, subdivision (e)(7). 4 At the hearing, each party shall supply an exhibit binder containing its exhibits for use by the ALJ, and a second exhibit binder for use by witnesses. The parties may not serve exhibits on OAH prior to the hearing.
In the event of duplicate exhibits, the most legible version will be used.
The parties shall exchange resumes or curriculum vitae for each witness who is expected to testify as to their professional credentials.
Except for good cause shown, or unless used solely for rebuttal or impeachment, any exhibit not included in the exhibit lists and not previously exchanged shall not be admitted into evidence at the hearing unless it is supported by written declaration under penalty of perjury, and the ALJ rules that it is admissible.
4. Witnesses. Each party is responsible for procuring the attendance at hearing
of its own witnesses. Each party shall make witnesses under its control reasonably available.
The parties shall schedule their witnesses to avoid delays in the hearing and to minimize or eliminate the need for calling witnesses out of order. Neither party shall be permitted to call any witnesses not disclosed in the party’s prehearing conference statement except for good cause shown, supported by written declaration under penalty of perjury, and at the discretion of the ALJ.
surgeries no later than 5:00 p.m. on October 23, 2015. This information shall be added to Student’s issue 2.a. at the discretion of the ALJ at hearing.
Ms. Lamay represented that Student failed to provide District with evidence binders in a timely manner in compliance with Education Code section 56505, subdivision (e)(7).
Ms. Marcus agreed that she was unable to provide the evidence binders in compliance with Education Code section 56505, subdivision (e)(7). District will move to exclude any evidence at hearing that was not provided by Student in compliance with Education Code section 56505, subdivision (e)(7).
The parties are ordered to meet and confer by October 26, 2015, as to the schedule of witnesses and present a witness schedule at hearing pursuant to the example below, to coordinate the availability and order of testimony of witnesses, to ensure that there is a witness available to testify at all times during the hearing, and to ensure that the hearing is completed as scheduled.
Example:
The following witnesses will be called to testify on October 29, 2015:
1. Jane Smith at 10:00 a.m.
2. Bob Jones at 11:00 a.m.
The parties are encouraged to review and shorten their witness lists prior to the hearing, bearing in mind that evidence will be excluded if it is repetitive, cumulative, or insufficiently probative to justify the time it would take to hear.
The parties shall attempt to reach agreement on a witness list for the first day of hearing. The District shall have witnesses available in case agreement on a witness list is not reached. Prior to the commencement of the due process hearing, the ALJ and the parties will discuss the length of time anticipated for direct and cross-examination of each witness and scheduling issues for individual witnesses, and the ALJ will finalize the witness schedule.
Additionally, the parties shall be prepared at the end of each day of hearing to discuss the witnesses to be presented the next day and the time the testimony of each such witness is expected to take.
5. Scope of Witness Examination. Each witness shall be called to testify only
once, except for rebuttal purposes, and all parties shall examine the witness on all issues when the witness is first called. After the first direct and cross-examinations, each party shall be limited in examining the witness to only those matters raised in the immediately preceding examination. The order in which the parties present their cases in chief shall be subordinate to the need for each witness to appear only once.
6. Telephonic Testimony. Neither party requested telephonic testimony at the
PHC. Whether a witness may appear by telephone is a matter within the discretion of the ALJ. (Cal. Code Regs., tit. 5, § 3082, subd. (g).) Any party seeking to present a witness by telephone shall move in advance for leave to do so, unless the opposing party has stipulated that the witness may appear by telephone. The proponent of the witness shall provide the proposed witness with a complete set of exhibit binders from all parties, containing all of each party’s exhibits, prior to the hearing; and shall ensure that the hearing room has sound equipment that allows everyone in the room to hear the witness, and the witness to hear objections and rulings. No witness will be heard by telephone unless all these requirements have been fulfilled.
7. Timely Disclosure of Witnesses/Exhibits. Education Code section 56505,
subdivision (e)(7), provides for disclosure of witnesses and exhibits at least five business days prior to the hearing.
8. Electronic Recording of Hearing.
a. Audio Recording. Student moved to audio record the hearing. District
opposed Student’s motion, but requested the same privilege if such was granted to Student.
The parties’ request to make an audio recording of the hearing is granted as a courtesy and subject to the following conditions: 1) that OAH’s recording is the only official recording;
2) that the recording will be turned on and off at the same time as the ALJ’s recording, in order to avoid recording conversations while off the record; 3) that operation of the party’s recording mechanism will not be allowed to delay the hearing; 4) that the recording shall not be played or published for a prospective witness; 5) that the recording shall not be used for any purpose other than assisting in the representation and presentation of this due process hearing; 6) that the parties shall erase, or otherwise destroy, the recording after the hearing and all opportunities for appeal from any decision herein has been exhausted; and 7) that the parties shall not use this recording in any subsequent due process hearing.
b. Video Recording. No party, witness or anyone else present may
make any video recording of any part of the proceedings. Any person doing so shall be subject to sanctions.
9. Order of Presentation of Evidence. In an administrative proceeding, the
burden of proof is ordinarily on the party requesting the hearing. (Schaffer v. Weast (2005)
546 U.S. 49, 56-62 [126 S.Ct. 528, 163 L.Ed.2d 387].) In this consolidated matter, District shall present its case-in-chief first, followed by Student.
10. Motions. No pretrial motions are pending or contemplated. Any motion filed
after this date shall be supported by a declaration under penalty of perjury establishing good cause as to why the motion was not made prior to or during the prehearing conference of October 23, 2015.
11. Compensatory Education/Reimbursement. Any party seeking reimbursement
of expenditures shall present admissible evidence of these expenditures, or a stipulation to the amount of expenditures, as part of its case in chief. A party seeking compensatory education should provide evidence regarding the type, amount, duration, and need for any requested compensatory education.
12. Stipulations. Stipulations to pertinent facts, contentions or resolutions are
encouraged. Any proposed stipulation shall be submitted to the assigned ALJ in written form.
13. Conduct of Counsel and Hearing Room Decorum. Counsel, all parties, and all
witnesses shall conduct themselves in a professional and courteous manner at all times.
Cellular phones, pagers, recorders, and other noisemaking electronic devices shall be shut off or set to vibrate during the hearing unless permission to the contrary is obtained from the
ALJ.
14. Special Needs and Accommodations. None anticipated at the PHC. A party or
participant to this case, such as a witness, requiring reasonable accommodation to participate in the mediation or hearing may contact the assigned calendar staff, identified in the scheduling order, at (916) 263-0880, as soon as the need is known. Additional information concerning requests for reasonable accommodation is available on OAH’s website at:
http://www.dgs.ca.gov/oah/Home/Accommodations.aspx
15. Hearing Open To the Public. At the request of Student, the hearing will be
open to the public.
16. Settlement. The parties are encouraged to continue working together
to reach an agreement before the due process hearing. The parties shall inform OAH in writing immediately should they reach a settlement or otherwise resolve the dispute before the scheduled hearing. In addition, if a settlement is reached within five days of the scheduled start of the due process hearing, the parties shall also inform OAH of the settlement by telephone at (916) 263-0880.
IF A FULL AND FINAL WRITTEN SETTLEMENT AGREEMENT IS REACHED
AFTER 5:00 P.M. THE DAY PRIOR TO HEARING, THE PARTIES SHALL LEAVE A
VOICEMAIL MESSAGE REGARDING THE SETTLEMENT AT (916) 274-6035. THE
PARTIES SHOULD ALSO LEAVE CONTACT INFORMATION SUCH AS CELLULAR
PHONE NUMBERS OF EACH PARTY OR COUNSEL FOR EACH PARTY. THE
PARTIES SHOULD SIMULTANEOUSLY FAX THE SIGNATURE PAGE OF THE
SIGNED AGREEMENT OR A LETTER WITHDRAWING THE CASE TO OAH AT
THE FAXINATION LINE at 916-376-6319.
Dates for hearing will not be cancelled until the letter of withdrawal or signature page of the signed agreement has been received by OAH. If an agreement in principle is reached, the parties should plan to attend the scheduled hearing unless different arrangements have been agreed upon by the assigned ALJ. The assigned ALJ will check for messages the evening prior to the hearing or the morning of the hearing.
If the matter settles subject to board approval, in addition to a signed copy of the signature page of the settlement agreement as noted above, the parties shall submit a request for a status conference and provide the date of the next board meeting. The hearing dates will not be cancelled without this information.
17. Failure to comply with this order may result in the exclusion of evidence or
other sanctions.
IT IS SO ORDERED.
DATE: October 23, 2015
/ S/
SABRINA KONG
Administrative Law Judge Office of Administrative Hearings
